CICC INVESTMENT ADVISORY COMPANY LIMITED
CRD #162748 SEC #802-74865 HONG KONG 852 28722000
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Feb 4, 2020
- Branch Offices
- 0
- LEI
- N/A
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHEN, SHIRLEY SHIYOU | I | DIRECTOR | NA | Control |
| CHEN, SHIRLEY SHIYOU | I | DIRECTOR | NA | Control |
| CHEN, SHIRLEY SHIYOU | I | DIRECTOR | NA | Control |
| Wang, Lei | I | DIRECTOR | NA | |
| Wang, Lei | I | DIRECTOR | NA | |
| Wang, Lei | I | DIRECTOR | NA | |
| Wang, Lei | I | DIRECTOR | NA | |
| YANG, LI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YANG, LI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YANG, LI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| YANG, LI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Yan, Ge | I | CHIEF COMPLIANCE OFFICER | NA | |
| Yan, Ge | I | CHIEF COMPLIANCE OFFICER | NA | |
| Yan, Ge | I | CHIEF COMPLIANCE OFFICER | NA | |
| Yan, Ge | I | CHIEF COMPLIANCE OFFICER | NA | |
| ZHANG, Shenglan | I | DIRECTOR | NA | Control |
| CICC INVESTMENT MANAGEMENT CO. LTD. | FE | SOLE SHAREHOLDER | E | Control |
| CICC INVESTMENT MANAGEMENT CO. LTD. | FE | SOLE SHAREHOLDER | E | Control |
| CICC INVESTMENT MANAGEMENT CO. LTD. | FE | SOLE SHAREHOLDER | E | Control |
| CICC INVESTMENT MANAGEMENT CO. LTD. | FE | SOLE SHAREHOLDER | E | Control |
| CICC INVESTMENT MANAGEMENT CO. LTD. | FE | SOLE SHAREHOLDER | E | Control |
| CICC INVESTMENT MANAGEMENT CO. LTD. | FE | SOLE SHAREHOLDER | E | Control |
| CICC INVESTMENT MANAGEMENT CO. LTD. | FE | SOLE SHAREHOLDER | E | Control |
| CICC INVESTMENT MANAGEMENT CO. LTD. | FE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | E | Control |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CICC INVESTMENT GROUP COMPANY LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CICC INVESTMENT GROUP COMPANY LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CICC CAPITAL (CAYMAN) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CICC CAPITAL (CAYMAN) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | FE | CICC CAPITAL (CAYMAN) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION (HONG KONG) LIMITED | E | Control |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | E | Control |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | E | Control |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | E | Control |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | E | Control |
| CHINA INVESTMENT CORPORATION | FE | CENTRAL HUIJIN INVESTMENT LIMITED | E | Control |
| CICC CAPITAL (CAYMAN) LIMITED | FE | CICC INVESTMENT GROUP COMPANY LIMITED | E | Control |
| CICC CAPITAL (CAYMAN) LIMITED | FE | CICC INVESTMENT GROUP COMPANY LIMITED | E | Control |
| CICC CAPITAL (CAYMAN) LIMITED | FE | CICC INVESTMENT GROUP COMPANY LIMITED | E | Control |
| CICC INVESTMENT GROUP COMPANY LIMITED | FE | CICC INVESTMENT MANAGEMENT CO. LTD. | E | Control |
| CICC INVESTMENT GROUP COMPANY LIMITED | FE | CICC INVESTMENT MANAGEMENT CO. LTD. | E | Control |
| CICC INVESTMENT GROUP COMPANY LIMITED | FE | CICC INVESTMENT MANAGEMENT CO. LTD. | E | Control |
| CICC INVESTMENT GROUP COMPANY LIMITED | FE | CICC INVESTMENT MANAGEMENT CO. LTD. | E | Control |
| CICC INVESTMENT GROUP COMPANY LIMITED | FE | CICC INVESTMENT MANAGEMENT CO. LTD. | E | Control |
| CICC INVESTMENT GROUP COMPANY LIMITED | FE | CICC INVESTMENT MANAGEMENT CO. LTD. | E | Control |
| CICC INVESTMENT GROUP COMPANY LIMITED | FE | CICC INVESTMENT MANAGEMENT CO. LTD. | E | Control |
| CICC INVESTMENT GROUP COMPANY LIMITED | FE | CICC INVESTMENT MANAGEMENT CO. LTD. | E | Control |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | D | Control |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | D | Control |
| CENTRAL HUIJIN INVESTMENT LIMITED | FE | CHINA INTERNATIONAL CAPITAL CORPORATION LIMITED | D | Control |
Registrations
Federal
ERA
Feb 4, 2020 REGISTERED
Address
29/F ONE IFC, 1 HARBOUR VIEW STREETCENTRAL
HONG KONG
Hong Kong
Phone: 852 28722000