DLJ CAPITAL CORPORATION
CRD #162013 SEC #802-75456 NEW YORK, NY 212-538-3600
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 21, 2017
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNABOLDI, NICOLE, SINEK | I | CHAIRMAN | NA | Control |
| ARNABOLDI, NICOLE, SINEK | I | MANAGING DIRECTOR | NA | Control |
| ARNABOLDI, NICOLE, SINEK | I | CHAIRMAN | NA | Control |
| ARNABOLDI, NICOLE, SINEK | I | CHAIRMAN | NA | Control |
| ARNABOLDI, NICOLE, SINEK | I | CHAIRMAN | NA | Control |
| FEENEY, PETER, JOHN | I | MANAGING DIRECTOR AND MEMBER OF BOARD | NA | Control |
| FEENEY, PETER, JOHN | I | MANAGING DIRECTOR AND MEMBER OF BOARD | NA | Control |
| FINZI, ROBERT | I | CHAIRMAN | NA | Control |
| FINZI, ROBERT | I | CHAIRMAN | NA | Control |
| FINZI, ROBERT | I | CHAIRMAN | NA | Control |
| LOHSEN, KENNETH, JOHN | I | CHEIF FINANCIAL OFFICER | NA | Control |
| LOHSEN, KENNETH, JOHN | I | CHEIF FINANCIAL OFFICER | NA | Control |
| LOHSEN, KENNETH, JOHN | I | CHEIF FINANCIAL OFFICER | NA | Control |
| LOHSEN, KENNETH, JOHN | I | CHEIF FINANCIAL OFFICER | NA | Control |
| LOHSEN, KENNETH, JOHN | I | CHEIF FINANCIAL OFFICER | NA | Control |
| LOHSEN, KENNETH, JOHN | I | CHEIF FINANCIAL OFFICER | NA | Control |
| LOHSEN, KENNETH, JOHN | I | CHEIF FINANCIAL OFFICER | NA | Control |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORIZIO, EMIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR | NA | Control |
| SINGH, RAVI, MOHAN | I | MANAGING DIRECTOR | NA | Control |
| CREDIT SUISSE (USA), INC. | FE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CREDIT SUISSE (USA), INC. | FE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CREDIT SUISSE (USA), INC. | FE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CREDIT SUISSE (USA), INC. | FE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CREDIT SUISSE (USA), INC. | FE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CREDIT SUISSE (USA), INC. | FE | OWNER OF 100% MEMBER INTERESTS | E | Control |
| CREDIT SUISSE (USA), INC. | FE | OWNER OF 100% MEMBER INTERESTS | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE GROUP AG | FE | CREDIT SUISSE AG | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE HOLDINGS (USA), INC. | DE | CREDIT SUISSE (USA), INC. | E | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE AG | FE | OWNS 57% OF CREDIT SUISSE HOLDINGS (USA), INC. | D | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C | |
| CREDIT SUISSE GROUP AG | FE | OWNS 43% OF CREDIT SUISSE HOLDINGS (USA), INC. (F/K/A CREDIT SUISSE FIRST BOSTON, INC.) | C |
Registrations
Federal
ERA
Mar 21, 2017 REGISTERED
Address
ONE MADISON AVENUENEW YORK, NY 10010
United States
Phone: 212-538-3600