ICG INVESTMENTS INC
CRD #162589 SEC #801-79072 NEW YORK, NY 212-710-9650
SEC Registered Private Funds
Total AUM
$37.7B
Discretionary
$37.7B
Employees
143
Clients
--
Accounts
109
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 2, 2025
- Branch Offices
- 3
- LEI
- 213800AF5RMGQAAWM927
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BEARELLY, SRIDHAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| BICARREGUI, DAVID, CHRISTOPHER MICHAEL | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| BICARREGUI, DAVID, CHRISTOPHER MICHAEL | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| BICARREGUI, DAVID, CHRISTOPHER MICHAEL | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| BICARREGUI, DAVID, CHRISTOPHER MICHAEL | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| BICARREGUI, DAVID, CHRISTOPHER MICHAEL | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| BICARREGUI, DAVID, CHRISTOPHER MICHAEL | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| BROWNE, CHRISTOPHE, OWEN | I | DIRECTOR | NA | |
| BROWNE, CHRISTOPHE, OWEN | I | DIRECTOR | NA | |
| BROWNE, CHRISTOPHE, OWEN | I | DIRECTOR | NA | |
| BROWNE, CHRISTOPHE, OWEN | I | DIRECTOR | NA | |
| BROWNE, CHRISTOPHE, OWEN | I | DIRECTOR | NA | |
| BROWNE, CHRISTOPHE, OWEN | I | DIRECTOR | NA | |
| BROWNE, CHRISTOPHE, OWEN | I | DIRECTOR | NA | |
| BROWNE, CHRISTOPHE, OWEN | I | DIRECTOR | NA | |
| BROWNE, CHRISTOPHE, OWEN | I | DIRECTOR | NA | |
| BROWNE, CHRISTOPHE, OWEN | I | DIRECTOR | NA | |
| BROWNE, CHRISTOPHE, OWEN | I | DIRECTOR | NA | |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| Bharadia, Vijay, Vithal | I | DIRECTOR & AUTHORIZED OFFICER | NA | Control |
| CHANEY, GERALD, EARL | I | DIRECTOR | NA | Control |
| CHANEY, GERALD, EARL | I | DIRECTOR | NA | Control |
| CHANEY, GERALD, EARL | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| CHARLES-GERVAIS, VINCENT, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| DE ANGELIS, MICHELLE, MONICA | I | DIRECTOR | NA | |
| DE ANGELIS, MICHELLE, MONICA | I | DIRECTOR | NA | |
| DE ANGELIS, MICHELLE, MONICA | I | DIRECTOR | NA | |
| DE ANGELIS, MICHELLE, MONICA | I | DIRECTOR | NA | |
| DE ANGELIS, MICHELLE, MONICA | I | DIRECTOR | NA | |
| DE ANGELIS, MICHELLE, MONICA | I | DIRECTOR | NA | |
| DE ANGELIS, MICHELLE, MONICA | I | DIRECTOR | NA | |
| DE ANGELIS, MICHELLE, MONICA | I | DIRECTOR | NA | |
| DE ANGELIS, MICHELLE, MONICA | I | DIRECTOR | NA | |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DEUTSCH, DAVID, ANCEL | I | DIRECTOR | NA | Control |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | Control |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | Control |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | Control |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | Control |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | Control |
| DURTESTE, BENOIT, LAURENT PIERRE | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| EVAIN, CHRISTOPHE, ARMEL | I | DIRECTOR | NA | Control |
| FORD, DAVID, IAN | I | DIRECTOR | NA | Control |
| FORD, DAVID, IAN | I | DIRECTOR | NA | Control |
| FORD, DAVID, IAN | I | DIRECTOR | NA | Control |
| FORD, DAVID, IAN | I | DIRECTOR | NA | Control |
| FORD, DAVID, IAN | I | DIRECTOR | NA | Control |
| FORD, DAVID, IAN | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GENTILE, SALVATORE, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFITHS, STUART, PAUL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| HAWKINS, ANDREW, PETER | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| JONES, ALAN, KENT | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KATZENSTEIN, SETH, MARC | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KELLER, PHILIP, HENRY | I | DIRECTOR | NA | Control |
| KENT-KERSHAW, DAGMAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| KENT-KERSHAW, DAGMAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| KENT-KERSHAW, DAGMAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| KENT-KERSHAW, DAGMAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| KENT-KERSHAW, DAGMAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| KENT-KERSHAW, DAGMAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| KENT-KERSHAW, DAGMAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| KENT-KERSHAW, DAGMAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| KENT-KERSHAW, DAGMAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| KENT-KERSHAW, DAGMAR, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| KIERNAN, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | |
