RIA Intelligence

ETC INVESTMENT ADVISORS LLC

CRD #162253 SEC #802-75014 DALLAS, TX 214-987-6125
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--

Firm Details

Organization Type
--
State of Formation
--
Fiscal Year End
--
Registration Date
--
Latest Filing
Oct 8, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BENSON, JAMES, PATRICKIMANAGING DIRECTORNA Control
BENSON, JAMES, PATRICKIMANAGING DIRECTORNA Control
BENSON, JAMES, PATRICKIMANAGING DIRECTORNA Control
BENSON, JAMES, PATRICKIMANAGING DIRECTORNA Control
BENSON, JAMES, PATRICKIMANAGING DIRECTORNA Control
BENSON, JAMES, PATRICKIMANAGING DIRECTORNA Control
BENSON, JAMES, PATRICKIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
CLARK, JOHN, ANDREWIMANAGING DIRECTORNA Control
Christopher, Sears, WeichselIMANAGING DIRECTORNA Control
Christopher, Sears, WeichselIMANAGING DIRECTORNA Control
Christopher, Sears, WeichselIMANAGING DIRECTORNA Control
Christopher, Sears, WeichselIMANAGING DIRECTORNA Control
Christopher, Sears, WeichselIMANAGING DIRECTORNA Control
Christopher, Sears, WeichselIMANAGING DIRECTORNA Control
Christopher, Sears, WeichselIMANAGING DIRECTORNA Control
Christopher, Sears, WeichselIMANAGING DIRECTORNA Control
DELUCA, ELIZABETH, ASHLEYICHIEF COMPLIANCE OFFICERNA Control
DELUCA, ELIZABETH, ASHLEYICHIEF COMPLIANCE OFFICERNA Control
DELUCA, ELIZABETH, ASHLEYICHIEF COMPLIANCE OFFICERNA Control
DELUCA, ELIZABETH, ASHLEYICHIEF COMPLIANCE OFFICERNA Control
DELUCA, ELIZABETH, ASHLEYICHIEF COMPLIANCE OFFICERNA Control
DELUCA, ELIZABETH, ASHLEYICHIEF COMPLIANCE OFFICERNA Control
DELUCA, ELIZABETH, ASHLEYICHIEF COMPLIANCE OFFICERNA Control
Fischer, Alison, KaraIMANAGING DIRECTOR & CHIEF FINANCIAL OFFICERNA Control
Fischer, Alison, KaraIMANAGING DIRECTOR & CHIEF FINANCIAL OFFICERNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
HSIA, ALAN, A.IMANAGING DIRECTORNA Control
SPANN, JAMES, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
SPANN, JAMES, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
SPANN, JAMES, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
SPANN, JAMES, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
SPANN, JAMES, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
SPANN, JAMES, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
SPANN, JAMES, WILLIAMIMANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERNA Control
SPANN, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERNA
SPANN, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERNA
SPANN, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERNA
SPANN, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERNA
SPANN, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERNA
SPANN, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERNA
SPANN, JAMES, WILLIAMIDEPUTY COMPLIANCE OFFICERNA
SPANN, JAMES, WILLIAMICHIEF COMPLIANCE OFFICERNA
SWEARINGEN, PATRICK, H.IMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, H.IMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, H.IMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, H.IMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, H.IMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, H.IMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
