RESOURCE FINANCIAL INSTITUTIONS GROUP, INC.
CRD #162287 SEC #802-76374 NEW YORK, NY 212 506-3817
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Nov 4, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLOMSTROM, JEFFREY, DEAN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| BLOMSTROM, JEFFREY, DEAN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| BLOMSTROM, JEFFREY, DEAN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| BLOMSTROM, JEFFREY, DEAN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| BLOMSTROM, JEFFREY, DEAN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| BLOMSTROM, JEFFREY, DEAN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| BLOMSTROM, JEFFREY, DEAN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| BLOMSTROM, JEFFREY, DEAN | I | CHIEF EXECUTIVE OFFICER & DIRECTOR | NA | Control |
| BROTMAN, JEFFREY, FARRELL | I | DIRECTOR | NA | Control |
| BROTMAN, JEFFREY, FARRELL | I | DIRECTOR | NA | Control |
| BROTMAN, JEFFREY, FARRELL | I | DIRECTOR | NA | Control |
| BROTMAN, JEFFREY, FARRELL | I | DIRECTOR | NA | Control |
| BROTMAN, JEFFREY, FARRELL | I | DIRECTOR | NA | Control |
| BROTMAN, JEFFREY, FARRELL | I | DIRECTOR | NA | Control |
| BROTMAN, JEFFREY, FARRELL | I | DIRECTOR | NA | Control |
| BROTMAN, JEFFREY, FARRELL | I | DIRECTOR | NA | Control |
| COHEN, JONATHAN, ZUBROW | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| COHEN, JONATHAN, ZUBROW | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| COHEN, JONATHAN, ZUBROW | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| COHEN, JONATHAN, ZUBROW | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| COHEN, JONATHAN, ZUBROW | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| COHEN, JONATHAN, ZUBROW | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| COHEN, JONATHAN, ZUBROW | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| COHEN, JONATHAN, ZUBROW | I | CHAIRMAN OF THE BOARD OF DIRECTORS | NA | Control |
| ELLIOTT, THOMAS, CHARLES | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, THOMAS, CHARLES | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, THOMAS, CHARLES | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, THOMAS, CHARLES | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, THOMAS, CHARLES | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, THOMAS, CHARLES | I | VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| ELLIOTT, THOMAS, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| ELLIOTT, THOMAS, CHARLES | I | SENIOR VICE PRESIDENT | NA | Control |
| ELSOM, MATTHEW, PETER | I | VICE PRESIDENT | NA | Control |
| ELSOM, MATTHEW, PETER | I | VICE PRESIDENT | NA | Control |
| ELSOM, MATTHEW, PETER | I | VICE PRESIDENT | NA | Control |
| ELSOM, MATTHEW, PETER | I | VICE PRESIDENT | NA | Control |
| ELSOM, MATTHEW, PETER | I | VICE PRESIDENT | NA | Control |
| ELSOM, MATTHEW, PETER | I | VICE PRESIDENT | NA | Control |
| ELSOM, MATTHEW, PETER | I | VICE PRESIDENT | NA | Control |
| ELSOM, MATTHEW, PETER | I | VICE PRESIDENT | NA | Control |
| GOVINDAN, SHIVAN | I | PRESIDENT | NA | Control |
| GOVINDAN, SHIVAN | I | PRESIDENT | NA | Control |
| GOVINDAN, SHIVAN | I | PRESIDENT | NA | Control |
| GOVINDAN, SHIVAN | I | PRESIDENT | NA | Control |
| GOVINDAN, SHIVAN | I | PRESIDENT | NA | Control |
| HAWKINS, BRIAN, STEPHEN | I | VICE PRESIDENT | NA | Control |
| HAWKINS, BRIAN, STEPHEN | I | VICE PRESIDENT | NA | Control |
| HAWKINS, BRIAN, STEPHEN | I | VICE PRESIDENT | NA | Control |
| HAWKINS, BRIAN, STEPHEN | I | VICE PRESIDENT | NA | Control |
| HAWKINS, BRIAN, STEPHEN | I | VICE PRESIDENT | NA | Control |
| HAWKINS, BRIAN, STEPHEN | I | VICE PRESIDENT | NA | Control |
| HAWKINS, BRIAN, STEPHEN | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| HAWKINS, BRIAN, STEPHEN | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| PATEL, DARSHAN, VISHNU | I | VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| PATEL, DARSHAN, VISHNU | I | VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| PATEL, DARSHAN, VISHNU | I | VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| PATEL, DARSHAN, VISHNU | I | VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| PATEL, DARSHAN, VISHNU | I | VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| PATEL, DARSHAN, VISHNU | I | VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| PATEL, DARSHAN, VISHNU | I | VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| PATEL, DARSHAN, VISHNU | I | VICE PRESIDENT, CHIEF LEGAL OFFICER, SECRETARY & DIRECTOR | NA | Control |
| STOLERU, FREDRICK, MICHAEL | I | VICE PRESIDENT | NA | Control |
| RFFM | DE | SOLE SHAREHOLDER | E | Control |
| RFFM | DE | SOLE SHAREHOLDER | E | Control |
| RFFM | DE | SOLE SHAREHOLDER | E | Control |
| RFFM | DE | SOLE SHAREHOLDER | E | Control |
| RFFM | DE | SOLE SHAREHOLDER | E | Control |
| RFFM | DE | SOLE SHAREHOLDER | E | Control |
| RFFM | DE | SOLE SHAREHOLDER | E | Control |
| RFFM | DE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RESOURCE AMERICA, INC. | DE | RESOURCE FINANCIAL FUND MANAGEMENT, INC. | E | Control |
| RESOURCE AMERICA, INC. | DE | RESOURCE FINANCIAL FUND MANAGEMENT, INC. | E | Control |
| RESOURCE AMERICA, INC. | DE | RESOURCE FINANCIAL FUND MANAGEMENT, INC. | E | Control |
| RESOURCE AMERICA, INC. | DE | RESOURCE FINANCIAL FUND MANAGEMENT, INC. | E | Control |
| RESOURCE AMERICA, INC. | DE | RESOURCE FINANCIAL FUND MANAGEMENT, INC. | E | Control |
| RESOURCE AMERICA, INC. | DE | RESOURCE FINANCIAL FUND MANAGEMENT, INC. | E | Control |
| RESOURCE AMERICA, INC. | DE | RESOURCE FINANCIAL FUND MANAGEMENT, INC. | E | Control |
| RESOURCE AMERICA, INC. | DE | RESOURCE FINANCIAL FUND MANAGEMENT, INC. | E | Control |
Registrations
Federal
ERA
Nov 4, 2016 REGISTERED
Address
712 5TH AVENUE, 12TH FLOORNEW YORK, NY 10019
United States
Phone: 212 506-3817