RIA Intelligence

LUMINA FINANCIAL CONSULTANTS, LLC

CRD #163783 SEC #801-120910 MILL VALLEY, CA 415-944-5040
SEC Registered
Total AUM
$134.4M
Discretionary
$132M
Employees
6
Clients
26
Accounts
203

Firm Details

Organization Type
Limited Liability Company
State of Formation
Virginia
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 17, 2023
Branch Offices
2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FRIED, LAURIEIINVESTMENT ADVISER AND PARTNERD Control
FRIED, LAURIEIINVESTMENT ADVISER AND PARTNERD Control
FRIED, LAURIEIINVESTMENT ADVISER AND PARTNERD Control
FRIED, LAURIEIINVESTMENT ADVISER AND PARTNERD Control
FRIED, LAURIEIINVESTMENT ADVISER AND PARTNERD Control
FRIED, LAURIEIINVESTMENT ADVISER AND PARTNERD Control
SCHWARZ, JEAN, STASSI HARRELLIMANAGING MEMBER/MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
SCHWARZ, JEAN, STASSI HARRELLIMANAGING MEMBER/MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
SCHWARZ, JEAN, STASSI HARRELLIMANAGING MEMBER/MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
SCHWARZ, JEAN, STASSI HARRELLIMANAGING MEMBER/MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
SCHWARZ, JEAN, STASSI HARRELLIMANAGING MEMBER/MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICERD Control
SCHWARZ, JEAN, STASSI HARRELLIMANAGING MEMBER/MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
Apr 17, 2023 REGISTERED

Notice Filings (3)

CA NY VA

Address

100 SHORELINE HIGHWAY
SUITE 100B
MILL VALLEY, CA 94941
United States
Phone: 415-944-5040