NEEDHAM CAPITAL MANAGEMENT, LLC
CRD #163073 SEC #802-75119 NEW YORK, NY 212-371-8300
State Registered Exempt Reporting Private Funds
Total AUM
$548K
Discretionary
$548K
Employees
7
Clients
0
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABBRUZZESE, JAMES, MICHAEL | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| ABBRUZZESE, JAMES, MICHAEL | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| ABBRUZZESE, JAMES, MICHAEL | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| ABBRUZZESE, JAMES, MICHAEL | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| ABBRUZZESE, JAMES, MICHAEL | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| ABBRUZZESE, JAMES, MICHAEL | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| ABBRUZZESE, JAMES, MICHAEL | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| ABBRUZZESE, JAMES, MICHAEL | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| ABBRUZZESE, JAMES, MICHAEL | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| ABBRUZZESE, JAMES, MICHAEL | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| ABBRUZZESE, JAMES, MICHAEL | I | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER | NA | Control |
| GIANGRASSO, JAMES, WILLIAM | I | PRINCIPAL - CHIEF FINANCIAL OFFICER | NA | Control |
| GIANGRASSO, JAMES, WILLIAM | I | PRINCIPAL - CHIEF FINANCIAL OFFICER | NA | Control |
| GIANGRASSO, JAMES, WILLIAM | I | PRINCIPAL - CHIEF FINANCIAL OFFICER | NA | Control |
| GIANGRASSO, JAMES, WILLIAM | I | PRINCIPAL - CHIEF FINANCIAL OFFICER | NA | Control |
| GIANGRASSO, JAMES, WILLIAM | I | PRINCIPAL - CHIEF FINANCIAL OFFICER | NA | Control |
| GIANGRASSO, JAMES, WILLIAM | I | PRINCIPAL - CHIEF FINANCIAL OFFICER | NA | Control |
| GIANGRASSO, JAMES, WILLIAM | I | PRINCIPAL - CHIEF FINANCIAL OFFICER | NA | Control |
| GIANGRASSO, JAMES, WILLIAM | I | PRINCIPAL - CHIEF FINANCIAL OFFICER | NA | Control |
| GIANGRASSO, JAMES, WILLIAM | I | PRINCIPAL - CHIEF FINANCIAL OFFICER | NA | Control |
| GIANGRASSO, JAMES, WILLIAM | I | PRINCIPAL - CHIEF FINANCIAL OFFICER | NA | Control |
| GIANGRASSO, JAMES, WILLIAM | I | PRINCIPAL - CHIEF FINANCIAL OFFICER | NA | Control |
| NEEDHAM, GEORGE, AUSTIN | I | MANAGING MEMBER | NA | Control |
| NEEDHAM, GEORGE, AUSTIN | I | MANAGING MEMBER | NA | Control |
| NEEDHAM, GEORGE, AUSTIN | I | MANAGING MEMBER | NA | Control |
| NEEDHAM, GEORGE, AUSTIN | I | MANAGING MEMBER | NA | Control |
| NEEDHAM, GEORGE, AUSTIN | I | MANAGING MEMBER | NA | Control |
| NEEDHAM, GEORGE, AUSTIN | I | MANAGING MEMBER | NA | Control |
| NEEDHAM, GEORGE, AUSTIN | I | MANAGING MEMBER | NA | Control |
| NEEDHAM, GEORGE, AUSTIN | I | MANAGING MEMBER | NA | Control |
| NEEDHAM, GEORGE, AUSTIN | I | MANAGING MEMBER | NA | Control |
| NEEDHAM, GEORGE, AUSTIN | I | MANAGING MEMBER | NA | Control |
| NEEDHAM, GEORGE, AUSTIN | I | MANAGING MEMBER | NA | Control |
| PRIOR, JOHN, JOSEPH | I | MANAGING MEMBER | NA | Control |
| PRIOR, JOHN, JOSEPH | I | MANAGING MEMBER | NA | Control |
| PRIOR, JOHN, JOSEPH | I | MANAGING MEMBER | NA | Control |
| PRIOR, JOHN, JOSEPH | I | MANAGING MEMBER | NA | Control |
| PRIOR, JOHN, JOSEPH | I | MANAGING MEMBER | NA | Control |
| PRIOR, JOHN, JOSEPH | I | MANAGING MEMBER | NA | Control |
| PRIOR, JOHN, JOSEPH | I | MANAGING MEMBER | NA | Control |
| PRIOR, JOHN, JOSEPH | I | MANAGING MEMBER | NA | Control |
| PRIOR, JOHN, JOSEPH | I | MANAGING MEMBER | NA | Control |
| PRIOR, JOHN, JOSEPH | I | MANAGING MEMBER | NA | Control |
| PRIOR, JOHN, JOSEPH | I | MANAGING MEMBER | NA | Control |
| SHANAHAN, THOMAS, PATRICK | I | MANAGING MEMBER | NA | Control |
| SHANAHAN, THOMAS, PATRICK | I | MANAGING MEMBER | NA | Control |
| SHANAHAN, THOMAS, PATRICK | I | MANAGING MEMBER | NA | Control |
