PIPER SANDLER LTD.
CRD #163758 SEC #802-76331 ABERDEEN 44 1224 202300
State Registered Exempt Reporting Broker-Dealer Private Funds
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- --
- State of Formation
- --
- Fiscal Year End
- --
- Registration Date
- --
- Latest Filing
- Mar 18, 2025
- Branch Offices
- 0
- LEI
- 2138008LHD1TOYE4JE
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABRAHAM, CHAD, RICHARD | I | GLOBAL HEAD OF INVESTMENT BANKING | NA | Control |
| ABRAHAM, CHAD, RICHARD | I | GLOBAL HEAD OF INVESTMENT BANKING | NA | Control |
| ABRAHAM, CHAD, RICHARD | I | GLOBAL HEAD OF INVESTMENT BANKING | NA | Control |
| ABRAHAM, CHAD, RICHARD | I | GLOBAL HEAD OF INVESTMENT BANKING | NA | Control |
| ABRAHAM, CHAD, RICHARD | I | GLOBAL HEAD OF INVESTMENT BANKING | NA | Control |
| ADAM, SINEAD, ROSE | I | CFO | NA | Control |
| ADAM, SINEAD, ROSE | I | CFO | NA | Control |
| ADAM, SINEAD, ROSE | I | CFO | NA | Control |
| ADAM, SINEAD, ROSE | I | CFO | NA | Control |
| BAKER, JAMES, PHILIP | I | CO-HEAD INVESTMENT BANKING/PIPER SANDLER COMPANIES | NA | Control |
| BAKER, JAMES, PHILIP | I | CO-HEAD INVESTMENT BANKING/PIPER SANDLER COMPANIES | NA | Control |
| BAKER, JAMES, PHILIP | I | CO-HEAD INVESTMENT BANKING/PIPER SANDLER COMPANIES | NA | Control |
| BAKER, JAMES, PHILIP | I | CO-HEAD INVESTMENT BANKING/PIPER SANDLER COMPANIES | NA | Control |
| BAKER, JAMES, PHILIP | I | CO-HEAD INVESTMENT BANKING/PIPER SANDLER COMPANIES | NA | Control |
| BAKER, JAMES, PHILIP | I | CO-HEAD INVESTMENT BANKING/PIPER SANDLER COMPANIES | NA | Control |
| Beveridge, David (Mike), S | I | CO-HEAD OF EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| Beveridge, David (Mike), S | I | CO-HEAD OF EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| Beveridge, David (Mike), S | I | CO-HEAD OF EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| Beveridge, David (Mike), S | I | CO-HEAD OF EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| Beveridge, David (Mike), S | I | CO-HEAD OF EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| Beveridge, David (Mike), S | I | CO-HEAD OF EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| Beveridge, David (Mike), S | I | CO-HEAD OF EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| CARTER, TIMOTHY, LEE | I | TREASURER | NA | Control |
| CARTER, TIMOTHY, LEE | I | TREASURER | NA | Control |
| CARTER, TIMOTHY, LEE | I | TREASURER | NA | Control |
| CARTER, TIMOTHY, LEE | I | TREASURER | NA | Control |
| CARTER, TIMOTHY, LEE | I | TREASURER | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHAIRMAN | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHAIRMAN | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHAIRMAN | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHAIRMAN | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHAIRMAN | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHAIRMAN | NA | Control |
| CARTER, TIMOTHY, LEE | I | CHAIRMAN | NA | Control |
| CARTER, TIMOTHY, LEE | I | CFO/PIPER SANDLER COMPANIES | NA | Control |
| CARTER, TIMOTHY, LEE | I | CFO/PIPER SANDLER COMPANIES | NA | Control |
| CARTER, TIMOTHY, LEE | I | CFO/PIPER SANDLER COMPANIES | NA | Control |
| CARTER, TIMOTHY, LEE | I | CFO/PIPER SANDLER COMPANIES | NA | Control |
| CLUNE, KATHERINE, PATRICIA | I | CFO/PIPER SANDLER COMPANIES | NA | Control |
| CLUNE, KATHERINE, PATRICIA | I | CFO/PIPER SANDLER COMPANIES | NA | Control |
| COX, MICHAEL, EDWARD | I | DIRECTOR OF RESEARCH | NA | Control |
| COX, MICHAEL, EDWARD | I | DIRECTOR OF RESEARCH | NA | Control |
| COX, MICHAEL, EDWARD | I | DIRECTOR OF RESEARCH | NA | Control |
| COX, MICHAEL, EDWARD | I | DIRECTOR OF RESEARCH | NA | Control |
| COX, MICHAEL, EDWARD | I | DIRECTOR OF RESEARCH | NA | Control |
| CRAWSHAW, CHRISTOPHER, DYSON | I | VP-ARI UCITS FUNDS MANAGER | NA | Control |
| CRAWSHAW, CHRISTOPHER, DYSON | I | VP-ARI UCITS FUNDS MANAGER | NA | Control |
| CRAWSHAW, CHRISTOPHER, DYSON | I | VP-ARI UCITS FUNDS MANAGER | NA | Control |
| CRAWSHAW, CHRISTOPHER, DYSON | I | VP-ARI UCITS FUNDS MANAGER | NA | Control |
| CRAWSHAW, CHRISTOPHER, DYSON | I | VP-ARI UCITS FUNDS MANAGER | NA | Control |
| DALGARNO, NICHOLAS, JOHN | I | HEAD EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| DALGARNO, NICHOLAS, JOHN | I | HEAD EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| DALGARNO, NICHOLAS, JOHN | I | HEAD EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| DALGARNO, NICHOLAS, JOHN | I | HEAD EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| DONALD, COLIN | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OVERSIGHT | NA | Control |
