FSA INVESTMENT GROUP, LLC
CRD #163641 SEC #801-76511 PENSACOLA, FL (850) 696-1550
SEC Registered
Total AUM
$709.5M
Discretionary
$683.6M
Employees
14
Clients
10
Accounts
152
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Alabama
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 11, 2025
- Branch Offices
- 8
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALEXANDER, MICHEAL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, MICHEAL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, MICHEAL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, MICHEAL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, MICHEAL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, MICHEAL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, MICHEAL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, MICHEAL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, MICHEAL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ALEXANDER, MICHEAL, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DURHAM, MATTHEW, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| DURHAM, MATTHEW, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| DURHAM, MATTHEW, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| DURHAM, MATTHEW, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| DURHAM, MATTHEW, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| DURHAM, MATTHEW, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| DURHAM, MATTHEW, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| DURHAM, MATTHEW, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| DURHAM, MATTHEW, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| DURHAM, MATTHEW, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER, COO | NA | |
| FULLER, TAYLOR, M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FULLER, TAYLOR, M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FULLER, TAYLOR, M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FULLER, TAYLOR, M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FULLER, TAYLOR, M. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF INVESTMENT OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF INVESTMENT OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF INVESTMENT OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| HYNEK, ERIN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF OPERATIONS OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF OPERATIONS OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WASDIN, BRIDGET, MICHELLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LOWREY, NANCY, M | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, M | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, M | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, M | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, M | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, M | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, M | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, MCGHEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, MCGHEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, MCGHEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, MCGHEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, MCGHEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, MCGHEE | I | CHIEF EXECUTIVE OFFICER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MANAGING MEMBER | E | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| LOWREY, NANCY, MCGHEE | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | D | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER AND CHIEF COMPLIANCE OFFICER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MANAGING MEMBER | C | Control |
| FSA ACQUISITION, LLC | DE | OPTION HOLDER | B | Control |
| FSA ACQUISITION, LLC | DE | OPTION HOLDER | B | Control |
| FSA ACQUISITION, LLC | DE | OPTION HOLDER | B | Control |
| FSA ACQUISITION, LLC | DE | OPTION HOLDER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATING OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATING OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MEMBER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATING OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF FINANCIAL OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MEMBER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MEMBER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MEMBER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MEMBER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MEMBER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MEMBER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MEMBER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | MEMBER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| HOSMAN, JOHNATHAN, DAVID | I | CHIEF OPERATIONS OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | B | Control |
| WELLS, JAMES, RANDALL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WELLS, JAMES, RANDALL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WELLS, JAMES, RANDALL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WELLS, JAMES, RANDALL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WELLS, JAMES, RANDALL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WELLS, JAMES, RANDALL | I | CHIEF COMPLIANCE OFFICER | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| WELLS, JAMES, RANDALL | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | B | Control |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| Chenevey, Elke, Winona | I | MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | A | |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | A | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER | A | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
| WEBB, JAMES, ANDREW | I | MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GUPTA, SUNIL | I | THE SUNIL GUPTA 2016 IRREVOCABLE TRUST | E | Control |
| GUPTA, SUNIL | I | THE SUNIL GUPTA 2016 IRREVOCABLE TRUST | E | Control |
| GUPTA, SUNIL | I | THE SUNIL GUPTA 2016 IRREVOCABLE TRUST | E | Control |
| GUPTA, SUNIL | I | THE SUNIL GUPTA 2016 IRREVOCABLE TRUST | E | Control |
| SUNLISANT III, LLC | DE | FSA ACQUISITION, LLC | E | Control |
| SUNLISANT III, LLC | DE | FSA ACQUISITION, LLC | E | Control |
| SUNLISANT III, LLC | DE | FSA ACQUISITION, LLC | E | Control |
| SUNLISANT III, LLC | DE | FSA ACQUISITION, LLC | E | Control |
| THE SUNIL GUPTA 2016 IRREVOCABLE TRUST | DE | SUNLISANT III, LLC | E | Control |
| THE SUNIL GUPTA 2016 IRREVOCABLE TRUST | DE | SUNLISANT III, LLC | E | Control |
| THE SUNIL GUPTA 2016 IRREVOCABLE TRUST | DE | SUNLISANT III, LLC | E | Control |
| THE SUNIL GUPTA 2016 IRREVOCABLE TRUST | DE | SUNLISANT III, LLC | E | Control |
Registrations
Federal
IA
Jul 11, 2025 REGISTERED
Notice Filings (11)
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