WAKEFIELD ADVISORS, LLC

CRD #163814 SEC #802-116963 GOLDEN, CO 303-454-5500

State Registered Exempt Reporting Private Funds

Total AUM

$66.5M

Discretionary

$66.5M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 29, 2024
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
HART, PATRICK, FRANCIS	I	CHIEF COMPLIANCE OFFICER	NA	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
KANE, PATRICK, JOHN	I	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control
WAKEFIELD HOLDINGS, LLC	DE	MANAGING MEMBER	D	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD ADVISORS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control
HART, PATRICK, FRANCIS	I	WAKEFIELD HOLDINGS, LLC	E	Control

Registrations

Federal

ERA

Mar 29, 2024 REGISTERED

Notice Filings (1)

Address

25568 GENESEE TRAIL ROAD
GOLDEN, CO 80401
United States

Phone: 303-454-5500