RIA Intelligence

BASIX CAPITAL, LLC

CRD #162591 SEC #801-76598 SAN FRANCISCO, CA (415) 248-1023
SEC Registered Exempt Reporting Private Funds
Total AUM
$140.2M
Discretionary
$140.2M
Employees
--
Clients
--
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 18, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
SHANG, WENDY, WUICCONA
SHANG, WENDY, WUICCONA
SHANG, WENDY, WUICCONA
SPOTSWOOD, MATTHEW, PORTERIMANAGERE Control
SPOTSWOOD, MATTHEW, PORTERIMANAGERE Control
SPOTSWOOD, MATTHEW, PORTERIMANAGERE Control

Registrations

Federal

IA
Apr 18, 2012 REGISTERED
ERA
Apr 18, 2012 REGISTERED

Address

ONE MONTGOMERY STREET
SUITE 3300
SAN FRANCISCO, CA 94104
United States
Phone: (415) 248-1023