ROCKEFELLER GROUP INVESTMENT MANAGEMENT CORP.
CRD #162407 SEC #801-74581 NEW YORK, NY 212-282-2000
SEC Registered Private Funds
Total AUM
$114.6M
Discretionary
$114.6M
Employees
2
Clients
--
Accounts
1
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLUME, GERALD, WILLIAM | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| BLUME, GERALD, WILLIAM | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| BLUME, GERALD, WILLIAM | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| BLUME, GERALD, WILLIAM | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| BLUME, GERALD, WILLIAM | I | VICE PRESIDENT & GENERAL COUNSEL | NA | Control |
| BOTTOMLEY, JOHN, DONALD | I | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| BOTTOMLEY, JOHN, DONALD | I | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| BOTTOMLEY, JOHN, DONALD | I | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| BOTTOMLEY, JOHN, DONALD | I | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| CURRO, SANTO | I | SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER | NA | Control |
| DASILVA, PEGGY, LEVERE | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| DASILVA, PEGGY, LEVERE | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| DASILVA, PEGGY, LEVERE | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| DASILVA, PEGGY, LEVERE | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| DASILVA, PEGGY, LEVERE | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| DASILVA, PEGGY, LEVERE | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| HACKETT, KEVIN, R | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| HACKETT, KEVIN, R | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| HACKETT, KEVIN, R | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| HACKETT, KEVIN, R | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| IRVIN, DENNIS, RALPH | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| IRVIN, DENNIS, RALPH | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| IRVIN, DENNIS, RALPH | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| IRVIN, DENNIS, RALPH | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| IRVIN, DENNIS, RALPH | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| IRVIN, DENNIS, RALPH | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| IRVIN, DENNIS, RALPH | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| IRVIN, DENNIS, RALPH | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| IRVIN, DENNIS, RALPH | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| IRVIN, DENNIS, RALPH | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| IRVIN, DENNIS, RALPH | I | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| LEE, PARKIN | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | SENIOR VICE PRESIDENT, CHIEF LEGAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEE, PARKIN | I | DIRECTOR, PRESIDENT, CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| MASUDA, TETSUYA, (NMN) | I | DIRECTOR | NA | Control |
| MASUDA, TETSUYA, (NMN) | I | DIRECTOR | NA | Control |
| MASUDA, TETSUYA, (NMN) | I | DIRECTOR | NA | Control |
| MCDERMOTT, PAUL, T | I | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| MCDERMOTT, PAUL, T | I | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| MCDERMOTT, PAUL, T | I | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| MCDERMOTT, PAUL, T | I | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| MCDERMOTT, PAUL, T | I | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| MCDERMOTT, PAUL, T | I | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR | NA | Control |
| MIRABELLI, MARIO, MICHAEL | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| MIRABELLI, MARIO, MICHAEL | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| MIRABELLI, MARIO, MICHAEL | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| MIRABELLI, MARIO, MICHAEL | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| MIRABELLI, MARIO, MICHAEL | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| NAKAJIMA, ATSUSHI | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| NAKAJIMA, ATSUSHI | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| NAKAJIMA, ATSUSHI | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| NAKAJIMA, ATSUSHI | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| NAKAJIMA, ATSUSHI | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| NAKAJIMA, ATSUSHI | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| NAKAJIMA, ATSUSHI | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| NAKAJIMA, ATSUSHI | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| NAKAJIMA, ATSUSHI | I | DIRECTOR AND CHAIRMAN OF THE BOARD | NA | Control |
| RIVARD, JOHN, ALFRED | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| RIVARD, JOHN, ALFRED | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| RIVARD, JOHN, ALFRED | I | SENIOR VICE PRESIDENT & MANAGING DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| SILVESTRI, VINCENT, EDMOND | I | DIRECTOR | NA | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
| ROCKEFELLER GROUP INTERNATIONAL, INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| MITSUBISHI ESTATE CO., LTD. | FE | ROCKEFELLER GROUP, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
| ROCKEFELLER GROUP, INC. | DE | ROCKEFELLER GROUP INTERNATIONAL, INC. | E | Control |
Registrations
Federal
IA
Mar 26, 2018 REGISTERED
Notice Filings (1)
DC
Address
1221 AVENUE OF THE AMERICASNEW YORK, NY 10020
United States
Phone: 212-282-2000