BANC OF AMERICA INVESTMENT SERVICES, INC.
CRD #16361 SEC #801-53144 BOSTON, MA 646-313-8285
SEC Registered Broker-Dealer
Total AUM
$13.5B
Discretionary
$9.3B
Employees
--
Clients
--
Accounts
58,571
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 26, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, GREGORY MARK | I | NATIONAL SALES MANAGER - FULL SERVICE/DIRECTOR | NA | Control |
| ALLEN, GREGORY MARK | I | NATIONAL SALES MANAGER - FULL SERVICE | NA | Control |
| ALLEN, GREGORY MARK | I | NATIONAL SALES MANAGER - FULL SERVICE/DIRECTOR | NA | Control |
| ALLEN, GREGORY MARK | I | NATIONAL SALES MANAGER - FULL SERVICE/DIRECTOR | NA | Control |
| ALLEN, GREGORY MARK | I | NATIONAL SALES MANAGER - FULL SERVICE/DIRECTOR | NA | Control |
| ALLEN, GREGORY MARK | I | NATIONAL SALES MANAGER - FULL SERVICE | NA | Control |
| BAHNKEN, JOHN ROBERT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | PRESIDENT/CEO/DIRECTOR/CHAIRMAN | NA | Control |
| BENSON, MARK JARRETT | I | PRESIDENT/CEO/DIRECTOR/CHAIRMAN | NA | Control |
| BENSON, MARK JARRETT | I | PRESIDENT/CEO/DIRECTOR/CHAIRMAN | NA | Control |
| BENSON, MARK JARRETT | I | PRESIDENT/CEO/DIRECTOR/CHAIRMAN | NA | Control |
| BENSON, MARK JARRETT | I | PRESIDENT/CEO/DIRECTOR/CHAIRMAN | NA | Control |
| BENSON, MARK JARRETT | I | PRESIDENT/CEO/DIRECTOR/CHAIRMAN | NA | Control |
| BENSON, MARK JARRETT | I | PRESIDENT/CEO/DIRECTOR/CHAIRMAN | NA | Control |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| BENSON, MARK JARRETT | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | DIRECTOR | NA | |
| BENSON, MARK JARRETT | I | PRESIDENT/CEO/DIRECTOR/CHAIRMAN | NA | Control |
| BENSON, MARK JARRETT | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| BENSON, MARK JARRETT | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| BENSON, MARK JARRETT | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| BENSON, MARK JARRETT | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| BENSON, MARK JARRETT | I | PRESIDENT/CEO/DIRECTOR/CHAIRMAN | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| BOWDEN, THEODORE IRVING | I | PRODUCTS & SERVICES MANAGER | NA | Control |
| CALL, JOHN SCOTT | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | |
| CALL, JOHN SCOTT | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | |
| CALL, JOHN SCOTT | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | |
| CALL, JOHN SCOTT | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | |
| CALL, JOHN SCOTT | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | |
| CALL, JOHN SCOTT | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | |
| CALL, JOHN SCOTT | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | |
| CALL, JOHN SCOTT | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | |
| CALL, JOHN SCOTT | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | |
| CARNEY, JEFFREY ROBERT | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| CARNEY, JEFFREY ROBERT | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| CARNEY, JEFFREY ROBERT | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| CARNEY, JEFFREY ROBERT | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| CARNEY, JEFFREY ROBERT | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| CARNEY, JEFFREY ROBERT | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| CARNEY, JEFFREY ROBERT | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| DEMARTINI, RICHARD MICHAEL | I | DIRECTOR | NA | |
| DEMARTINI, RICHARD MICHAEL | I | DIRECTOR | NA | |
| DEMARTINI, RICHARD MICHAEL | I | DIRECTOR | NA | |
| DEMARTINI, RICHARD MICHAEL | I | DIRECTOR | NA | |
| DEMARTINI, RICHARD MICHAEL | I | DIRECTOR | NA | |
| DEMARTINI, RICHARD MICHAEL | I | DIRECTOR | NA | |
| DEMARTINI, RICHARD MICHAEL | I | DIRECTOR | NA | |
| DEMARTINI, RICHARD MICHAEL | I | DIRECTOR | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DORFMAN, BETH ELYSE | I | CHIEF COUNSEL | NA | |
| DOWNEN, RICHARD VIRGIL | I | PRESIDENT & CEO | NA | Control |
| DOWNEN, RICHARD VIRGIL | I | PRESIDENT & CEO | NA | Control |
| DOWNEN, RICHARD VIRGIL | I | PRESIDENT & CEO | NA | Control |
| DOWNEN, RICHARD VIRGIL | I | DIRECTOR | NA | |
| DOWNEN, RICHARD VIRGIL | I | DIRECTOR | NA | |
| DOWNEN, RICHARD VIRGIL | I | DIRECTOR | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| ESTRIDGE, THOMAS HAZEL | I | CROP | NA | |
| GERRISH, MERRILY STORM | I | SECRETARY | NA | |
