RIA Intelligence

SMH PEG MANAGEMENT , LLC

CRD #163051 SEC #802-76390 HOUSTON, TX 888-908-7716
State Registered Exempt Reporting Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--

Firm Details

Organization Type
--
State of Formation
--
Fiscal Year End
--
Registration Date
--
Latest Filing
Mar 26, 2013
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MORRIS, BEN, TILLMANIMEMBER AND MANAGERNA
MORRIS, BEN, TILLMANIMEMBER AND MANAGERNA
MORRIS, BEN, TILLMANIMEMBER AND MANAGERNA
MORRIS, BEN, TILLMANIMEMBER AND MANAGERNA
SANDERS MORRIS HARRIS INC.DEMEMBERD Control
SMW INVESTMENTS I, LLCDEMEMBERD Control
SMW INVESTMENTS I, LLCDEMEMBERD Control
SMW INVESTMENTS I, LLCDEMEMBERD Control
DAVIS, CHARLES, LOUISIMEMBER AND MANAGERC Control
DAVIS, CHARLES, LOUISIMEMBER AND MANAGERC Control
DAVIS, CHARLES, LOUISIMEMBER AND MANAGERC Control
DAVIS, CHARLES, LOUISIMEMBER AND MANAGERC Control
MCMAKEN, BRUCE, ROBERTIMEMBER AND MANAGERB
MCMAKEN, BRUCE, ROBERTIMEMBER AND MANAGERB
MCMAKEN, BRUCE, ROBERTIMEMBER AND MANAGERB
MCMAKEN, BRUCE, ROBERTIMEMBER AND MANAGERB

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
THE EDELMAN FINANCIAL GROUP INC.DESANDERS MORRIS HARRIS INC.E Control
MORRIS, BEN, TILLMANISMW INVESTMENTS I, LLCC Control
MORRIS, BEN, TILLMANISMW INVESTMENTS I, LLCC Control
MORRIS, BEN, TILLMANISMW INVESTMENTS I, LLCC Control
SANDERS, DONALD, ANTHONYISMW INVESTMENTS I, LLCC Control
SANDERS, DONALD, ANTHONYISMW INVESTMENTS I, LLCC Control
SANDERS, DONALD, ANTHONYISMW INVESTMENTS I, LLCC Control
WEIR, DONALD, VERNONISMW INVESTMENTS I, LLCC Control
WEIR, DONALD, VERNONISMW INVESTMENTS I, LLCC Control
WEIR, DONALD, VERNONISMW INVESTMENTS I, LLCC Control

Registrations

Federal

ERA
Mar 26, 2013 REGISTERED

Address

600 TRAVIS, SUITE 5900
HOUSTON, TX 77002
United States
Phone: 888-908-7716