ESC INVESTMENT ADVISORS LLC

CRD #162252 SEC #802-75005 DALLAS, TX 214-987-6100

State Registered Exempt Reporting Private Funds

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: --
State of Formation: --
Fiscal Year End: --
Registration Date: --
Latest Filing: Nov 5, 2019
Branch Offices: 0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
AUGUSTINI, PETER, W.	I	SENIOR VICE PRESIDENT	NA
AUGUSTINI, PETER, W.	I	SENIOR VICE PRESIDENT	NA	Control
AUGUSTINI, PETER, W.	I	SENIOR VICE PRESIDENT	NA
AUGUSTINI, PETER, W.	I	SENIOR VICE PRESIDENT	NA	Control
AUGUSTINI, PETER, W.	I	SENIOR VICE PRESIDENT	NA	Control
AUGUSTINI, PETER, W.	I	SENIOR VICE PRESIDENT	NA	Control
AUGUSTINI, PETER, W.	I	SENIOR VICE PRESIDENT	NA	Control
AUGUSTINI, PETER, W.	I	SENIOR VICE PRESIDENT	NA	Control
AUGUSTINI, PETER, W.	I	SENIOR VICE PRESIDENT	NA	Control
AUGUSTINI, PETER, W.	I	SENIOR VICE PRESIDENT	NA	Control
BENSON, JAMES, PATRICK	I	MANAGING DIRECTOR	NA	Control
BENSON, JAMES, PATRICK	I	MANAGING DIRECTOR	NA	Control
BENSON, JAMES, PATRICK	I	MANAGING DIRECTOR	NA	Control
BENSON, JAMES, PATRICK	I	MANAGING DIRECTOR	NA	Control
BENSON, JAMES, PATRICK	I	MANAGING DIRECTOR	NA	Control
BENSON, JAMES, PATRICK	I	MANAGING DIRECTOR	NA	Control
BENSON, JAMES, PATRICK	I	MANAGING DIRECTOR	NA	Control
BENSON, JAMES, PATRICK	I	MANAGING DIRECTOR	NA	Control
BENSON, JAMES, PATRICK	I	MANAGING DIRECTOR	NA	Control
BENSON, JAMES, PATRICK	I	MANAGING DIRECTOR	NA	Control
DAVIS, BENJAMIN, HOYLE	I	VICE PRESIDENT	NA
DAVIS, BENJAMIN, HOYLE	I	VICE PRESIDENT	NA	Control
DAVIS, BENJAMIN, HOYLE	I	VICE PRESIDENT	NA
DAVIS, BENJAMIN, HOYLE	I	VICE PRESIDENT	NA	Control
DAVIS, BENJAMIN, HOYLE	I	VICE PRESIDENT	NA	Control
DAVIS, BENJAMIN, HOYLE	I	VICE PRESIDENT	NA	Control
DAVIS, BENJAMIN, HOYLE	I	SENIOR VICE PRESIDENT	NA	Control
DAVIS, BENJAMIN, HOYLE	I	SENIOR VICE PRESIDENT	NA	Control
DAVIS, BENJAMIN, HOYLE	I	SENIOR VICE PRESIDENT	NA	Control
DAVIS, BENJAMIN, HOYLE	I	SENIOR VICE PRESIDENT	NA	Control
Fischer, Alison, Kara	I	CHIEF FINANCIAL OFFICER	NA	Control
Fischer, Alison, Kara	I	CHIEF FINANCIAL OFFICER	NA	Control
Fischer, Alison, Kara	I	CHIEF FINANCIAL OFFICER	NA	Control
HONEYBONE, MARK, S.	I	VICE PRESIDENT	NA
HONEYBONE, MARK, S.	I	VICE PRESIDENT	NA	Control
HONEYBONE, MARK, S.	I	VICE PRESIDENT	NA
HONEYBONE, MARK, S.	I	VICE PRESIDENT	NA	Control
HONEYBONE, MARK, S.	I	VICE PRESIDENT	NA	Control
HONEYBONE, MARK, S.	I	VICE PRESIDENT	NA	Control
HONEYBONE, MARK, S.	I	SENIOR VICE PRESIDENT	NA	Control
HONEYBONE, MARK, S.	I	SENIOR VICE PRESIDENT	NA	Control
HONEYBONE, MARK, S.	I	SENIOR VICE PRESIDENT	NA	Control
HONEYBONE, MARK, S.	I	SENIOR VICE PRESIDENT	NA	Control
MAYON, MICHAEL, CHARLES	I	VICE PRESIDENT	NA	Control
MAYON, MICHAEL, CHARLES	I	VICE PRESIDENT	NA	Control
MAYON, MICHAEL, CHARLES	I	VICE PRESIDENT	NA	Control
PHILLIPS, CHANDLER, ANDREW	I	VICE PRESIDENT	NA	Control
PHILLIPS, CHANDLER, ANDREW	I	VICE PRESIDENT	NA	Control
PHILLIPS, CHANDLER, ANDREW	I	VICE PRESIDENT	NA	Control
SPANN, JAMES, WILLIAM	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
SPANN, JAMES, WILLIAM	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
SPANN, JAMES, WILLIAM	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
SPANN, JAMES, WILLIAM	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
SPANN, JAMES, WILLIAM	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
SPANN, JAMES, WILLIAM	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
SPANN, JAMES, WILLIAM	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
SPANN, JAMES, WILLIAM	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
SPANN, JAMES, WILLIAM	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
SPANN, JAMES, WILLIAM	I	MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER	NA	Control
WHITE, LELAND, BERRY	I	MANAGING DIRECTOR	NA	Control
WHITE, LELAND, BERRY	I	MANAGING DIRECTOR	NA	Control
WHITE, LELAND, BERRY	I	MANAGING DIRECTOR	NA	Control
WHITE, LELAND, BERRY	I	MANAGING DIRECTOR	NA	Control
WHITE, LELAND, BERRY	I	MANAGING DIRECTOR	NA	Control
WHITE, LELAND, BERRY	I	MANAGING DIRECTOR	NA	Control
WHITE, LELAND, BERRY	I	MANAGING DIRECTOR	NA	Control
WHITENER, THOMAS, OLIVER	I	PRESIDENT	NA	Control
WHITENER, THOMAS, OLIVER	I	PRESIDENT	NA	Control
WHITENER, THOMAS, OLIVER	I	PRESIDENT	NA	Control
WHITENER, THOMAS, OLIVER	I	PRESIDENT	NA	Control
WHITENER, THOMAS, OLIVER	I	PRESIDENT	NA	Control
WHITENER, THOMAS, OLIVER	I	PRESIDENT	NA	Control
WHITENER, THOMAS, OLIVER	I	PRESIDENT	NA	Control
WHITENER, THOMAS, OLIVER	I	PRESIDENT	NA	Control
WHITENER, THOMAS, OLIVER	I	PRESIDENT	NA	Control
WHITENER, THOMAS, OLIVER	I	PRESIDENT	NA	Control