| GERRISH, MERRILY STORM | I | SECRETARY | NA | |
| GERRISH, MERRILY STORM | I | SECRETARY | NA | |
| GERRISH, MERRILY STORM | I | SECRETARY | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GOODWIN, JAMES JOSEPH III | I | DIRECTOR | NA | |
| GRAVES, JEFFREY SCOTT | I | DIRECTOR/NATIONAL SALES EXECUTIVE | NA | Control |
| GRAVES, JEFFREY SCOTT | I | DIRECTOR/NATIONAL SALES EXECUTIVE | NA | Control |
| GRAVES, JEFFREY SCOTT | I | DIRECTOR/NATIONAL SALES EXECUTIVE | NA | Control |
| GRAVES, JEFFREY SCOTT | I | DIRECTOR/NATIONAL SALES EXECUTIVE | NA | Control |
| GRAVES, JEFFREY SCOTT | I | DIRECTOR/NATIONAL SALES EXECUTIVE | NA | Control |
| GRAVES, JEFFREY SCOTT | I | NATIONAL SALES MANAGER - FULL SERVICE | NA | Control |
| GRAVES, JEFFREY SCOTT | I | NATIONAL SALES MANAGER - FULL SERVICE | NA | Control |
| GRAVES, JEFFREY SCOTT | I | NATIONAL SALES MANAGER - FULL SERVICE | NA | Control |
| GRAVES, JEFFREY SCOTT | I | DIRECTOR/NATIONAL SALES EXECUTIVE | NA | Control |
| GRAY, KENNETH EUGENE | I | NATIONAL SALES MANAGER, SERIES 6/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | NATIONAL SALES MANAGER, SERIES 6/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | NATIONAL SALES MANAGER, SERIES 6/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | INVESTMENTS INTEGRATION EXECUTIVE/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | INVESTMENTS INTEGRATION EXECUTIVE/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | NATIONAL SALES MANAGER, SERIES 6/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | NATIONAL SALES MANAGER, SERIES 6/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | INVESTMENTS INTEGRATION EXECUTIVE/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | INVESTMENTS INTEGRATION EXECUTIVE/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | INVESTMENTS INTEGRATION EXECUTIVE/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | INVESTMENTS INTEGRATION EXECUTIVE/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | INVESTMENTS INTEGRATION EXECUTIVE/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | INVESTMENTS INTEGRATION EXECUTIVE/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | NATIONAL SALES MANAGER, SERIES 6/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | NATIONAL SALES MANAGER, SERIES 6/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | INVESTMENTS INTEGRATION EXECUTIVE/SROP | NA | Control |
| GRAY, KENNETH EUGENE | I | INVESTMENTS INTEGRATION EXECUTIVE/SROP | NA | Control |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HARRIS, BARRY PALMER IV | I | CHIEF COUNSEL & CHIEF LEGAL OFFICER | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE/CCO | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE/CCO | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE/CCO | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE/CCO | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE/CCO | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE/CCO | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE/CCO | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE/CCO | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE | NA | |
| HECHTLINGER, SUSAN J | I | CROP/DIRECTOR OF COMPLIANCE/CCO | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| HULL, ROBERT STUART | I | DIRECTOR | NA | |
| JAGIELSKI, PATRICIA ANN | I | DIRECTOR/SVP | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | DIRECTOR/SVP | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | DIRECTOR/SVP | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | DIRECTOR/SVP | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | DIRECTOR/SVP | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | DIRECTOR/SVP | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | DIRECTOR/SVP | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | DIRECTOR/SVP | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | DIRECTOR/SVP | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | DIRECTOR/SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | DIRECTOR/SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| JAGIELSKI, PATRICIA ANN | I | SVP/CHIEF COMPLIANCE OFFICER/DIRECTOR OF COMPLIANCE | NA | Control |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KULAK, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KULAK, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KULAK, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KULAK, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | SROP | NA | |
