ROGERS INVESTMENT ADVISORS K.K.
CRD #162896 SEC #802-75654 TOKYO 81 34520 5580
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 27, 2025
- Branch Offices
- 0
- LEI
- 549300Z231QECUXJMZ42
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Bollinger, Ruth, Hart | I | DIRECTOR | NA | Control |
| Bollinger, Ruth, Hart | I | DIRECTOR | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| IIZUKA, YOSHIAKI | I | HEAD OF RESEARCH | NA | Control |
| KENNEDY, RORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KENNEDY, RORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KENNEDY, RORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KENNEDY, RORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KENNEDY, RORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KENNEDY, RORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KENNEDY, RORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KENNEDY, RORY | I | CHIEF OPERATING OFFICER | NA | Control |
| KENNEDY, RORY | I | CHIEF OPERATING OFFICER | NA | Control |
| Nomura, Seiji | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Nomura, Seiji | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Nomura, Seiji | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Oda, Kyogo | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| SMITH, THEODORE, BRIELL | I | DIRECTOR | NA | Control |
| Sato, Takio | I | CHIEF OPERATING OFFICER | NA | Control |
| Sato, Takio | I | CHIEF OPERATING OFFICER | NA | Control |
| Sato, Takio | I | CHIEF OPERATING OFFICER | NA | Control |
| Sato, Takio | I | CO CHIEF OPERATING OFFICER | NA | Control |
| Sato, Takio | I | CO CHIEF OPERATING OFFICER | NA | Control |
| Sato, Takio | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Sato, Takio | I | CO CHIEF OPERATING OFFICER | NA | Control |
| Sato, Takio | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Sato, Takio | I | CO CHIEF OPERATING OFFICER | NA | Control |
| Sato, Takio | I | CO CHIEF OPERATING OFFICER | NA | Control |
| Sato, Takio | I | CO CHIEF OPERATING OFFICER | NA | Control |
| TOGASHI, HIROKI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TOGASHI, HIROKI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TOGASHI, HIROKI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| TOPAZ, JASON, ANDREW | I | CO CHIEF OPERATING OFFICER | NA | Control |
| TOPAZ, JASON, ANDREW | I | CO CHIEF OPERATING OFFICER | NA | Control |
| TOPAZ, JASON, ANDREW | I | CO CHIEF OPERATING OFFICER | NA | Control |
| TOPAZ, JASON, ANDREW | I | CO CHIEF OPERATING OFFICER | NA | Control |
| TOPAZ, JASON, ANDREW | I | CO CHIEF OPERATING OFFICER | NA | Control |
| TOPAZ, JASON, ANDREW | I | CO CHIEF OPERATING OFFICER | NA | Control |
| Takeya, Masahiko | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Takeya, Masahiko | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Takeya, Masahiko | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Takeya, Masahiko | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Takeya, Masahiko | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| Wood, Philip, Ronald | I | DIRECTOR | NA | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
| ROGERS, EDWARD, JAMES | I | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT ADVISOR, DIRECTOR | E | Control |
Registrations
Federal
ERA
Mar 27, 2025 REGISTERED
Address
32 SHIBA KOEN BUILDING 7FSHIBAKOEN 3-4-30, MINATO-KU
TOKYO 105-0011
Japan
Phone: 81 34520 5580