GMP INVESTMENT MANAGEMENT, LP
CRD #161843 SEC #802-76222 TORONTO, ONTARIO 416-941-0892
State Registered Exempt Reporting Broker-Dealer Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARNES, KEVIN, SCOTT | I | PRESIDENT AND MANAGING PARTNER | NA | Control |
| BARNES, KEVIN, SCOTT | I | PRESIDENT AND MANAGING PARTNER | NA | Control |
| CQI CAPITAL GP CORP. | FE | GENERAL PARTNER | NA | Control |
| CQI CAPITAL GP CORP. | FE | GENERAL PARTNER | NA | Control |
| DRAKE, CHRISTINA, MARIA | I | DIRECTOR | NA | Control |
| FRICKER, HARRIS, A | I | DIRECTOR | NA | Control |
| FRICKER, HARRIS, A | I | DIRECTOR | NA | Control |
| FRICKER, HARRIS, A | I | DIRECTOR | NA | Control |
| FRICKER, HARRIS, A | I | DIRECTOR | NA | Control |
| FRICKER, HARRIS, A | I | DIRECTOR | NA | Control |
| GMP INVESTMENT MANAGEMENT GP CORP. | FE | GENERAL PARTNER | NA | Control |
| GMP INVESTMENT MANAGEMENT GP CORP. | FE | GENERAL PARTNER | NA | Control |
| GMP INVESTMENT MANAGEMENT GP CORP. | FE | GENERAL PARTNER | NA | Control |
| LIEBOVITZ, PAUL, MICHAEL | I | CHIEF OPERATIONS OFFICER | NA | Control |
| LIEBOVITZ, PAUL, MICHAEL | I | CHIEF OPERATIONS OFFICER AND MANAGING PARTNER | NA | Control |
| LIEBOVITZ, PAUL, MICHAEL | I | CHIEF OPERATIONS OFFICER AND MANAGING PARTNER | NA | Control |
| MARKS, JASON, ALAN | I | CHIEF EXECUTIVE OFFICER AND DIRECTOR | NA | Control |
| MARKS, JASON, ALAN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING PARTNER (GMP INVESTMENT MANAGEMENT GENPAR LLC) | NA | Control |
| MARKS, JASON, ALAN | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT (GMPIM ABCP (USA) GP INC.) | NA | Control |
| MARKS, JASON, ALAN | I | CO-CHIEF EXECUTIVE OFFICER, DIRECTOR, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, JASON, ALAN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING PARTNER (GMP INVESTMENT MANAGEMENT GENPAR LLC) | NA | Control |
| MARKS, JASON, ALAN | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT (GMPIM ABCP (USA) GP INC.) | NA | Control |
| MARKS, JASON, ALAN | I | CO-CHIEF EXECUTIVE OFFICER, DIRECTOR, CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, JASON, ALAN | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER AND MANAGING PARTNER (GMP INVESTMENT MANAGEMENT GENPAR LLC) | NA | Control |
| MARKS, JASON, ALAN | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT (GMPIM ABCP (USA) GP INC.) | NA | Control |
| MCCLURE, DANIEL | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| MCCLURE, DANIEL | I | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | NA | Control |
| MCCLURE, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| MCCLURE, DANIEL | I | CO-CHIEF EXECUTIVE OFFICER AND MANAGING PARTNER | NA | Control |
| MUMFORD, NICHOLAS, ALEXANDER CHARLES | I | SECRETARY AND DIRECTOR (GMPIM ABCP (USA) GP INC.) | NA | Control |
| MUMFORD, NICHOLAS, ALEXANDER CHARLES | I | SECRETARY AND DIRECTOR (GMPIM ABCP (USA) GP INC.) | NA | Control |
| MUMFORD, NICHOLAS, ALEXANDER CHARLES | I | SECRETARY AND DIRECTOR (GMPIM ABCP (USA) GP INC.) | NA | Control |
| WONG, GIGI, CHING HAN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| WONG, GIGI, CHING HAN | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| WONG, GIGI, CHING HAN | I | CHIEF FINANCIAL OFFICER AND SECRETARY | NA | Control |
| WONG, GIGI, CHING HAN | I | CHIEF FINANCIAL OFFICER AND SECRETARY (GMP INVESTMENT MANAGEMENT GENPAR LLC) | NA | Control |
| WONG, GIGI, CHING HAN | I | CHIEF FINANCIAL OFFICER, SECRETARY AND MANAGING PARTNER | NA | Control |
| WONG, GIGI, CHING HAN | I | CHIEF FINANCIAL OFFICER AND SECRETARY (GMP INVESTMENT MANAGEMENT GENPAR LLC) | NA | Control |
| WONG, GIGI, CHING HAN | I | CHIEF FINANCIAL OFFICER, SECRETARY AND MANAGING PARTNER | NA | Control |
| WONG, GIGI, CHING HAN | I | CHIEF FINANCIAL OFFICER AND SECRETARY (GMP INVESTMENT MANAGEMENT GENPAR LLC) | NA | Control |
| PROPRIETARY PARTNER L.P. | FE | LIMITED PARTNER | E | Control |
| PROPRIETARY PARTNER L.P. | FE | LIMITED PARTNER | E | Control |
