RIA Intelligence

HIGHPOINT ADVISOR GROUP, LLC

CRD #163768 SEC #801-76675 DOWNERS GROVE, IL 630-719-9222
SEC Registered Disclosures
Total AUM
$2.7B
Discretionary
$2.7B
Employees
100
Clients
51
Accounts
7,201
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
Illinois
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2021
Branch Offices
41

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CALANDRIELLO, JAMIE, MICHELLEICHIEF COMPLIANCE OFFICERNA
CALANDRIELLO, JAMIE, MICHELLEICHIEF COMPLIANCE OFFICERNA
CALANDRIELLO, JAMIE, MICHELLEICHIEF COMPLIANCE OFFICERNA
CALANDRIELLO, JAMIE, MICHELLEICHIEF COMPLIANCE OFFICERNA
CALANDRIELLO, JAMIE, MICHELLEICHIEF COMPLIANCE OFFICERNA
CALANDRIELLO, JAMIE, MICHELLEICHIEF COMPLIANCE OFFICERNA Control
CALANDRIELLO, JAMIE, MICHELLEICHIEF COMPLIANCE OFFICERNA Control
CALANDRIELLO, JAMIE, MICHELLEICHIEF COMPLIANCE OFFICERNA Control
IBRAHIM, CRAIG, FARISIPARTNERNA Control
HPPW LLCDEMANAGING MEMBERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL, MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
SCHAFFNIT, BRADLEY, ANDREWIPRINCIPAL AND CHIEF COMPLIANCE OFFICERE Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
CAMPBELL, MARTIN, ANTHONYIPARTNERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNER AND CHIEF COMPLIANCE OFFICERD Control
IBRAHIM, CRAIG, FARISIPARTNERD Control
IBRAHIM, CRAIG, FARISIPARTNERD Control
IBRAHIM, CRAIG, FARISIPARTNERD Control
IBRAHIM, CRAIG, FARISIPARTNERD Control
IBRAHIM, CRAIG, FARISIPARTNERD Control
IBRAHIM, CRAIG, FARISIPARTNERD Control
IBRAHIM, CRAIG, FARISIPARTNERD Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
CAMPBELL, MARTIN, ANTHONYIHIGHPOINT HOLDINGS, LLCD Control
IBRAHIM, CRAIG, FARISIHIGHPOINT HOLDINGS, LLCD Control
PWA ADVISOR HOLDINGS INC.DEHPPW LLCD Control
GERRY, JOSHUA, DAVIDIPWA ADVISOR HOLDINGS INC.C Control
HIGHPOINT HOLDINGS, LLCDEHPPW LLCC Control
POTTS, STEPHEN, M.IPWA ADVISOR HOLDINGS INC.C Control
WILMOT, PETER, MIPWA ADVISOR HOLDINGS INC.C Control

Registrations

Federal

IA
Mar 30, 2021 REGISTERED

Notice Filings (44)

AK AL AZ CA CO CT DC FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC NE NH NJ NM NV NY OH OR PA RI SC TN TX UT VA WA WI WV

Address

2001 BUTTERFIELD ROAD
SUITE 1000
DOWNERS GROVE, IL 60515
United States
Phone: 630-719-9222