SWEARINGEN, PATRICK, HENRYIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WELLS, DAMIAN, SHANEIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITE, LELAND, BERRYIMANAGING DIRECTORNA Control
WHITENER, THOMAS, OLIVERIMANAGING DIRECTORNA Control
WHITENER, THOMAS, OLIVERIMANAGING DIRECTORNA Control
WHITENER, THOMAS, OLIVERIMANAGING DIRECTORNA Control
WHITENER, THOMAS, OLIVERIMANAGING DIRECTORNA Control
WHITENER, THOMAS, OLIVERIMANAGING DIRECTORNA Control
WHITENER, THOMAS, OLIVERIMANAGING DIRECTORNA Control
WHITENER, THOMAS, OLIVERIMANAGING DIRECTORNA Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ETC MANAGEMENT COMPANY LLCDEMEMBERE Control
ENERGY SPECTRUM SECURITIES CORPORATIONDEMEMBERD Control
ENERGY SPECTRUM SECURITIES CORPORATIONDEMEMBERD Control
ENERGY SPECTRUM SECURITIES CORPORATIONDEMEMBERD Control
ENERGY SPECTRUM SECURITIES CORPORATIONDEMEMBERD Control
ENERGY SPECTRUM SECURITIES CORPORATIONDEMEMBERD Control
ENERGY SPECTRUM SECURITIES CORPORATIONDEMEMBERD Control
ENERGY SPECTRUM SECURITIES CORPORATIONDEMEMBERD Control
ENERGY SPECTRUM SECURITIES CORPORATIONDEMEMBERD Control
ENERGY TRUST II LLCDEMEMBERD Control
ENERGY TRUST II LLCDEMEMBERD Control
ENERGY TRUST II LLCDEMEMBERD Control
ENERGY TRUST II LLCDEMEMBERD Control
ENERGY TRUST II LLCDEMEMBERD Control
ENERGY TRUST II LLCDEMEMBERD Control
ENERGY TRUST II LLCDEMEMBERD Control
ENERGY TRUST II LLCDEMEMBERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CLARK, JOHN, ANDREWIETC MANAGEMENT COMPANY LLCF Control
CLARK, JOHN, ANDREWIETC MANAGEMENT COMPANY LLCF Control
CLARK, JOHN, ANDREWIETC MANAGEMENT COMPANY LLCF Control
CLARK, JOHN, ANDREWIETC MANAGEMENT COMPANY LLCF Control
CLARK, JOHN, ANDREWIETC MANAGEMENT COMPANY LLCF Control
CLARK, JOHN, ANDREWIETC MANAGEMENT COMPANY LLCF Control
CLARK, JOHN, ANDREWIETC MANAGEMENT COMPANY LLCF Control
CLARK, JOHN, ANDREWIETC MANAGEMENT COMPANY LLCF Control
CLARK, JOHN, ANDREWIETC MANAGEMENT COMPANY LLCF Control
CLARK, JOHN, ANDREWIETC MANAGEMENT COMPANY LLCF Control
HSIA, ALAN, A.IETC MANAGEMENT COMPANY LLCF Control
HSIA, ALAN, A.IETC MANAGEMENT COMPANY LLCF Control
HSIA, ALAN, A.IETC MANAGEMENT COMPANY LLCF Control
HSIA, ALAN, A.IETC MANAGEMENT COMPANY LLCF Control
HSIA, ALAN, A.IETC MANAGEMENT COMPANY LLCF Control
HSIA, ALAN, A.IETC MANAGEMENT COMPANY LLCF Control
HSIA, ALAN, A.IETC MANAGEMENT COMPANY LLCF Control
HSIA, ALAN, A.IETC MANAGEMENT COMPANY LLCF Control
HSIA, ALAN, A.IETC MANAGEMENT COMPANY LLCF Control
HSIA, ALAN, A.IETC MANAGEMENT COMPANY LLCF Control
ROMLEY, VICTOR, HENRYIENERGY TRUST II LLCF Control
ROMLEY, VICTOR, HENRYIENERGY TRUST II LLCF Control
ROMLEY, VICTOR, HENRYIENERGY TRUST II LLCF Control
ROMLEY, VICTOR, HENRYIENERGY TRUST II LLCF Control
ROMLEY, VICTOR, HENRYIENERGY TRUST II LLCF Control
ROMLEY, VICTOR, HENRYIENERGY TRUST II LLCF Control
ROMLEY, VICTOR, HENRYIENERGY TRUST II LLCF Control
ROMLEY, VICTOR, HENRYIENERGY TRUST II LLCF Control
HSIA, ALAN, A.IETC MANAGEMENT COMPANY LLCD Control
WHITE, LELAND, BERRYIETC MANAGEMENT COMPANY LLCD Control
BENSON, JAMES, PATRICKIENERGY SPECTRUM SECURITIES CORPORATIONC Control
BENSON, JAMES, PATRICKIENERGY SPECTRUM SECURITIES CORPORATIONC Control
