ALUMINA INVESTMENT MANAGEMENT, LLC
Legal name: ALUMINA INVESTMENT MANAGEMENT
CRD #164273 SEC #801-76782 CHARLOTTE, NC 980-233-3000
SEC Registered
Total AUM
$14.7B
Discretionary
$0
Employees
3
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STERNER, CAREN, MARGARET | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PORTFOLIO MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| SWEENEY, KEVIN, PATRICK | I | PRINCIPAL/CHIEF COMPLIANCE OFFICER | NA | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| KARES, GREGORY, ALEXANDER | I | FOUNDER/CHIEF INVESTMENT OFFICER | E | Control |
| CARLYLE INVESTMENT MANAGEMENT L.L.C. | DE | MEMBER | B | |
| CARLYLE INVESTMENT MANAGEMENT L.L.C. | DE | MEMBER | B | |
| CARLYLE INVESTMENT MANAGEMENT L.L.C. | DE | MEMBER | B | |
| CARLYLE INVESTMENT MANAGEMENT L.L.C. | DE | MEMBER | B | |
| THE CARLYLE GROUP | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| D'ANIELLO, DANIEL, ANTHONY | I | TCG HOLDINGS, L.L.C. | E | Control |
| D'ANIELLO, DANIEL, ANTHONY | I | TCG HOLDINGS, L.L.C. | E | Control |
| D'ANIELLO, DANIEL, ANTHONY | I | TCG HOLDINGS, L.L.C. | E | Control |
| D'ANIELLO, DANIEL, ANTHONY | I | TCG HOLDINGS, L.L.C. | E | Control |
| D'ANIELLO, DANIEL, ANTHONY | I | TCG HOLDINGS, L.L.C. | E | Control |
| TC GROUP, L.L.C. | DE | CARLYLE INVESTMENT MANAGEMENT L.L.C. | E | Control |
| TC GROUP, L.L.C. | DE | CARLYLE INVESTMENT MANAGEMENT L.L.C. | E | Control |
| TC GROUP, L.L.C. | DE | CARLYLE INVESTMENT MANAGEMENT L.L.C. | E | Control |
| TC GROUP, L.L.C. | DE | CARLYLE INVESTMENT MANAGEMENT L.L.C. | E | Control |
| TC GROUP, L.L.C. | DE | CARLYLE INVESTMENT MANAGEMENT L.L.C. | E | Control |
| TCG HOLDINGS, L.L.C. | DE | TC GROUP, L.L.C. | E | Control |
| TCG HOLDINGS, L.L.C. | DE | TC GROUP, L.L.C. | E | Control |
| TCG HOLDINGS, L.L.C. | DE | TC GROUP, L.L.C. | E | Control |
| TCG HOLDINGS, L.L.C. | DE | TC GROUP, L.L.C. | E | Control |
| TCG HOLDINGS, L.L.C. | DE | TC GROUP, L.L.C. | E | Control |
| CONWAY, WILLIAM, ELIAS | I | TCG HOLDINGS, L.L.C. | C | Control |
| CONWAY, WILLIAM, ELIAS | I | TCG HOLDINGS, L.L.C. | C | Control |
| CONWAY, WILLIAM, ELIAS | I | TCG HOLDINGS, L.L.C. | C | Control |
| CONWAY, WILLIAM, ELIAS | I | TCG HOLDINGS, L.L.C. | C | Control |
| CONWAY, WILLIAM, ELIAS | I | TCG HOLDINGS, L.L.C. | C | Control |
| RUBENSTEIN, DAVID, MARK | I | TCG HOLDINGS, L.L.C. | C | Control |
| RUBENSTEIN, DAVID, MARK | I | TCG HOLDINGS, L.L.C. | C | Control |
| RUBENSTEIN, DAVID, MARK | I | TCG HOLDINGS, L.L.C. | C | Control |
| RUBENSTEIN, DAVID, MARK | I | TCG HOLDINGS, L.L.C. | C | Control |
| RUBENSTEIN, DAVID, MARK | I | TCG HOLDINGS, L.L.C. | C | Control |
Registrations
Federal
IA
Feb 27, 2025 REGISTERED
Notice Filings (1)
NC
Address
6302 FAIRVIEW ROADSUITE 520
CHARLOTTE, NC 28210
United States
Phone: 980-233-3000