| KIERNAN, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIERNAN, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIERNAN, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIERNAN, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIERNAN, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIERNAN, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KIERNAN, NATHANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LEVITT, RYAN, WILLIAM | I | DIRECTOR | NA | Control |
| LEVITT, RYAN, WILLIAM | I | DIRECTOR | NA | Control |
| LEVITT, RYAN, WILLIAM | I | DIRECTOR | NA | Control |
| LEVITT, RYAN, WILLIAM | I | DIRECTOR | NA | Control |
| LIN, PETER, S | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| LIN, PETER, S | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| LIN, PETER, S | I | DIRECTOR, CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| LIN, PETER, S | I | DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| LIN, PETER, S | I | DIRECTOR, CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| LIN, PETER, S | I | DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| LIN, PETER, S | I | DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| LIN, PETER, S | I | DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| Lin, Peter, S | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| Lin, Peter, S | I | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | NA | Control |
| O'CONNOR, JAMES, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNOR, JAMES, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNOR, JAMES, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNOR, JAMES, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'Connor, James, Gregory | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'Connor, James, Gregory | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'Connor, James, Gregory | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'Connor, James, Gregory | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PEATFIELD, SIMON, DAVID | I | DIRECTOR | NA | Control |
| PEATFIELD, SIMON, DAVID | I | DIRECTOR | NA | Control |
| PEATFIELD, SIMON, DAVID | I | DIRECTOR | NA | Control |
| PEATFIELD, SIMON, DAVID | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| POULSEN, JESPER, (NO MIDDLE NAME) | I | DIRECTOR | NA | Control |
| RIZO-PATRON, RAFAEL, TORI | I | DIRECTOR | NA | |
| RIZO-PATRON, RAFAEL, TORI | I | DIRECTOR | NA | |
| RIZO-PATRON, RAFAEL, TORI | I | DIRECTOR | NA | |
| RIZO-PATRON, RAFAEL, TORI | I | DIRECTOR | NA | |
| RIZO-PATRON, RAFAEL, TORI | I | DIRECTOR | NA | |
| RIZO-PATRON, RAFAEL, TORI | I | DIRECTOR | NA | |
| RIZO-PATRON, RAFAEL, TORI | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | Control |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | Control |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | Control |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | Control |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | Control |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | Control |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | Control |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | Control |
| SPENNER, BRIAN, MICHAEL | I | DIRECTOR | NA | Control |
| SUMMERSCALE, GIDEON, ZACHARY | I | DIRECTOR | NA | |
| SUMMERSCALE, GIDEON, ZACHARY | I | DIRECTOR | NA | |
| Summerscale, Gideon, Zachary | I | DIRECTOR | NA | |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | MANAGING MEMBER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | MANAGING MEMBER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | MANAGING MEMBER | E | Control |
| ICG FMC LIMITED | FE | MANAGING MEMBER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| ICG FMC LIMITED | FE | SHAREHOLDER | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
| INTERMEDIATE CAPITAL GROUP, INC | DE | SHAREHOLDER OF RELYING ADVISORS | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
| INTERMEDIATE CAPITAL GROUP, PLC | FE | ICG FMC LIMITED | F | Control |
Registrations
Federal
IA
Sep 2, 2025 REGISTERED
Notice Filings (1)
NY
Address
277 PARK AVENUE40TH & 41ST FLOOR
NEW YORK, NY 10172
United States
Phone: 212-710-9650