| KULAK, FRANK | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR/COO | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR/COO | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MALONEY, TIMOTHY PATRICK | I | PRESIDENT/CEO/DIRECTOR | NA | Control |
| MULLIGAN, ROBERT JOHN JR | I | DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| MULLIGAN, ROBERT JOHN JR | I | DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| MULLIGAN, ROBERT JOHN JR | I | DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| MULLIGAN, ROBERT JOHN JR | I | DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| MULLIGAN, ROBERT JOHN JR | I | DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| MULLIGAN, ROBERT JOHN JR | I | DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| MULLIGAN, ROBERT JOHN JR | I | DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| MULLIGAN, ROBERT JOHN JR | I | DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| MULLIGAN, ROBERT JOHN JR | I | DIRECTOR OF COMPLIANCE/CHIEF COMPLIANCE OFFICER | NA | |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | DIRECTOR/GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| NEWTH, RONALD JOSEPH | I | DIRECTOR/GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| NEWTH, RONALD JOSEPH | I | DIRECTOR/GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | DIRECTOR/GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | COO | NA | Control |
| NEWTH, RONALD JOSEPH | I | COO | NA | Control |
| NEWTH, RONALD JOSEPH | I | COO | NA | Control |
| NEWTH, RONALD JOSEPH | I | DIRECTOR/GOVERNANCE & PROCESS EXECUTIVE | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | DIRECTOR/GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | DIRECTOR/GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | DIRECTOR/GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | GOVERNANCE & PROCESS EXECUTIVE/CAO | NA | Control |
| NEWTH, RONALD JOSEPH | I | COO | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| NEWTH, RONALD JOSEPH | I | COO | NA | Control |
| NEWTH, RONALD JOSEPH | I | COO | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| NEWTH, RONALD JOSEPH | I | DIRECTOR/GOVERNANCE & PROCESS EXECUTIVE | NA | Control |
| NEWTH, RONALD JOSEPH | I | CHIEF OPERATING OFFICER/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR/CFO | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR/CFO | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR/CFO | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | COO | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR/CFO | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR/CFO | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR/CFO | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | DIRECTOR OF OPERATIONS | NA | Control |
| NORTON, MICHAEL JOHN | I | COO/DIRECTOR | NA | Control |
| OSAKI, ISAAC | I | CHIEF LEGAL OFFICER | NA | |
| OSAKI, ISAAC | I | CHIEF LEGAL OFFICER | NA | |
| OSAKI, ISAAC | I | CHIEF LEGAL OFFICER | NA | |
| OSAKI, ISAAC | I | CHIEF LEGAL OFFICER | NA | |
| OSAKI, ISAAC | I | CHIEF LEGAL OFFICER | NA | |
| OSAKI, ISAAC | I | CHIEF LEGAL OFFICER | NA | |
| OSAKI, ISAAC | I | CHIEF LEGAL OFFICER | NA | |
| OSAKI, ISAAC | I | CHIEF LEGAL OFFICER | NA | |
| OSAKI, ISAAC | I | CHIEF LEGAL OFFICER | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| RAPPAPORT, ALAN HERMAN | I | DIRECTOR | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO/DIRECTOR | NA | |
| ROMANO, JOHN GARY | I | CFO/DIRECTOR | NA | |
| ROMANO, JOHN GARY | I | CFO/DIRECTOR | NA | |
| ROMANO, JOHN GARY | I | CFO/DIRECTOR | NA | |
| ROMANO, JOHN GARY | I | CFO/DIRECTOR | NA | |
| ROMANO, JOHN GARY | I | CFO/DIRECTOR | NA | |
| ROMANO, JOHN GARY | I | CFO/DIRECTOR | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO/DIRECTOR | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO | NA | |
| ROMANO, JOHN GARY | I | CFO/DIRECTOR | NA | |
| ROSENBERGER, LARRY WAYNE | I | NATIONAL SALES MANAGER, DISCOUNT BROKERAGE | NA | Control |
| ROSENBERGER, LARRY WAYNE | I | NATIONAL SALES MANAGER, DISCOUNT BROKERAGE | NA | Control |
| ROSENBERGER, LARRY WAYNE | I | NATIONAL SALES MANAGER, DISCOUNT BROKERAGE | NA | Control |
| ROSENBERGER, LARRY WAYNE | I | NATIONAL SALES MANAGER, DISCOUNT BROKERAGE | NA | Control |