| SHANAHAN, THOMAS, PATRICK | I | MANAGING MEMBER | NA | Control |
| SHANAHAN, THOMAS, PATRICK | I | MANAGING MEMBER | NA | Control |
| SHANAHAN, THOMAS, PATRICK | I | MANAGING MEMBER | NA | Control |
| SHANAHAN, THOMAS, PATRICK | I | MANAGING MEMBER | NA | Control |
| SHANAHAN, THOMAS, PATRICK | I | MANAGING MEMBER | NA | Control |
| SHANAHAN, THOMAS, PATRICK | I | MANAGING MEMBER | NA | Control |
| SHANAHAN, THOMAS, PATRICK | I | MANAGING MEMBER | NA | Control |
| NEEDHAM ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| NEEDHAM ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| NEEDHAM ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| NEEDHAM ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| NEEDHAM ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| NEEDHAM ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| NEEDHAM ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| NEEDHAM ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| NEEDHAM ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| NEEDHAM ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
| NEEDHAM ASSET MANAGEMENT, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NEEDHAM HOLDINGS, LLC | DE | NEEDHAM ASSET MANAGEMENT, LLC | E | Control |
| NEEDHAM HOLDINGS, LLC | DE | NEEDHAM ASSET MANAGEMENT, LLC | E | Control |
| NEEDHAM HOLDINGS, LLC | DE | NEEDHAM ASSET MANAGEMENT, LLC | E | Control |
| NEEDHAM HOLDINGS, LLC | DE | NEEDHAM ASSET MANAGEMENT, LLC | E | Control |
| NEEDHAM HOLDINGS, LLC | DE | NEEDHAM ASSET MANAGEMENT, LLC | E | Control |
| NEEDHAM HOLDINGS, LLC | DE | NEEDHAM ASSET MANAGEMENT, LLC | E | Control |
| NEEDHAM HOLDINGS, LLC | DE | NEEDHAM ASSET MANAGEMENT, LLC | E | Control |
| NEEDHAM HOLDINGS, LLC | DE | NEEDHAM ASSET MANAGEMENT, LLC | E | Control |
| NEEDHAM HOLDINGS, LLC | DE | NEEDHAM ASSET MANAGEMENT, LLC | E | Control |
| NEEDHAM HOLDINGS, LLC | DE | NEEDHAM ASSET MANAGEMENT, LLC | E | Control |
| NEEDHAM HOLDINGS, LLC | DE | NEEDHAM ASSET MANAGEMENT, LLC | E | Control |
| THE NEEDHAM GROUP, INC. | DE | NEEDHAM HOLDINGS, LLC | E | Control |
| THE NEEDHAM GROUP, INC. | DE | NEEDHAM HOLDINGS, LLC | E | Control |
| THE NEEDHAM GROUP, INC. | DE | NEEDHAM HOLDINGS, LLC | E | Control |
| THE NEEDHAM GROUP, INC. | DE | NEEDHAM HOLDINGS, LLC | E | Control |
| THE NEEDHAM GROUP, INC. | DE | NEEDHAM HOLDINGS, LLC | E | Control |
| THE NEEDHAM GROUP, INC. | DE | NEEDHAM HOLDINGS, LLC | E | Control |
| THE NEEDHAM GROUP, INC. | DE | NEEDHAM HOLDINGS, LLC | E | Control |
| THE NEEDHAM GROUP, INC. | DE | NEEDHAM HOLDINGS, LLC | E | Control |
| THE NEEDHAM GROUP, INC. | DE | NEEDHAM HOLDINGS, LLC | E | Control |
| THE NEEDHAM GROUP, INC. | DE | NEEDHAM HOLDINGS, LLC | E | Control |
| THE NEEDHAM GROUP, INC. | DE | NEEDHAM HOLDINGS, LLC | E | Control |
| NEEDHAM, GEORGE, AUSTIN | I | THE NEEDHAM GROUP, INC. | C | Control |
| NEEDHAM, GEORGE, AUSTIN | I | THE NEEDHAM GROUP, INC. | C | Control |
| NEEDHAM, GEORGE, AUSTIN | I | THE NEEDHAM GROUP, INC. | C | Control |
| NEEDHAM, GEORGE, AUSTIN | I | THE NEEDHAM GROUP, INC. | C | Control |
| NEEDHAM, GEORGE, AUSTIN | I | THE NEEDHAM GROUP, INC. | C | Control |
| NEEDHAM, GEORGE, AUSTIN | I | THE NEEDHAM GROUP, INC. | C | Control |
| NEEDHAM, GEORGE, AUSTIN | I | THE NEEDHAM GROUP, INC. | C | Control |
| NEEDHAM, GEORGE, AUSTIN | I | THE NEEDHAM GROUP, INC. | C | Control |
| NEEDHAM, GEORGE, AUSTIN | I | THE NEEDHAM GROUP, INC. | C | Control |
| NEEDHAM, GEORGE, AUSTIN | I | THE NEEDHAM GROUP, INC. | C | Control |
| NEEDHAM, GEORGE, AUSTIN | I | THE NEEDHAM GROUP, INC. | C | Control |
Registrations
Federal
ERA
May 3, 2012 REGISTERED
Address
445 PARK AVENUE3RD FLOOR
NEW YORK, NY 10022-2602
United States
Phone: 212-371-8300