MIDWOOD CAPITAL MANAGEMENT LLC

CRD #164302 SEC #802-76736 BOSTON, MA 617-531-5453

State Registered Exempt Reporting Private Funds

Total AUM

$28.4M

Discretionary

$28.4M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 23, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
FRICANO, JAMES, A.	I	CHIEF COMPLIANCE OFFICER	NA
FRICANO, JAMES, A.	I	CHIEF COMPLIANCE OFFICER	NA
FRICANO, JAMES, A.	I	CHIEF COMPLIANCE OFFICER	NA
Gompper, Rebecca, Elise	I	CHIEF COMPLIANCE OFFICER	NA
Gompper, Rebecca, Elise	I	CHIEF COMPLIANCE OFFICER	NA
Gompper, Rebecca, Elise	I	CHIEF COMPLIANCE OFFICER	NA
Gompper, Rebecca, Elise	I	CHIEF COMPLIANCE OFFICER	NA
RUBIN, HOWARD, BRUCE	I	CLASS C MEMBER	NA
RUBIN, HOWARD, BRUCE	I	CLASS C MEMBER	NA
RUBIN, HOWARD, BRUCE	I	CLASS C MEMBER	NA
RUBIN, HOWARD, BRUCE	I	CLASS C MEMBER	NA
RUBIN, HOWARD, BRUCE	I	CLASS C MEMBER	NA
RUBIN, HOWARD, BRUCE	I	CLASS C MEMBER	NA
RUBIN, HOWARD, BRUCE	I	CLASS C MEMBER	NA
RUBIN, HOWARD, BRUCE	I	CLASS C MEMBER	NA
COHEN, DAVID, ERIC	I	MANAGING MEMBER	E	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	E	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	E	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	E	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	E	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	E	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	E	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	E	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	C	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	C	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	C	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	C	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	C	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	C	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	C	Control
COHEN, DAVID, ERIC	I	MANAGING MEMBER	C	Control
DEMONT, ROSS, D	I	MANAGING MEMBER	C	Control
DEMONT, ROSS, D	I	MANAGING MEMBER	C	Control
DEMONT, ROSS, D	I	MANAGING MEMBER	C	Control
DEMONT, ROSS, D	I	MANAGING MEMBER	C	Control
DEMONT, ROSS, D	I	MANAGING MEMBER	C	Control
DEMONT, ROSS, D	I	MANAGING MEMBER	C	Control
DEMONT, ROSS, D	I	MANAGING MEMBER	C	Control
DEMONT, ROSS, D	I	MANAGING MEMBER	C	Control
RUBIN, HOWARD, BRUCE	I	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	C	Control
RUBIN, HOWARD, BRUCE	I	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	C	Control
RUBIN, HOWARD, BRUCE	I	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	C	Control
RUBIN, HOWARD, BRUCE	I	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	C	Control
RUBIN, HOWARD, BRUCE	I	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	C	Control
RUBIN, HOWARD, BRUCE	I	MANAGING MEMBER, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER	C	Control
BALTER CAPITAL MANAGEMENT LLC	DE	CLASS B MEMBER	B	Control
BALTER CAPITAL MANAGEMENT LLC	DE	CLASS B MEMBER	B	Control
BALTER CAPITAL MANAGEMENT LLC	DE	CLASS B MEMBER	B	Control
BALTER CAPITAL MANAGEMENT LLC	DE	CLASS B MEMBER	B	Control
BALTER CAPITAL MANAGEMENT LLC	DE	CLASS B MEMBER	B	Control
BALTER CAPITAL MANAGEMENT LLC	DE	CLASS B MEMBER	B	Control
BALTER CAPITAL MANAGEMENT LLC	DE	CLASS B MEMBER	B
RUBIN, HOWARD, BRUCE	I	MANAGING MEMBER AND CHIEF OPERATING OFFICER	B	Control
RUBIN, HOWARD, BRUCE	I	MANAGING MEMBER AND CHIEF OPERATING OFFICER	B	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
BALTER, BRADLEY, ROSS	I	BALTER CAPITAL MANAGEMENT LLC	D	Control
BALTER, BRADLEY, ROSS	I	BALTER CAPITAL MANAGEMENT LLC	D	Control
BALTER, BRADLEY, ROSS	I	BALTER CAPITAL MANAGEMENT LLC	D	Control

Registrations

Federal

ERA

May 23, 2012 REGISTERED

Notice Filings (1)

Address

20 CUSTOM HOUSE STREET
SUITE 610
BOSTON, MA 02110
United States

Phone: 617-531-5453