ALPHA WEALTH MANAGEMENT AND PLANNING LLC
CRD #163917 SEC #801-108554 NOVATO, CA 415-506-4569
SEC Registered
Total AUM
$355.9M
Discretionary
$347.7M
Employees
8
Clients
51
Accounts
1,411
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2025 | $355.9M | $347.7M | $8.2M | 8 | 0 |
| Jul 2025 | $355.9M | $347.7M | $8.2M | 8 | 0 |
| Mar 2025 | $355.9M | $347.7M | $8.2M | 8 | 0 |
| Nov 2024 | $302.5M | $295.3M | $7.3M | 8 | 0 |
| Mar 2024 | $302.5M | $295.3M | $7.3M | 8 | 0 |
| Apr 2023 | $244.1M | $237.7M | $6.4M | 8 | 0 |
| Mar 2023 | $244.1M | $237.7M | $6.4M | 8 | 0 |
| Mar 2022 | $271.3M | $264.3M | $7M | 8 | 0 |
| Mar 2021 | $233.5M | $226.9M | $6.6M | 8 | 0 |
| Jun 2020 | $145.8M | $141.1M | $4.8M | 8 | 0 |
| Mar 2020 | $145.8M | $141.1M | $4.8M | 8 | 0 |
| May 2019 | $163.6M | $153.9M | $9.8M | 11 | 0 |
| Mar 2019 | $163.6M | $153.9M | $9.8M | 11 | 0 |
| Mar 2018 | $145.7M | $140.2M | $5.4M | 10 | 0 |
| Jun 2017 | $123M | $114.5M | $8.6M | 9 | 200 |
| Mar 2017 | $123M | $114.5M | $8.6M | 9 | 200 |
| Nov 2016 | $108.8M | $102.9M | $5.9M | 9 | 200 |
| Oct 2016 | $108.8M | $102.9M | $5.9M | 9 | 200 |
| Nov 2012 | $36M | $25M | $11M | 3 | 0 |
| Oct 2012 | $36M | $25M | $11M | -- | 0 |
| Aug 2012 | $0 | $0 | $0 | -- | 0 |
| Jul 2012 | $0 | $0 | $0 | -- | 0 |
| Jul 2012 | $0 | $0 | $0 | -- | 0 |
| Jun 2012 | $0 | $0 | $0 | -- | 0 |
| May 2012 | $0 | $0 | $0 | -- | 0 |
DateAug 2025
Total AUM$355.9M
Discretionary$347.7M
Non-Disc.$8.2M
Employees8
Clients0
DateJul 2025
Total AUM$355.9M
Discretionary$347.7M
Non-Disc.$8.2M
Employees8
Clients0
DateMar 2025
Total AUM$355.9M
Discretionary$347.7M
Non-Disc.$8.2M
Employees8
Clients0
DateNov 2024
Total AUM$302.5M
Discretionary$295.3M
Non-Disc.$7.3M
Employees8
Clients0
DateMar 2024
Total AUM$302.5M
Discretionary$295.3M
Non-Disc.$7.3M
Employees8
Clients0
DateApr 2023
Total AUM$244.1M
Discretionary$237.7M
Non-Disc.$6.4M
Employees8
Clients0
DateMar 2023
Total AUM$244.1M
Discretionary$237.7M
Non-Disc.$6.4M
Employees8
Clients0
DateMar 2022
Total AUM$271.3M
Discretionary$264.3M
Non-Disc.$7M
Employees8
Clients0
DateMar 2021
Total AUM$233.5M
Discretionary$226.9M
Non-Disc.$6.6M
Employees8
Clients0
DateJun 2020
Total AUM$145.8M
Discretionary$141.1M
Non-Disc.$4.8M
Employees8
Clients0
DateMar 2020
Total AUM$145.8M
Discretionary$141.1M
Non-Disc.$4.8M
Employees8
Clients0
DateMay 2019
Total AUM$163.6M
Discretionary$153.9M
Non-Disc.$9.8M
Employees11
Clients0
DateMar 2019
Total AUM$163.6M
Discretionary$153.9M
Non-Disc.$9.8M
Employees11
Clients0
DateMar 2018
Total AUM$145.7M
Discretionary$140.2M
Non-Disc.$5.4M
Employees10
Clients0
DateJun 2017
Total AUM$123M
Discretionary$114.5M
Non-Disc.$8.6M
Employees9
Clients200
DateMar 2017
Total AUM$123M
Discretionary$114.5M
Non-Disc.$8.6M
Employees9
Clients200
DateNov 2016
Total AUM$108.8M
Discretionary$102.9M
Non-Disc.$5.9M
Employees9
Clients200
DateOct 2016
Total AUM$108.8M
Discretionary$102.9M
Non-Disc.$5.9M
Employees9
Clients200
DateNov 2012
Total AUM$36M
Discretionary$25M
Non-Disc.$11M
Employees3
Clients0
DateOct 2012
Total AUM$36M
Discretionary$25M
Non-Disc.$11M
Employees--
Clients0
DateAug 2012
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients0
DateJul 2012
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients0
DateJul 2012
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients0
DateJun 2012
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients0
DateMay 2012
Total AUM$0
Discretionary$0
Non-Disc.$0
Employees--
Clients0