| DONALD, COLIN | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OVERSIGHT | NA | Control |
| DONALD, COLIN | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OVERSIGHT | NA | Control |
| DONALD, COLIN | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OVERSIGHT | NA | Control |
| DONALD, COLIN | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OVERSIGHT | NA | Control |
| DONALD, COLIN | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OVERSIGHT | NA | Control |
| DONALD, COLIN | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OVERSIGHT | NA | Control |
| DONALD, COLIN | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OVERSIGHT | NA | Control |
| DONALD, COLIN | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OVERSIGHT | NA | Control |
| DONALD, COLIN | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OVERSIGHT | NA | Control |
| DONALD, COLIN | I | CHIEF FINANCIAL OFFICER, COMPLIANCE OVERSIGHT | NA | Control |
| Dalgarno, Nicholas, John | I | CO-HEAD EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| Dalgarno, Nicholas, John | I | CO-HEAD EUROPEAN INVESTMENT BANKING ENERGY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| GRANT, JAMES | I | COMPANY SECRETARY | NA | Control |
| KLINEFELTER, JEFFREY, PAUL | I | GLOBAL HEAD OF EQUITIES | NA | Control |
| KLINEFELTER, JEFFREY, PAUL | I | GLOBAL HEAD OF EQUITIES | NA | Control |
| KLINEFELTER, JEFFREY, PAUL | I | GLOBAL HEAD OF EQUITIES | NA | Control |
| KLINEFELTER, JEFFREY, PAUL | I | GLOBAL HEAD OF EQUITIES | NA | Control |
| KLINEFELTER, JEFFREY, PAUL | I | GLOBAL HEAD OF EQUITIES | NA | Control |
| MCINTOSH, KIRK, EWAN | I | MANAGING DIRECTOR EUROPEAN INVESTMENT BANKING CHEMICALS | NA | Control |
| MCINTOSH, KIRK, EWAN | I | MANAGING DIRECTOR EUROPEAN INVESTMENT BANKING CHEMICALS | NA | Control |
| MCINTOSH, KIRK, EWAN | I | CEO, MANAGING DIRECTOR EUROPEAN INVESTMENT BANKING CHEMICALS | NA | Control |
| MCINTOSH, KIRK, EWAN | I | CEO, MANAGING DIRECTOR EUROPEAN INVESTMENT BANKING CHEMICALS | NA | Control |
| MCINTOSH, KIRK, EWAN | I | CEO, MANAGING DIRECTOR EUROPEAN INVESTMENT BANKING CHEMICALS | NA | Control |
| MCINTOSH, KIRK, EWAN | I | CEO, MANAGING DIRECTOR EUROPEAN INVESTMENT BANKING CHEMICALS | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| Mackison, Neil, R | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | NA | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER JAFFRAY LTD | NA | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER JAFFRAY LTD | NA | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER JAFFRAY LTD | NA | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER JAFFRAY LTD | NA | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER JAFFRAY LTD | NA | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER JAFFRAY LTD | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER/PIPER SANDLER COMPANIES | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER/PIPER SANDLER COMPANIES | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER/PIPER SANDLER COMPANIES | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER/PIPER SANDLER COMPANIES | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER/PIPER SANDLER COMPANIES | NA | Control |
| QUANT, SHAWN, CHRISTIAN | I | CHIEF INFORMATION OFFICER/PIPER SANDLER COMPANIES | NA | Control |
| ROBBINS, BRENT, DOUGLAS | I | INSTITUTIONAL SALES | NA | Control |
| ROBBINS, BRENT, DOUGLAS | I | INSTITUTIONAL SALES | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTAION SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTAION SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTAION SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTAION SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTAION SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTAION SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTAION SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTAION SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTIONAL SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTIONAL SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTIONAL SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTIONAL SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTIONAL SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTIONAL SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTIONAL SALES & TRADING | NA | Control |