ENERGY SPECTRUM CAPITAL V LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL V LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL V LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL V LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL V LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL V LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VI LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VI LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VI LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VI LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VI LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VI LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VII LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VII LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VII LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VII LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VII LP	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL VII LP	DE	MEMBER	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	MEMBER	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	MEMBER	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	MEMBER	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	MEMBER	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	MEMBER	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	MEMBER	E	Control
ENERGY SPECTRUM CAPITAL IV LP	DE	MEMBER	C	Control
ENERGY SPECTRUM CAPITAL IV LP	DE	MEMBER	C	Control
ENERGY SPECTRUM CAPITAL IV LP	DE	MEMBER	C	Control
ENERGY SPECTRUM CAPITAL V LP	DE	MEMBER	C	Control
ENERGY SPECTRUM CAPITAL V LP	DE	MEMBER	C	Control
ENERGY SPECTRUM CAPITAL V LP	DE	MEMBER	C	Control
ENERGY SPECTRUM CAPITAL VI LP	DE	MEMBER	C	Control
ENERGY SPECTRUM CAPITAL VI LP	DE	MEMBER	C	Control
ENERGY SPECTRUM CAPITAL VI LP	DE	MEMBER	C	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	MEMBER	C	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	MEMBER	C	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	MEMBER	C	Control
ENERGY SPECTRUM CAPITAL IV LP	DE	MEMBER	B
ENERGY SPECTRUM CAPITAL V LP	DE	MEMBER	B
ENERGY SPECTRUM CAPITAL VI LP	DE	MEMBER	B
ENERGY SPECTRUM CAPITAL VII LP	DE	MEMBER	B
ENERGY SPECTRUM SECURITIES CORPORATION	DE	MEMBER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
ENERGY SPECTRUM IV LLC	DE	ENERGY SPECTRUM CAPITAL IV LP	F	Control
ENERGY SPECTRUM IV LLC	DE	ENERGY SPECTRUM CAPITAL IV LP	F	Control
ENERGY SPECTRUM IV LLC	DE	ENERGY SPECTRUM CAPITAL IV LP	F	Control
ENERGY SPECTRUM IV LLC	DE	ENERGY SPECTRUM CAPITAL IV LP	F	Control
ENERGY SPECTRUM IV LLC	DE	ENERGY SPECTRUM CAPITAL IV LP	F	Control
ENERGY SPECTRUM V LLC	DE	ENERGY SPECTRUM CAPITAL V LP	F	Control
ENERGY SPECTRUM V LLC	DE	ENERGY SPECTRUM CAPITAL V LP	F	Control
ENERGY SPECTRUM V LLC	DE	ENERGY SPECTRUM CAPITAL V LP	F	Control
ENERGY SPECTRUM V LLC	DE	ENERGY SPECTRUM CAPITAL V LP	F	Control
ENERGY SPECTRUM V LLC	DE	ENERGY SPECTRUM CAPITAL V LP	F	Control
ENERGY SPECTRUM V LLC	DE	ENERGY SPECTRUM CAPITAL V LP	F	Control
ENERGY SPECTRUM V LLC	DE	ENERGY SPECTRUM CAPITAL V LP	F	Control
ENERGY SPECTRUM V LLC	DE	ENERGY SPECTRUM CAPITAL V LP	F	Control
ENERGY SPECTRUM V LLC	DE	ENERGY SPECTRUM CAPITAL V LP	F	Control
ENERGY SPECTRUM V LLC	DE	ENERGY SPECTRUM CAPITAL V LP	F	Control
ENERGY SPECTRUM VI LLC	DE	ENERGY SPECTRUM CAPITAL VI LP	F	Control
ENERGY SPECTRUM VI LLC	DE	ENERGY SPECTRUM CAPITAL VI LP	F	Control
ENERGY SPECTRUM VI LLC	DE	ENERGY SPECTRUM CAPITAL VI LP	F	Control
ENERGY SPECTRUM VI LLC	DE	ENERGY SPECTRUM CAPITAL VI LP	F	Control
ENERGY SPECTRUM VI LLC	DE	ENERGY SPECTRUM CAPITAL VI LP	F	Control
ENERGY SPECTRUM VI LLC	DE	ENERGY SPECTRUM CAPITAL VI LP	F	Control
ENERGY SPECTRUM VI LLC	DE	ENERGY SPECTRUM CAPITAL VI LP	F	Control
ENERGY SPECTRUM VI LLC	DE	ENERGY SPECTRUM CAPITAL VI LP	F	Control
ENERGY SPECTRUM VI LLC	DE	ENERGY SPECTRUM CAPITAL VI LP	F	Control
ENERGY SPECTRUM VI LLC	DE	ENERGY SPECTRUM CAPITAL VI LP	F	Control
ENERGY SPECTRUM VII LLC	DE	ENERGY SPECTRUM CAPITAL VII LP	F	Control
ENERGY SPECTRUM VII LLC	DE	ENERGY SPECTRUM CAPITAL VII LP	F	Control
ENERGY SPECTRUM VII LLC	DE	ENERGY SPECTRUM CAPITAL VII LP	F	Control
ENERGY SPECTRUM VII LLC	DE	ENERGY SPECTRUM CAPITAL VII LP	F	Control
ENERGY SPECTRUM VII LLC	DE	ENERGY SPECTRUM CAPITAL VII LP	F	Control
ENERGY SPECTRUM VII LLC	DE	ENERGY SPECTRUM CAPITAL VII LP	F	Control
