GOVERNANCE HOLDINGS CO
Legal name: GMI RATINGS
CRD #162965 SEC #801-76521 PORTLAND, ME 207-874-6921
SEC Registered
Total AUM
--
Discretionary
--
Employees
50
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- Maine
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BENNETT, RICHARD, ALAN | I | CHEIF EXECUTIVE OFFICER | NA | |
| BENNETT, RICHARD, ALAN | I | CHEIF EXECUTIVE OFFICER | NA | |
| BENNETT, RICHARD, ALAN | I | BOARD MEMBER, VICE CHAIRMAN | NA | |
| BOGDAN, FREDERICK, W | I | PRESIDENT | NA | Control |
| COFFRIN, DEBOROAH, STACEY | I | CHIEF COMPLIANCE OFFICER | NA | |
| COFFRIN, DEBOROAH, STACEY | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| COFFRIN, DEBOROAH, STACEY | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| COFFRIN, DEBOROAH, STACEY | I | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NA | |
| CONCANNON, JOHN, DANIEL | I | PRESIDENT, CEO | NA | Control |
| GUSTITUS, CHERYL, ANN | I | CHIEF MARKETING OFFICER | NA | |
| GUTOWSKI, ROBERT, J | I | SECRETARY | NA | Control |
| HIGGINS, JOHN, PEABODY MONKS | I | BOARD MEMBER | NA | Control |
| HIGGINS, JOHN, PEABODY MONKS | I | BOARD MEMBER | NA | Control |
| MORRISON, SHAUNA | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISON, SHAUNA | I | CHIEF OPERATIONS OFFICER | NA | |
| QUTUB, ROBERT | I | TREASURER | NA | Control |
| MSCI ESG RESEARCH INC. | DE | SHAREHOLDER | E | Control |
| KAPLAN, JAMES, ADRIAN | I | BOARD MEMBER | B | |
| KAPLAN, JAMES, ADRIAN | I | BOARD MEMBER | B | |
| KAPLAN, JAMES, ADRIAN | I | BOARD MEMBER, VICE CHAIRMAN | B | |
| MINOW, NELL | I | BOARD MEMBER | B | |
| MINOW, NELL | I | BOARD MEMBER | B | |
| MINOW, NELL | I | BOARD MEMBER | B | |
| HIGGINS, JOHN, PEABODY MONKS | I | BOARD MEMBER; CHAIRMAN | A | Control |
| MONKS, ROBERT, AUGUSTUS GARDNER | I | BOARD MEMBER | A | |
| MONKS, ROBERT, AUGUSTUS GARDNER | I | BOARD MEMBER | A | |
| MONKS, ROBERT, AUGUSTUS GARDNER | I | BOARD MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MSCI INC. | DE | MSCI ESG RESEARCH INC | E | Control |
Registrations
Federal
IA
Apr 2, 2014 REGISTERED
Address
56 NORTHPORT DRIVEPORTLAND, ME 04103
United States
Phone: 207-874-6921