| RUDDLE, MARC, SIMON | I | HEAD OF EUROPEAN INSTITUTIONAL SALES & TRADING | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | CHAIRMAN | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | CHAIRMAN | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | CHAIRMAN | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | CHAIRMAN | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | CHAIRMAN | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT/PIPER SANDLER COMPANIES | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT/PIPER SANDLER COMPANIES | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT/PIPER SANDLER COMPANIES | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT/PIPER SANDLER COMPANIES | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT/PIPER SANDLER COMPANIES | NA | Control |
| SCHONEMAN, DEBBRA, LYNN | I | PRESIDENT/PIPER SANDLER COMPANIES | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER/PIPER SANDLER COMPANIES | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER/PIPER SANDLER COMPANIES | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER/PIPER SANDLER COMPANIES | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER/PIPER SANDLER COMPANIES | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER/PIPER SANDLER COMPANIES | NA | Control |
| SUBRAMANIAN, KASI, V | I | TREASURER/PIPER SANDLER COMPANIES | NA | Control |
| SWANSON, MARY, BETH | I | ASSISTANT TREASURER | NA | Control |
| SWANSON, MARY, BETH | I | ASSISTANT TREASURER | NA | Control |
| SWANSON, MARY, BETH | I | ASSISTANT TREASURER | NA | Control |
| SWANSON, MARY, BETH | I | ASSISTANT TREASURER | NA | Control |
| SWANSON, MARY, BETH | I | ASSISTANT TREASURER | NA | Control |
| adam, sinead, rose | I | CFO | NA | Control |
| adam, sinead, rose | I | CFO | NA | Control |
| adam, sinead, rose | I | CFO | NA | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | E | Control |
| PIPER JAFFRAY COMPANIES | DE | PARENT COMPANY | E | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER JAFFRAY LTD | E | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER JAFFRAY LTD | E | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER JAFFRAY LTD | E | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER JAFFRAY LTD | E | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER JAFFRAY LTD | E | Control |
| PIPER JAFFRAY EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER SANDLER LTD. | E | Control |
| PIPER JAFFRAY LTD | FE | DIRECT OWNER OF SIMMONS AND COMPANY INTERNATIONAL LIMITED | E | Control |
| PIPER JAFFRAY LTD | FE | DIRECT OWNER OF SIMMONS AND COMPANY INTERNATIONAL LIMITED | E | Control |
| PIPER JAFFRAY LTD | FE | DIRECT OWNER OF SIMMONS AND COMPANY INTERNATIONAL LIMITED | E | Control |
| PIPER JAFFRAY SANDLER HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER SANDLER LTD. | E | Control |
| PIPER SANDLER EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER SANDLER LTD. | E | Control |
| PIPER SANDLER EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER SANDLER LTD. | E | Control |
| PIPER SANDLER EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER SANDLER LTD. | E | Control |
| PIPER SANDLER EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER SANDLER LTD. | E | Control |
| PIPER SANDLER EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER SANDLER LTD. | E | Control |
| PIPER SANDLER EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER SANDLER LTD. | E | Control |
| PIPER SANDLER EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER SANDLER LTD. | E | Control |
| PIPER SANDLER EUROPEAN HOLDINGS CO. | DE | HOLDING COMPANY - DIRECT OWNER OF PIPER SANDLER LTD. | E | Control |
| SIMMONS & COMPANY INTERNATIONAL | DE | DIRECT OWNER | E | Control |
| SIMMONS & COMPANY INTERNATIONAL | DE | DIRECT OWNER | E | Control |
| SIMMONS & COMPANY INTERNATIONAL | DE | DIRECT OWNER | E | Control |
| SIMMONS & COMPANY INTERNATIONAL | DE | DIRECT OWNER | E | Control |
| SIMMONS & COMPANY INTERNATIONAL | DE | DIRECT OWNER | E | Control |
| SIMMONS & COMPANY INTERNATIONAL | DE | DIRECT OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PIPER SANDLER COMPANIES | DE | PIPER JAFFRAY EUROPEAN HOLDINGS CO. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER JAFFRAY SANDLER HOLDINGS CO. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER EUROPEAN HOLDINGS CO. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER EUROPEAN HOLDINGS CO. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER EUROPEAN HOLDINGS CO. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER EUROPEAN HOLDINGS CO. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER EUROPEAN HOLDINGS CO. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER EUROPEAN HOLDINGS CO. | E | Control |
| PIPER SANDLER COMPANIES | DE | PIPER SANDLER EUROPEAN HOLDINGS CO. | E | Control |
Registrations
Federal
ERA
Mar 18, 2025 REGISTERED
Address
22 WAVERLEY PLACEABERDEENSHIRE
ABERDEEN AB10 1XP
United Kingdom
Phone: 44 1224 202300