DURKEE CAPITAL ADVISORS LLC
CRD #162767 SEC #801-76365 AUSTIN, TX 512.271.9430
SEC Registered
Total AUM
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Discretionary
--
Employees
--
Clients
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Accounts
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Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BERGMAN, MICHELLE, DUNCAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MUNDY, STEVEN, JAMES | I | CHIEF TECHNOLOGY OFFICER | NA | |
| SWOPE, JEFFREY, ORLAND | I | CHIEF OPERATING OFFICER | NA | Control |
| DURKEE, EDWARD, RUDI | I | CHIEF INVESTMENT OFFICER | C | Control |
| BALL, WILLIAM, CHARLES | I | VICE PRESIDENT, RESEARCH | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SWOPE FAMILY TRUST | DE | DURKEE CAPITAL ADVISORS LLC CLASS B SHARES | C | Control |
Registrations
Federal
IA
Apr 2, 2012 REGISTERED
Address
503 COLORADO STREET5TH FLOOR
AUSTIN, TX 78701
United States
Phone: 512.271.9430