BENSON, JAMES, PATRICKIENERGY SPECTRUM SECURITIES CORPORATIONC Control
BENSON, JAMES, PATRICKIENERGY SPECTRUM SECURITIES CORPORATIONC Control
BENSON, JAMES, PATRICKIENERGY SPECTRUM SECURITIES CORPORATIONC Control
BENSON, JAMES, PATRICKIENERGY SPECTRUM SECURITIES CORPORATIONC Control
BENSON, JAMES, PATRICKIENERGY SPECTRUM SECURITIES CORPORATIONC Control
BENSON, JAMES, PATRICKIENERGY SPECTRUM SECURITIES CORPORATIONC Control
HOUSTON FIREFIGHTERS' RELIEF AND RETIREMENT FUNDDEENERGY TRUST II LLCC Control
HOUSTON FIREFIGHTERS' RELIEF AND RETIREMENT FUNDDEENERGY TRUST II LLCC Control
HOUSTON FIREFIGHTERS' RELIEF AND RETIREMENT FUNDDEENERGY TRUST II LLCC Control
HOUSTON FIREFIGHTERS' RELIEF AND RETIREMENT FUNDDEENERGY TRUST II LLCC Control
HOUSTON FIREFIGHTERS' RELIEF AND RETIREMENT FUNDDEENERGY TRUST II LLCC Control
HOUSTON FIREFIGHTERS' RELIEF AND RETIREMENT FUNDDEENERGY TRUST II LLCC Control
HOUSTON FIREFIGHTERS' RELIEF AND RETIREMENT FUNDDEENERGY TRUST II LLCC Control
HOUSTON FIREFIGHTERS' RELIEF AND RETIREMENT FUNDDEENERGY TRUST II LLCC Control
HSIA, ALAN, A.IENERGY TRUST II LLCC Control
HSIA, ALAN, A.IENERGY TRUST II LLCC Control
HSIA, ALAN, A.IENERGY TRUST II LLCC Control
HSIA, ALAN, A.IENERGY TRUST II LLCC Control
HSIA, ALAN, A.IENERGY TRUST II LLCC Control
HSIA, ALAN, A.IENERGY TRUST II LLCC Control
HSIA, ALAN, A.IENERGY TRUST II LLCC Control
HSIA, ALAN, A.IENERGY TRUST II LLCC Control
SPANN, JAMES, WILLIAMIENERGY SPECTRUM SECURITIES CORPORATIONC Control
SPANN, JAMES, WILLIAMIENERGY SPECTRUM SECURITIES CORPORATIONC Control
SPANN, JAMES, WILLIAMIENERGY SPECTRUM SECURITIES CORPORATIONC Control
SPANN, JAMES, WILLIAMIENERGY SPECTRUM SECURITIES CORPORATIONC Control
SPANN, JAMES, WILLIAMIENERGY SPECTRUM SECURITIES CORPORATIONC Control
SPANN, JAMES, WILLIAMIENERGY SPECTRUM SECURITIES CORPORATIONC Control
SPANN, JAMES, WILLIAMIENERGY SPECTRUM SECURITIES CORPORATIONC Control
SPANN, JAMES, WILLIAMIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITE, LELAND, BERRYIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITE, LELAND, BERRYIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITE, LELAND, BERRYIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITE, LELAND, BERRYIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITE, LELAND, BERRYIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITE, LELAND, BERRYIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITE, LELAND, BERRYIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITENER, THOMAS, OLIVERIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITENER, THOMAS, OLIVERIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITENER, THOMAS, OLIVERIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITENER, THOMAS, OLIVERIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITENER, THOMAS, OLIVERIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITENER, THOMAS, OLIVERIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITENER, THOMAS, OLIVERIENERGY SPECTRUM SECURITIES CORPORATIONC Control
WHITENER, THOMAS, OLIVERIENERGY SPECTRUM SECURITIES CORPORATIONC Control

Registrations

Federal

ERA
Oct 8, 2025 REGISTERED

Address

5956 SHERRY LANE
SUITE 2000
DALLAS, TX 75225
United States
Phone: 214-987-6125