STEPHENS INVESTMENT MANAGEMENT, LLC
CRD #163239 SEC #802-76037 SAN FRANCISCO, CA 415-677-5440
State Registered Exempt Reporting Private Funds
Total AUM
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Discretionary
--
Employees
--
Clients
--
Accounts
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Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WILLIAMSON, MARY, KATE | I | CCO | NA | Control |
| WILLIAMSON, MARY, KATE | I | CCO | NA | Control |
| STEPHENS, PAUL, BARTLETT | I | MANAGING PARTNER | C | Control |
| STEPHENS, PAUL, BARTLETT | I | MANAGING PARTNER | C | Control |
| STEPHENS, PAUL, HARBOUR | I | CHAIRMAN, PARTNER | C | Control |
| STEPHENS, PAUL, HARBOUR | I | CHAIRMAN, PARTNER | C | Control |
| STEPHENS, WILLIAM, BRADFORD | I | MANAGING PARTNER | C | Control |
| STEPHENS, WILLIAM, BRADFORD | I | MANAGING PARTNER | C | Control |
Registrations
Federal
ERA
Mar 28, 2013 REGISTERED
Address
ONE FERRY BUILDINGSUITE 255
SAN FRANCISCO, CA 94111
United States
Phone: 415-677-5440