HARBOR SPRINGS FINANCIAL MANAGEMENT LLC
CRD #162381 SEC #801-77131 SOUTH BEND, IN 574-287-5000
SEC Registered
Total AUM
$48.1M
Discretionary
$16.6M
Employees
3
Clients
1
Accounts
165
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Indiana
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 25, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHEERINGA, RICHARD, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHEERINGA, RICHARD, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHELL, ROBERT, J | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRASSEUR, ALBERT, JAMES | I | PRESIDENT | E | Control |
| BRASSEUR, ALBERT, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| BRASSEUR, ALBERT, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| BRASSEUR, ALBERT, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| BRASSEUR, ALBERT, JAMES | I | PRESIDENT | E | Control |
| BRASSEUR, ALBERT, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| BRASSEUR, ALBERT, JAMES | I | PRESIDENT | E | Control |
| BRASSEUR, ALBERT, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| BRASSEUR, ALBERT, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| BRASSEUR, ALBERT, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
| BRASSEUR, ALBERT, JAMES | I | CHIEF COMPLIANCE OFFICER, PRESIDENT | E | Control |
Registrations
Federal
IA
Jul 25, 2016 REGISTERED
Notice Filings (1)
IN
Address
202 S. MICHIGAN STREET, SUITE 903SOUTH BEND, IN 46601
United States
Phone: 574-287-5000