MANGROVE PARTNERS IM, LLC
Legal name: MANGROVE PARTNERS
CRD #162296 SEC #801-78070 GREENWICH, CT 212-897-9535
SEC Registered Private Funds Disclosures
Total AUM
$2.1B
Discretionary
$2.1B
Employees
19
Clients
--
Accounts
6
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 1
- LEI
- 549300EH76BEETRFKH71
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | NA | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | NA | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | NA | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER | NA | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER - MANGROVE CAPITAL | NA | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER | NA | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER - MANGROVE CAPITAL | NA | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MANGROVE CAPITAL | FE | GENERAL PARTNER - THE MANGROVE PARTNERS FUND, L.P. | NA | |
| MANGROVE CAPITAL | FE | GENERAL PARTNER - THE MANGROVE PARTNERS FUND, L.P. | NA | |
| MANGROVE CAPITAL | FE | GENERAL PARTNER - THE MANGROVE PARTNERS FUND, L.P. | NA | |
| MANGROVE CAPITAL | FE | GENERAL PARTNER - THE MANGROVE PARTNERS FUND, L.P. | NA | |
| MANGROVE CAPITAL | FE | GENERAL PARTNER - THE MANGROVE PARTNERS FUND, L.P. | NA | |
| MANGROVE CAPITAL | FE | GENERAL PARTNER - THE MANGROVE PARTNERS FUND, L.P. | NA | |
| MANGROVE CAPITAL | FE | GENERAL PARTNER - THE MANGROVE PARTNERS FUND, L.P. | NA | |
| MANGROVE CAPITAL | FE | GENERAL PARTNER - THE MANGROVE PARTNERS FUND, L.P. | NA | |
| Palese, Kimberly, Lynn-Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Palese, Kimberly, Lynn-Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Palese, Kimberly, Lynn-Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Palese, Kimberly, Lynn-Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Palese, Kimberly, Lynn-Marie | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | E | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT - MANGROVE CAPITAL | E | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | E | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT - MANGROVE CAPITAL | E | Control |
| MANGROVE HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| MANGROVE HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| MANGROVE HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT - MANGROVE CAPITAL | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT - MANGROVE CAPITAL | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT - MANGROVE CAPITAL | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT - MANGROVE CAPITAL | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT - MANGROVE CAPITAL | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT | D | Control |
| AUGUST, NATHANIEL, HALL | I | PRESIDENT - MANGROVE CAPITAL | D | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER - MANGROVE CAPITAL | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER - MANGROVE CAPITAL | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER - MANGROVE CAPITAL | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER - MANGROVE CAPITAL | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER - MANGROVE CAPITAL | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | B | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER - MANGROVE CAPITAL | B | Control |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH | B | |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH - MANGROVE CAPITAL | B | |
| KALICKA, JEFFREY, STEVEN | I | SENIOR ANALYST | B | |
| KALICKA, JEFFREY, STEVEN | I | SENIOR ANALYST - MANGROVE CAPITAL | B | |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH | B | |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH - MANGROVE CAPITAL | B | |
| KALICKA, JEFFREY, STEVEN | I | SENIOR ANALYST | B | |
| KALICKA, JEFFREY, STEVEN | I | SENIOR ANALYST - MANGROVE CAPITAL | B | |
| KALICKA, JEFFREY, STEVEN | I | SENIOR ANALYST | B | |
| KALICKA, JEFFREY, STEVEN | I | SENIOR ANALYST | B | |
| KALICKA, JEFFREY, STEVEN | I | SENIOR ANALYST | B | |
| KALICKA, JEFFREY, STEVEN | I | SENIOR ANALYST | B | |
| KALICKA, JEFFREY, STEVEN | I | SENIOR ANALYST | B | |
| KALICKA, JEFFREY, STEVEN | I | SENIOR ANALYST | B | |
| KALICKA, JEFFREY, STEVEN | I | SENIOR ANALYST | B | |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH | B | Control |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH - MANGROVE CAPITAL | B | Control |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH | B | Control |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH - MANGROVE CAPITAL | B | Control |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH | B | Control |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH - MANGROVE CAPITAL | B | Control |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH | B | |
| KALICKA, JEFFREY, STEVEN | I | DIRECTOR OF RESEARCH - MANGROVE CAPITAL | B | |
| LEE, PHILIP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILIP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILIP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILIP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILIP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILIP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILIP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST - MANGROVE CAPITAL | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST - MANGROVE CAPITAL | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST - MANGROVE CAPITAL | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST - MANGROVE CAPITAL | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST - MANGROVE CAPITAL | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST | B | |
| LEE, PHILP, SAN | I | SENIOR ANALYST - MANGROVE CAPITAL | B | |
| STECK, BRIAN, GERARD | I | MANAGING DIRECTOR | B | |
| STECK, BRIAN, GERARD | I | MANAGING DIRECTOR - MANGROVE CAPITAL | B | |
| STECK, BRIAN, GERARD | I | SENIOR ANALYST | B | |
| STECK, BRIAN, GERARD | I | SENIOR ANALYST - MANGROVE CAPITAL | B | |
| STECK, BRIAN, GERARD | I | MANAGING DIRECTOR | B | |
| STECK, BRIAN, GERARD | I | MANAGING DIRECTOR - MANGROVE CAPITAL | B | |
| STECK, BRIAN, GERARD | I | SENIOR ANALYST | B | |
| STECK, BRIAN, GERARD | I | SENIOR ANALYST - MANGROVE CAPITAL | B | |
| STECK, BRIAN, GERARD | I | SENIOR ANALYST | B | |
| STECK, BRIAN, GERARD | I | SENIOR ANALYST | B | |
| STECK, BRIAN, GERARD | I | SENIOR ANALYST | B | |
| STECK, BRIAN, GERARD | I | SENIOR ANALYST | B | |
| STECK, BRIAN, GERARD | I | MANAGING DIRECTOR | B | |
| STECK, BRIAN, GERARD | I | MANAGING DIRECTOR - MANGROVE CAPITAL | B | |
| STECK, BRIAN, GERARD | I | MANAGING DIRECTOR | B | |
| STECK, BRIAN, GERARD | I | MANAGING DIRECTOR - MANGROVE CAPITAL | B | |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| DIETRICH, WARD, THOMAS | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | A | Control |
| LEE, PHILIP, SAN | I | SENIOR ANALYST | A | |
| LEE, PHILIP, SAN | I | SENIOR ANALYST | A | |
| ROSS, CAMERON, ROBERT | I | PARTNER, SENIOR ANALYST | A | |
| ROSS, CAMERON, ROBERT | I | PARTNER, SENIOR ANALYST | A | |
| ROSS, CAMERON, ROBERT | I | PARTNER, SENIOR ANALYST | A | |
| ROSS, CAMERON, ROBERT | I | PARTNER, SENIOR ANALYST | A | |
| STECK, BRIAN, GERARD | I | SENIOR ANALYST | A | |
| STECK, BRIAN, GERARD | I | SENIOR ANALYST | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MANGROVE RETIREMENT SAVINGS PLAN | DE | MANGROVE HOLDING, INC. | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (4)
CT FL MA NY
Address
2 SOUND VIEW DRIVE3RD FLOOR
GREENWICH, CT 06830
United States
Phone: 212-897-9535