RIA Intelligence

OPUS INVESTMENT MANAGEMENT LLC

CRD #163262 SEC #801-121988 NEW YORK, NY 212-266-8280

SEC Registered Private Funds

Total AUM

$314.5M

Discretionary

$314.5M

Employees

8

Clients

--

Accounts

21

Fund Name	Type	GAV	Investors	Auditor
OPUS FUND LLC - DIVERSIFIED CLASS	Hedge Fund	$84.1M	92	ROTHSTEIN, KASS & COMPANY, P.C.
OPUS PREFERRED FUND LLC - CONCENTRATED CLASS	Hedge Fund	$51.2M	51	KPMG, LLP
OPUS FUND LLC - CONCENTRATED CLASS	Hedge Fund	$43.2M	44	KPMG, LLP
OPUS FUND INTERNATIONAL LTD. - CLASS K	Hedge Fund	$38.6M	31	KPMG, LLP
OPUS PREFERRED FUND LLC - FOCUSED CLASS	Hedge Fund	$31.2M	2	KPMG, LLP
OPUS PREFERRED FUND LLC - DIVERSIFIED CLASS	Hedge Fund	$28.5M	47	KPMG, LLP
OPUS FUND INTERNATIONAL LTD. - DIVERSIFIED CLASS	Hedge Fund	$17.5M	29	KPMG, LLP
OPUS FUND LLC - DIVERSIFIED CLASS	Hedge Fund	$16.9M	27	KPMG, LLP
OPUS PRIVATE EQUITY OPPORTUNITY FUND LLC - VINTAGE I CLASS	Private Equity Fund	$14.6M	26	KPMG LLP
OPUS PREFERRED FUND LLC - BALANCED EQUITY CLASS	Hedge Fund	$13.5M	23	KPMG, LLP
OPUS FUND INTERNATIONAL LTD. - CLASS PS	Hedge Fund	$11.5M	23	KPMG, LLP
OPUS FUND INTERNATIONAL LTD. - CLASS M	Hedge Fund	$10.6M	8	KPMG, LLP
OPUS FUND INTERNATIONAL LTD. - CLASS K	Hedge Fund	$10M	14	ROTHSTEIN, KASS & COMPANY (CAYMAN)
OPUS PRIVATE EQUITY OPPORTUNITY FUND LLC - MERCHANT WEALTH PARTNERS CLASS	Private Equity Fund	$8.2M	26	KPMG LLP
OPUS FUND INTERNATIONAL LTD. - DIVERSIFIED CLASS	Hedge Fund	$6.6M	10	ROTHSTEIN, KASS & COMPANY (CAYMAN)
OPUS FUND INTERNATIONAL LTD. - CLASS M	Hedge Fund	$6.5M	7	ROTHSTEIN, KASS & COMPANY (CAYMAN)
OPUS FUND INTERNATIONAL LTD. - CLASS E	Hedge Fund	$6.4M	8	KPMG, LLP
OPUS PREFERRED FUND LLC - OPUS CREDIT OPPORTUNITIES CLASS	Hedge Fund	$5.7M	11	KPMG, LLP
OPUS PREFERRED FUND LLC - SPECIALIZED CLASS	Hedge Fund	$5M	3	KPMG LLP
OPUS PREFERRED FUND LLC - POINT72 TURION CLASS	Hedge Fund	$3.8M	7	KPMG LLP
OPUS FUND INTERNATIONAL LTD. - CLASS T	Hedge Fund	$3.7M	4	KPMG, LLP
OPUS FUND INTERNATIONAL LTD. - CLASS E	Hedge Fund	$3M	5	ROTHSTEIN, KASS & COMPANY (CAYMAN)
OPUS FUND INTERNATIONAL LTD. - CLASS H	Hedge Fund	$2.2M	13	KPMG, LLP
OPUS FUND INTERNATIONAL LTD. - CLASS C	Hedge Fund	$1.9M	4	KPMG, LLP
OPUS FUND INTERNATIONAL LTD. - CLASS C	Hedge Fund	$1.8M	4	ROTHSTEIN, KASS & COMPANY (CAYMAN)

Fund NameOPUS FUND LLC - DIVERSIFIED CLASS

TypeHedge Fund

GAV$84.1M

Investors92

AuditorROTHSTEIN, KASS & COMPANY, P.C.