ENERGY SPECTRUM VII LLC	DE	ENERGY SPECTRUM CAPITAL VII LP	F	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VI LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM V LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM IV LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VI LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM V LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM IV LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VII LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VI LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM V LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM IV LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VI LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM V LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM IV LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VI LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM V LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM IV LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VII LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VI LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM V LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VII LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VI LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM V LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VII LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VI LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM V LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VII LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VI LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM V LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VII LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VI LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM V LLC	E	Control
ENERGY SPECTRUM SECURITIES CORPORATION	DE	ENERGY SPECTRUM VII LLC	E	Control
BENSON, JAMES, PATRICK	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
BENSON, JAMES, PATRICK	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
BENSON, JAMES, PATRICK	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
BENSON, JAMES, PATRICK	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
BENSON, JAMES, PATRICK	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
BENSON, JAMES, PATRICK	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
BENSON, JAMES, PATRICK	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
BENSON, JAMES, PATRICK	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
BENSON, JAMES, PATRICK	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
BENSON, JAMES, PATRICK	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
SPANN, JAMES, WILLIAM	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
SPANN, JAMES, WILLIAM	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
SPANN, JAMES, WILLIAM	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
SPANN, JAMES, WILLIAM	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
SPANN, JAMES, WILLIAM	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
SPANN, JAMES, WILLIAM	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
SPANN, JAMES, WILLIAM	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
SPANN, JAMES, WILLIAM	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
SPANN, JAMES, WILLIAM	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
SPANN, JAMES, WILLIAM	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITE, LELAND, BERRY	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITE, LELAND, BERRY	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITE, LELAND, BERRY	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITE, LELAND, BERRY	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITE, LELAND, BERRY	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITE, LELAND, BERRY	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITE, LELAND, BERRY	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITENER, THOMAS, OLIVER	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITENER, THOMAS, OLIVER	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITENER, THOMAS, OLIVER	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITENER, THOMAS, OLIVER	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITENER, THOMAS, OLIVER	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITENER, THOMAS, OLIVER	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITENER, THOMAS, OLIVER	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITENER, THOMAS, OLIVER	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITENER, THOMAS, OLIVER	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control
WHITENER, THOMAS, OLIVER	I	ENERGY SPECTRUM SECURITIES CORPORATION	C	Control

Registrations

Federal

ERA

Nov 5, 2019 REGISTERED

Address

5956 SHERRY LANE
SUITE 900
DALLAS, TX 75225
United States

Phone: 214-987-6100