UBS GLOBAL ASSET MANAGEMENT (UK) LTD
CRD #163563 SEC #802-76660 LONDON +44 20 7901 5132
State Registered Exempt Reporting Private Funds Disclosures
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- May 3, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARNES, IAN, FREDERICK | I | DIRECTOR | NA | Control |
| BARNES, IAN, FREDERICK | I | DIRECTOR | NA | Control |
| BARNES, IAN, FREDERICK | I | DIRECTOR | NA | Control |
| BARNES, IAN, FREDERICK | I | DIRECTOR | NA | Control |
| BARNES, IAN, FREDERICK | I | DIRECTOR | NA | Control |
| BARNES, IAN, FREDERICK | I | DIRECTOR | NA | Control |
| BEECHEY, RUTH | I | CHIEF LEGAL OFFICER | NA | Control |
| BEECHEY, RUTH | I | CHIEF LEGAL OFFICER | NA | Control |
| BEECHEY, RUTH | I | CHIEF LEGAL OFFICER | NA | Control |
| BEECHEY, RUTH | I | CHIEF LEGAL OFFICER | NA | Control |
| CHAUHAN, HARSHKANT, VITHALBHAI | I | CHIEF LEGAL OFFICER | NA | |
| CHAUHAN, HARSHKANT, VITHALBHAI | I | CHIEF LEGAL OFFICER | NA | Control |
| CHAUHAN, HARSHKANT, VITHALBHAI | I | CHIEF LEGAL OFFICER | NA | |
| CHAUHAN, HARSHKANT, VITHALBHAI | I | CHIEF LEGAL OFFICER | NA | |
| DAVIES, ANDREW, JONATHAN | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, JONATHAN | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, JONATHAN | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, JONATHAN | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, JONATHAN | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, JONATHAN | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, JONATHAN | I | DIRECTOR | NA | Control |
| DAVIES, ANDREW, JONATHAN | I | DIRECTOR | NA | Control |
| HARKNESS, MILES, ADAM | I | CHIEF RISK OFFICER | NA | |
| HARKNESS, MILES, ADAM | I | CHIEF RISK OFFICER | NA | |
| HARKNESS, MILES, ADAM | I | CHIEF RISK OFFICER | NA | |
| HARKNESS, MILES, ADAM | I | CHIEF RISK OFFICER | NA | |
| HARKNESS, MILES, ADAM | I | CHIEF RISK OFFICER | NA | |
| HARKNESS, MILES, ADAM | I | CHIEF RISK OFFICER | NA | |
| HARKNESS, MILES, ADAM | I | CHIEF RISK OFFICER | NA | |
| HARKNESS, MILES, ADAM | I | CHIEF RISK OFFICER | NA | |
| HUNT, TREVOR, PETER | I | DIRECTOR | NA | Control |
| HUNT, TREVOR, PETER | I | DIRECTOR | NA | Control |
| HUNT, TREVOR, PETER | I | DIRECTOR | NA | Control |
| HUNT, TREVOR, PETER | I | DIRECTOR | NA | Control |
| HUNT, TREVOR, PETER | I | DIRECTOR | NA | Control |
| HUNT, TREVOR, PETER | I | DIRECTOR | NA | Control |
| HUNT, TREVOR, PETER | I | DIRECTOR | NA | Control |
| HUNT, TREVOR, PETER | I | DIRECTOR | NA | Control |
| NAFA, RAMSAY, MAHMOUD | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAFA, RAMSAY, MAHMOUD | I | CHIEF COMPLIANCE OFFICER | NA | |
| OAKTON, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| OAKTON, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| OAKTON, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| OAKTON, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| OAKTON, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| OAKTON, DAVID, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHMIDT, PAUL, DIETER | I | DIRECTOR | NA | Control |
| SCHMIDT, PAUL, DIETER | I | DIRECTOR | NA | Control |
| SCHMIDT, PAUL, DIETER | I | DIRECTOR | NA | Control |
| SCHMIDT, PAUL, DIETER | I | DIRECTOR | NA | Control |
| SCHMIDT, PAUL, DIETER | I | DIRECTOR | NA | Control |
| SCHMIDT, PAUL, DIETER | I | DIRECTOR | NA | Control |
| SCHMIDT, PAUL, DIETER | I | DIRECTOR | NA | Control |
| SCHMIDT, PAUL, DIETER | I | DIRECTOR | NA | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | FE | HOLDING COMPANY | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | FE | HOLDING COMPANY | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | FE | HOLDING COMPANY | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | FE | HOLDING COMPANY | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | FE | HOLDING COMPANY | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | FE | HOLDING COMPANY | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | FE | HOLDING COMPANY | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | FE | HOLDING COMPANY | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| UBS AG | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | E | Control |
| UBS AG | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | E | Control |
| UBS AG | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | E | Control |
| UBS AG | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | E | Control |
| UBS AG | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | E | Control |
| UBS AG | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | E | Control |
| UBS AG | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | E | Control |
| UBS AG | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | E | Control |
| UBS GLOBAL ASSET MANAGEMENT HOLDING (NO.2) LTD | FE | UBS GLOBAL ASSET MANAGEMENT HOLDING LTD | E | Control |
Registrations
Federal
ERA
May 3, 2012 REGISTERED
Address
21 LOMBARD STREETLONDON EC3V 9AH
United Kingdom
Phone: +44 20 7901 5132