SICOR SECURITIES INC
CRD #16195 SEC #801-31673 DAYTON, OH 937-890-3101
SEC Registered Broker-Dealer
Total AUM
$17.3M
Discretionary
$17.3M
Employees
5
Clients
26
Accounts
253
Firm Details
- Organization Type
- Corporation
- State of Formation
- Ohio
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 25, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BON, JUDITH D | I | TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST | NA | |
| BON, JUDITH D | I | TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST | NA | |
| BON, JUDITH D | I | TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST | NA | |
| BON, JUDITH D | I | TRUSTEE OF JUDITH D BON REVOCABLE LIVING TRUST | NA | |
| CADRE ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| CADRE ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| CADRE ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| CADRE ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| CLAY ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| CLAY ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| CLAY ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| CLAY ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| CLAY ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| CLAY ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| CLAY ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| CLAY ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| JUDITH D BON REVOCABLE LIVING TRUST | DE | STOCKHOLDER | NA | |
| JUDITH D BON REVOCABLE LIVING TRUST | DE | STOCKHOLDER | NA | |
| JUDITH D BON REVOCABLE LIVING TRUST | DE | STOCKHOLDER | NA | |
| JUDITH D BON REVOCABLE LIVING TRUST | DE | STOCKHOLDER | NA | |
| KIERSTEAD, JAMES MARTIN AVON | I | VICE PRESIDENT | NA | Control |
| KIERSTEAD, JAMES MARTIN AVON | I | VICE PRESIDENT | NA | Control |
| KIERSTEAD, JAMES MARTIN AVON | I | VICE PRESIDENT | NA | Control |
| KIERSTEAD, JAMES MARTIN AVON | I | FINANCIAL & OPERATION PRINCIPAL | NA | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | NA | Control |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | Control |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | Control |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | Control |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | Control |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | Control |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | Control |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | Control |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | Control |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | |
| MERRICK, SARA ANN | I | SECRETARY/V-PRES/DIRECTOR | NA | |
| PERSONS, STEVE JAMES | I | VICE PRESIDENT | NA | Control |
| PERSONS, STEVE JAMES | I | VICE PRESIDENT | NA | Control |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE DEMANGE ASSET MANAGEMENT CO | DE | STOCK HOLDER | NA | |
| THE RALPH DEMANGE ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| THE RALPH DEMANGE ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| THE RALPH DEMANGE ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| THE RALPH DEMANGE ASSET MANAGEMENT COMPANY | DE | STOCK HOLDER | NA | |
| WISEMAN, KENNETH ROBERT | I | TREASURER/DIRECTOR | NA | Control |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TIS HOLDINGS INC | DE | CORPORATE HOLDING COMPANY | E | |
| TOWER INVESTMENT SERVICES | DE | CORPORATE HOLDING COMPANY | E | |
| TOWER INVESTMENT SERVICES | DE | CORPORATE HOLDING COMPANY | E | |
| TOWER INVESTMENT SERVICES | DE | CORPORATE HOLDING COMPANY | E | |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| MERRICK, GREGORY LUNAR | I | PRESIDENT/DIRECTOR | B | Control |
| MERRICK, GREGORY LUNAR | I | FINANCIAL & OPERATIONS PRINCIPAL | B | Control |
| MERRICK, GREGORY LUNAR | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WISEMAN, KENNETH ROBERT | I | TREASURER/DIRECTOR | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | E | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | E | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | E | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | E | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | E | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | E | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | E | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | E | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | E | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | E | Control |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| S & P BUSINESS TRUST | DE | TIS HOLDINGS, INC. | E | |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | D | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | D | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | D | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | D | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | D | |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | D | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | D | Control |
| MERRICK, SARA ANN | I | S & P BUSINESS TRUST | D | Control |
| S & P BUSINESS TRUST | DE | TOWER INVESTMENT SERVICES | D | |
| S & P BUSINESS TRUST | DE | TOWER INVESTMENT SERVICES | D | |
| S & P BUSINESS TRUST | DE | TOWER INVESTMENT SERVICES | D |
Registrations
Federal
IA
Jan 25, 2007 REGISTERED
Notice Filings (29)
AL CA CO FL GA IA IL IN KS KY MA MI MN MO NC NH NJ NV NY OH PA RI TN TX UT VA VT WA WI
Address
6500 POE AVENUESUITE 105
DAYTON, OH 45414-2556
USA
Phone: 937-890-3101