NEEDHAM & COMPANY, LLC
CRD #16360 SEC #801-62735 NEW YORK, NY 212-371-8300
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
185
Clients
0
Accounts
--
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2009 | $26.8M | $26.8M | $0 | 5 | -- |
| Mar 2008 | $67.5M | $67.5M | $0 | 5 | -- |
| Jan 2008 | $101.7M | $101.7M | $0 | 5 | -- |
| Sep 2007 | $101.7M | $101.7M | $0 | 5 | -- |
| Aug 2007 | $101.7M | $101.7M | $0 | 5 | -- |
| Mar 2007 | $101.7M | $101.7M | $0 | 5 | -- |
| Jan 2006 | $49.9M | $49.9M | $0 | 5 | -- |
| Jan 2006 | $49.9M | $49.9M | $0 | 5 | -- |
| Dec 2005 | $111.8M | $111.8M | $0 | 5 | -- |
| Nov 2005 | $111.8M | $111.8M | $0 | 5 | -- |
| Sep 2005 | $111.8M | $111.8M | $0 | 5 | -- |
| Jan 2005 | $81.2M | $0 | $81.2M | 5 | -- |
| Jan 2005 | $81.2M | $0 | $81.2M | 5 | -- |
| Jun 2004 | $81.2M | $0 | $81.2M | 5 | -- |
| Jan 2004 | $0 | $0 | $0 | 5 | -- |
DateMar 2009
Total AUM$26.8M
Discretionary$26.8M
Non-Disc.$0
Employees5
Clients--
DateMar 2008
Total AUM$67.5M
Discretionary$67.5M
Non-Disc.$0
Employees5
Clients--
DateJan 2008
Total AUM$101.7M
Discretionary$101.7M
Non-Disc.$0
Employees5
Clients--
DateSep 2007
Total AUM$101.7M
Discretionary$101.7M
Non-Disc.$0
Employees5
Clients--
DateAug 2007
Total AUM$101.7M
Discretionary$101.7M
Non-Disc.$0
Employees5
Clients--
DateMar 2007
Total AUM$101.7M
Discretionary$101.7M
Non-Disc.$0
Employees5
Clients--
DateJan 2006
Total AUM$49.9M
Discretionary$49.9M
Non-Disc.$0
Employees5
Clients--
DateJan 2006
Total AUM$49.9M
Discretionary$49.9M
Non-Disc.$0
Employees5
Clients--
DateDec 2005
Total AUM$111.8M
Discretionary$111.8M
Non-Disc.$0
Employees5
Clients--
DateNov 2005
Total AUM$111.8M
Discretionary$111.8M
Non-Disc.$0
Employees5
Clients--
DateSep 2005
Total AUM$111.8M
Discretionary$111.8M
Non-Disc.$0
Employees5
Clients--
DateJan 2005
Total AUM$81.2M
Discretionary$0
Non-Disc.$81.2M
Employees5
Clients--
DateJan 2005
Total AUM$81.2M
Discretionary$0
Non-Disc.$81.2M
Employees5
Clients--
DateJun 2004
Total AUM$81.2M
Discretionary$0
Non-Disc.$81.2M
Employees5
Clients--
DateJan 2004
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees5
Clients--