ROTELLA CAPITAL MANAGEMENT, INC.
CRD #162776 SEC #801-77444 BELLEVUE, WA 425-213-5700
SEC Registered
Total AUM
$32.4M
Discretionary
$32.4M
Employees
34
Clients
--
Accounts
77
Firm Details
- Organization Type
- Corporation
- State of Formation
- Nevada
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUCKINGHAM, MILTON, KELLOGG | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BUCKINGHAM, MILTON, KELLOGG | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BUCKINGHAM, MILTON, KELLOGG | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BUCKINGHAM, MILTON, KELLOGG | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BUCKINGHAM, MILTON, KELLOGG | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BUCKINGHAM, MILTON, KELLOGG | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| CANEPARI, JOSEPH, ANTHONY | I | PRESIDENT | NA | Control |
| CANEPARI, JOSEPH, ANTHONY | I | PRESIDENT | NA | Control |
| CANEPARI, JOSEPH, ANTHONY | I | PRESIDENT | NA | Control |
| CANEPARI, JOSEPH, ANTHONY | I | PRESIDENT | NA | Control |
| Fetzer, Kelly, Ann | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HARPER, JOHN, GERALD | I | EXECUTIVE VP AND DIRECTOR OF RESEARCH | NA | Control |
| HARPER, JOHN, GERALD | I | EXECUTIVE VP AND DIRECTOR OF RESEARCH | NA | Control |
| HARPER, JOHN, GERALD | I | EXECUTIVE VP AND DIRECTOR OF RESEARCH | NA | Control |
| KOH, KENNETH, SEONG | I | DIRECTOR OF FINANCE & CONTROLLER | NA | Control |
| KOH, KENNETH, SEONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KOH, KENNETH, SEONG | I | DIRECTOR OF FINANCE & CONTROLLER | NA | Control |
| KOH, KENNETH, SEONG | I | DIRECTOR OF FINANCE & CONTROLLER | NA | Control |
| KOH, KENNETH, SEONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| KOH, KENNETH, SEONG | I | DIRECTOR OF FINANCE & CONTROLLER | NA | Control |
| KOH, KENNETH, SEONG | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROTELLA, ROBERT, PHILIP | I | DIRECTOR/CEO | NA | Control |
| ROTELLA, ROBERT, PHILIP | I | DIRECTOR/CEO | NA | Control |
| ROTELLA, ROBERT, PHILIP | I | DIRECTOR/CEO | NA | Control |
| ROTELLA, ROBERT, PHILIP | I | DIRECTOR/CEO | NA | Control |
| ROTELLA, ROBERT, PHILIP | I | DIRECTOR/CEO | NA | Control |
| ROTELLA, ROBERT, PHILIP | I | DIRECTOR/CEO | NA | Control |
| ROTELLA, ROBERT, PHILIP | I | DIRECTOR/CEO | NA | Control |
| ROTELLA, ROSEMARIE, CATHERINE | I | SECRETARY/TREASURER/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ROTELLA, ROSEMARIE, CATHERINE | I | SECRETARY/TREASURER/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ROTELLA, ROSEMARIE, CATHERINE | I | SECRETARY/TREASURER/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ROTELLA, ROSEMARIE, CATHERINE | I | SECRETARY/TREASURER/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ROTELLA, ROSEMARIE, CATHERINE | I | SECRETARY/TREASURER/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ROTELLA, ROSEMARIE, CATHERINE | I | SECRETARY/TREASURER/CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| ROTELLA, ROSEMARIE, CATHERINE | I | SECRETARY/TREASURER/SENIOR VICE PRESIDENT | NA | Control |
| THE ROBERT PHILIP ROTELLA LIVING TRUST | DE | SHAREHOLDER | E | Control |
| THE ROBERT PHILIP ROTELLA LIVING TRUST | DE | SHAREHOLDER | E | Control |
| THE ROBERT PHILIP ROTELLA LIVING TRUST | DE | SHAREHOLDER | E | Control |
| THE ROBERT PHILIP ROTELLA LIVING TRUST | DE | SHAREHOLDER | E | Control |
| THE ROBERT PHILIP ROTELLA LIVING TRUST | DE | SHAREHOLDER | E | Control |
| THE ROBERT PHILIP ROTELLA LIVING TRUST | DE | SHAREHOLDER | E | Control |
| THE ROBERT PHILIP ROTELLA LIVING TRUST | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ROTELLA, ROBERT, PHILIP | I | THE ROBERT PHILIP ROTELLA LIVING TRUST | E | Control |
| ROTELLA, ROBERT, PHILIP | I | THE ROBERT PHILIP ROTELLA LIVING TRUST | E | Control |
| ROTELLA, ROBERT, PHILIP | I | THE ROBERT PHILIP ROTELLA LIVING TRUST | E | Control |
| ROTELLA, ROBERT, PHILIP | I | THE ROBERT PHILIP ROTELLA LIVING TRUST | E | Control |
| ROTELLA, ROBERT, PHILIP | I | THE ROBERT PHILIP ROTELLA LIVING TRUST | E | Control |
| ROTELLA, ROBERT, PHILIP | I | THE ROBERT PHILIP ROTELLA LIVING TRUST | E | Control |
| ROTELLA, ROBERT, PHILIP | I | THE ROBERT PHILIP ROTELLA LIVING TRUST | E | Control |
Registrations
Federal
IA
Mar 30, 2016 REGISTERED
Notice Filings (2)
IL WA
Address
800 BELLEVUE WAY NESUITE 200
BELLEVUE, WA 98004
United States
Phone: 425-213-5700