| PROPRIETARY PARTNER L.P. | FE | LIMITED PARTNER | E | Control |
| PROPRIETARY PARTNER L.P. | FE | LIMITED PARTNER | E | Control |
| PROPRIETARY PARTNER L.P. | FE | LIMITED PARTNER | E | Control |
| PROPRIETARY PARTNER GP CORP. | FE | SOLE MEMBER (GMPIM ABCP (USA) GP INC.) | E | Control |
| PROPRIETARY PARTNER GP CORP. | FE | SOLE MEMBER (GMPIM ABCP (USA) GP INC.) | E | Control |
| PROPRIETARY PARTNER GP CORP. | FE | SOLE MEMBER (GMP INVESTMENT MANAGEMENT GENPAR LLC) | E | Control |
| PROPRIETARY PARTNER GP CORP. | FE | SOLE MEMBER (GMPIM ABCP (USA) GP INC.) | E | Control |
| PROPRIETARY PARTNER GP CORP. | FE | SOLE MEMBER (GMP INVESTMENT MANAGEMENT GENPAR LLC) | E | Control |
| PROPRIETARY PARTNER GP CORP. | FE | SOLE MEMBER (GMPIM ABCP (USA) GP INC.) | E | Control |
| PROPRIETARY PARTNER GP CORP. | FE | SOLE MEMBER (GMP INVESTMENT MANAGEMENT GENPAR LLC) | E | Control |
| PROPRIETARY PARTNER GP CORP. | FE | SOLE MEMBER (GMPIM ABCP (USA) GP INC.) | E | Control |
| GRIFFITHS MCBURNEY L.P. | FE | LIMITED PARTNER (PREFERRED UNITS) | D | Control |
| GRIFFITHS MCBURNEY L.P. | FE | LIMITED PARTNER (PREFERRED UNITS) | D | Control |
| GRIFFITHS MCBURNEY L.P. | FE | LIMITED PARTNER (PREFERRED UNITS) | D | Control |
| GRIFFITHS MCBURNEY L.P. | FE | LIMITED PARTNER (PREFERRED UNITS) | D | Control |
| GRIFFITHS MCBURNEY L.P. | FE | LIMITED PARTNER (PREFERRED UNITS) | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GMP CORP. | FE | GRIFFITHS MCBURNEY L.P. | F | Control |
| GMP CORP. | FE | GRIFFITHS MCBURNEY L.P. | F | Control |
| GMP CORP. | FE | GRIFFITHS MCBURNEY L.P. | F | Control |
| GMP CORP. | FE | GRIFFITHS MCBURNEY L.P. | F | Control |
| GMP CORP. | FE | GRIFFITHS MCBURNEY L.P. | F | Control |
| PROPRIETARY PARTNER GP CORP. | FE | PROPRIETARY PARTNER L.P. | F | Control |
| PROPRIETARY PARTNER GP CORP. | FE | PROPRIETARY PARTNER L.P. | F | Control |
| PROPRIETARY PARTNER GP CORP. | FE | PROPRIETARY PARTNER L.P. | F | Control |
| PROPRIETARY PARTNER GP CORP. | FE | PROPRIETARY PARTNER L.P. | F | Control |
| PROPRIETARY PARTNER GP CORP. | FE | PROPRIETARY PARTNER L.P. | F | Control |
| CQI CAPITAL GP CORP. | FE | GMP INVESTMENT MANAGEMENT GP CORP. | E | Control |
| CQI CAPITAL GP CORP. | FE | GMP INVESTMENT MANAGEMENT GP CORP. | E | Control |
| GMP CAPITAL INC. | FE | GMP CORP. | E | Control |
| GMP CAPITAL INC. | FE | GRIFFITHS MCBURNEY L.P. | E | Control |
| GMP CAPITAL INC. | FE | GMP CORP. | E | Control |
| GMP CAPITAL INC. | FE | GRIFFITHS MCBURNEY L.P. | E | Control |
| GMP CAPITAL INC. | FE | GMP CORP. | E | Control |
| GMP CAPITAL INC. | FE | GRIFFITHS MCBURNEY L.P. | E | Control |
| GMP CAPITAL INC. | FE | GMP CORP. | E | Control |
| GMP CAPITAL INC. | FE | GRIFFITHS MCBURNEY L.P. | E | Control |
| GMP CAPITAL INC. | FE | GMP CORP. | E | Control |
| GMP CAPITAL INC. | FE | GRIFFITHS MCBURNEY L.P. | E | Control |
| GRIFFITHS MCBURNEY L.P. | FE | PROPRIETARY PARTNER GP CORP. | E | Control |
| GRIFFITHS MCBURNEY L.P. | FE | PROPRIETARY PARTNER GP CORP. | E | Control |
| GRIFFITHS MCBURNEY L.P. | FE | PROPRIETARY PARTNER GP CORP. | E | Control |
| GRIFFITHS MCBURNEY L.P. | FE | PROPRIETARY PARTNER GP CORP. | E | Control |
| GRIFFITHS MCBURNEY L.P. | FE | PROPRIETARY PARTNER GP CORP. | E | Control |
| PROPRIETARY PARTNER L.P. | FE | GMP INVESTMENT MANAGEMENT GP CORP. | E | Control |
| PROPRIETARY PARTNER L.P. | FE | GMP INVESTMENT MANAGEMENT GP CORP. | E | Control |
| PROPRIETARY PARTNER L.P. | FE | GMP INVESTMENT MANAGEMENT GP CORP. | E | Control |
| GRIFFITHS MCBURNEY L.P. | FE | PROPRIETARY PARTNER L.P. | D | Control |
| GRIFFITHS MCBURNEY L.P. | FE | PROPRIETARY PARTNER L.P. | D | Control |
| GRIFFITHS MCBURNEY L.P. | FE | PROPRIETARY PARTNER L.P. | D | Control |
| GRIFFITHS MCBURNEY L.P. | FE | PROPRIETARY PARTNER L.P. | D | Control |
| GRIFFITHS MCBURNEY L.P. | FE | PROPRIETARY PARTNER L.P. | D | Control |
Registrations
Federal
ERA
Mar 28, 2013 REGISTERED
Address
145 KING STREET WEST, SUITE 1000TORONTO, ONTARIO M5H 1J8
Canada
Phone: 416-941-0892