Fund NameOPUS PREFERRED FUND LLC - CONCENTRATED CLASS

TypeHedge Fund

GAV$51.2M

Investors51

AuditorKPMG, LLP

Fund NameOPUS FUND LLC - CONCENTRATED CLASS

TypeHedge Fund

GAV$43.2M

Investors44

AuditorKPMG, LLP

Fund NameOPUS FUND INTERNATIONAL LTD. - CLASS K

TypeHedge Fund

GAV$38.6M

Investors31

AuditorKPMG, LLP

Fund NameOPUS PREFERRED FUND LLC - FOCUSED CLASS

TypeHedge Fund

GAV$31.2M

Investors2

AuditorKPMG, LLP

Fund NameOPUS PREFERRED FUND LLC - DIVERSIFIED CLASS

TypeHedge Fund

GAV$28.5M

Investors47

AuditorKPMG, LLP

Fund NameOPUS FUND INTERNATIONAL LTD. - DIVERSIFIED CLASS

TypeHedge Fund

GAV$17.5M

Investors29

AuditorKPMG, LLP

Fund NameOPUS FUND LLC - DIVERSIFIED CLASS

TypeHedge Fund

GAV$16.9M

Investors27

AuditorKPMG, LLP

Fund NameOPUS PRIVATE EQUITY OPPORTUNITY FUND LLC - VINTAGE I CLASS

TypePrivate Equity Fund

GAV$14.6M

Investors26

AuditorKPMG LLP

Fund NameOPUS PREFERRED FUND LLC - BALANCED EQUITY CLASS

TypeHedge Fund

GAV$13.5M

Investors23

AuditorKPMG, LLP

Fund NameOPUS FUND INTERNATIONAL LTD. - CLASS PS

TypeHedge Fund

GAV$11.5M

Investors23

AuditorKPMG, LLP

Fund NameOPUS FUND INTERNATIONAL LTD. - CLASS M

TypeHedge Fund

GAV$10.6M

Investors8

AuditorKPMG, LLP

Fund NameOPUS FUND INTERNATIONAL LTD. - CLASS K

TypeHedge Fund

GAV$10M

Investors14

AuditorROTHSTEIN, KASS & COMPANY (CAYMAN)

Fund NameOPUS PRIVATE EQUITY OPPORTUNITY FUND LLC - MERCHANT WEALTH PARTNERS CLASS

TypePrivate Equity Fund

GAV$8.2M

Investors26

AuditorKPMG LLP

Fund NameOPUS FUND INTERNATIONAL LTD. - DIVERSIFIED CLASS

TypeHedge Fund

GAV$6.6M

Investors10

AuditorROTHSTEIN, KASS & COMPANY (CAYMAN)

Fund NameOPUS FUND INTERNATIONAL LTD. - CLASS M

TypeHedge Fund

GAV$6.5M

Investors7

AuditorROTHSTEIN, KASS & COMPANY (CAYMAN)

Fund NameOPUS FUND INTERNATIONAL LTD. - CLASS E

TypeHedge Fund

GAV$6.4M

Investors8

AuditorKPMG, LLP

Fund NameOPUS PREFERRED FUND LLC - OPUS CREDIT OPPORTUNITIES CLASS

TypeHedge Fund

GAV$5.7M

Investors11

AuditorKPMG, LLP

Fund NameOPUS PREFERRED FUND LLC - SPECIALIZED CLASS

TypeHedge Fund

GAV$5M

Investors3

AuditorKPMG LLP

Fund NameOPUS PREFERRED FUND LLC - POINT72 TURION CLASS

TypeHedge Fund

GAV$3.8M

Investors7

AuditorKPMG LLP

Fund NameOPUS FUND INTERNATIONAL LTD. - CLASS T

TypeHedge Fund

GAV$3.7M

Investors4

AuditorKPMG, LLP

Fund NameOPUS FUND INTERNATIONAL LTD. - CLASS E

TypeHedge Fund

GAV$3M

Investors5

AuditorROTHSTEIN, KASS & COMPANY (CAYMAN)

Fund NameOPUS FUND INTERNATIONAL LTD. - CLASS H

TypeHedge Fund

GAV$2.2M

Investors13

AuditorKPMG, LLP

Fund NameOPUS FUND INTERNATIONAL LTD. - CLASS C

TypeHedge Fund

GAV$1.9M

Investors4

AuditorKPMG, LLP

Fund NameOPUS FUND INTERNATIONAL LTD. - CLASS C

TypeHedge Fund

GAV$1.8M

Investors4

AuditorROTHSTEIN, KASS & COMPANY (CAYMAN)