RIA Intelligence

UNTERBERG CAPITAL LLC

CRD #162743 SEC #802-76484 NEW YORK, NY 212 407 3410
State Registered Exempt Reporting Private Funds
Total AUM
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Discretionary
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Employees
--
Clients
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Accounts
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Firm Details

Organization Type
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State of Formation
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Fiscal Year End
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Registration Date
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Latest Filing
Apr 4, 2012
Branch Offices
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Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
UNTERBERG, THOMAS, ISRAELIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
UNTERBERG, THOMAS, ISRAELIMANAGING MEMBER/CHIEF COMPLIANCE OFFICERE Control
ARNO, ANDREW, (NMN)IMANAGING MEMBERD Control
UNTERBERG, THOMAS, ISRAELIMANAGING MEMBERD Control
ARNO, ANDREWIMEMBERB
ARNO, ANDREWIMEMBERB

Registrations

Federal

ERA
Apr 4, 2012 REGISTERED

Address

126 E 56TH STREET
26TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212 407 3410