PHILOSMITH CAPITAL CORPORATION
CRD #162082 SEC #801-76154 STAMFORD, CT 203-348-7365
SEC Registered Broker-Dealer Private Funds
Total AUM
$365.3M
Discretionary
$365.3M
Employees
9
Clients
--
Accounts
3
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 4, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | NA | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | NA | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | NA | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | NA | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | NA | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | NA | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | NA | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | NA | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | NA | |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | NA | |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | NA | |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | NA | |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | NA | |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | NA | |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | NA | |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | NA | |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | NA | |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | NA | Control |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | NA | Control |
| SALMON, DAVID, ANTHONY | I | VICE PRESIDENT | NA | Control |
| SALMON, DAVID, ANTHONY | I | VICE PRESIDENT | NA | Control |
| SALMON, DAVID, ANTHONY | I | VICE PRESIDENT | NA | Control |
| SALMON, DAVID, ANTHONY | I | VICE PRESIDENT | NA | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | D | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| AMEN, JAMES, ANDREW | I | PRESIDENT | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| INGLIS, JAMES, EARL | I | VICE PRESIDENT, SECRETARY & TREASURER | C | Control |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | B | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | B | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | B | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | B | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | B | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | B | |
| HAGERTY, FRANCIS, JOSEPH | I | VICE PRESIDENT | B | |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | A | Control |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | A | Control |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | A | Control |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | A | Control |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | A | Control |
| OGRADY, MICHELE, CORRIDOR | I | VICE PRESIDENT & CCO | A | Control |
| SALMON, DAVID, ANTHONY | I | VICE PRESIDENT | A | Control |
| SALMON, DAVID, ANTHONY | I | VICE PRESIDENT | A | Control |
| SALMON, DAVID, ANTHONY | I | VICE PRESIDENT | A | Control |
| SALMON, DAVID, ANTHONY | I | VICE PRESIDENT | A | Control |
| SALMON, DAVID, ANTHONY | I | VICE PRESIDENT | A | Control |
| SALMON, DAVID, ANTHONY | I | VICE PRESIDENT | A | Control |
Registrations
Federal
IA
Jun 4, 2025 REGISTERED
Notice Filings (1)
CT
Address
SIX LANDMARK SQUARESTAMFORD, CT 06901
United States
Phone: 203-348-7365