| ROSENBERGER, LARRY WAYNE | I | NATIONAL SALES MANAGER, DISCOUNT BROKERAGE | NA | Control |
| ROSENBERGER, LARRY WAYNE | I | NATIONAL SALES MANAGER, DISCOUNT BROKERAGE | NA | Control |
| ROSENBERGER, LARRY WAYNE | I | NATIONAL SALES MANAGER, DISCOUNT BROKERAGE | NA | Control |
| ROSENBERGER, LARRY WAYNE | I | NATIONAL SALES MANAGER, DISCOUNT BROKERAGE | NA | Control |
| ROSENBERGER, LARRY WAYNE | I | NATIONAL SALES MANAGER, DISCOUNT BROKERAGE | NA | Control |
| SANTO, MICHAEL H | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SANTO, MICHAEL H | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SANTO, MICHAEL H | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SANTO, MICHAEL H | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SANTO, MICHAEL H | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SANTO, MICHAEL H | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SANTO, MICHAEL H | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SANTO, MICHAEL H | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SCHRODER, ALAN ARTHUR | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SCHRODER, ALAN ARTHUR | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SCHRODER, ALAN ARTHUR | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SCHRODER, ALAN ARTHUR | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| SCHRODER, ALAN ARTHUR | I | CEO/PRESIDENT/DIRECTOR | NA | Control |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| STARK, EDWARD JOSEPH | I | SECRETARY | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| TAYLOR, GREGORY DEAN | I | FINOP/CFO/TREASURER | NA | |
| WINN, HOLLIS KEITH | I | SVP/PRODUCTS MANAGER | NA | Control |
| WINN, HOLLIS KEITH | I | SVP/PRODUCTS MANAGER | NA | Control |
| WINN, HOLLIS KEITH | I | SVP/PRODUCTS MANAGER | NA | Control |
| WINN, HOLLIS KEITH | I | SVP/PRODUCTS MANAGER | NA | Control |
| WINN, HOLLIS KEITH | I | NATIONAL SALES DIRECTOR/SERIES 7 | NA | Control |
| WINN, HOLLIS KEITH | I | SVP/PRODUCTS MANAGER | NA | Control |
| WINN, HOLLIS KEITH | I | SVP/PRODUCTS MANAGER | NA | Control |
| WINN, HOLLIS KEITH | I | SVP/PRODUCTS MANAGER | NA | Control |
| WINN, HOLLIS KEITH | I | NATIONAL SALES DIRECTOR/SERIES 7 | NA | Control |
| WINN, HOLLIS KEITH | I | CHIEF OPERATING OFFICER | NA | Control |
| WINN, HOLLIS KEITH | I | NATIONAL SALES DIRECTOR/SERIES 7 | NA | Control |
| WINN, HOLLIS KEITH | I | NATIONAL SALES DIRECTOR/SERIES 7 | NA | Control |
| WINN, HOLLIS KEITH | I | SVP/PRODUCTS MANAGER | NA | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, N.A. | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| BANK OF AMERICA, NATIONAL ASSOCIATION | DE | SHAREHOLDER | E | Control |
| MERRILL LYNCH & CO., INC. | DE | SHAREHOLDER | E | Control |
| MERRILL LYNCH & CO., INC. | DE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAC NORTH AMERICA HOLDING COMPANY | DE | BANA HOLDING CORPORATION | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | BANA HOLDING CORPORATION | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | BANA HOLDING CORPORATION | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | BANA HOLDING CORPORATION | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | BANA HOLDING CORPORATION | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | BANA HOLDING CORPORATION | E | Control |
| BAC NORTH AMERICA HOLDING COMPANY | DE | BANA HOLDING CORPORATION | E | Control |
| BANA HOLDING CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| BANA HOLDING CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| BANA HOLDING CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| BANA HOLDING CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| BANA HOLDING CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| BANA HOLDING CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| BANA HOLDING CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | MERRILL LYNCH & CO., INC. | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| BANK OF AMERICA CORPORATION | DE | NB HOLDINGS CORPORATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, N.A. | E | Control |
| NB HOLDINGS CORPORATION | DE | BANK OF AMERICA, NATIONAL ASSOCIATION | E | Control |
| NB HOLDINGS CORPORATION | DE | BAC NORTH AMERICA HOLDING COMPANY | E | Control |
Registrations
Federal
IA
Feb 26, 2007 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV
Address
100 FEDERAL STBOSTON, MA 2110
USA
Phone: 646-313-8285