INVESTMENTS & FINANCIAL PLANNING, LLC
CRD #164333 SEC #801-119021 LEXINGTON, KY 859-543-8188
SEC Registered
Total AUM
$278.4M
Discretionary
$278.4M
Employees
6
Clients
26
Accounts
1,714
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Aug 2025 | $278.4M | $278.4M | $0 | 6 | 14 |
| Feb 2025 | $278.4M | $278.4M | $0 | 6 | 14 |
| May 2024 | $241.4M | $241.4M | $0 | 5 | 5 |
| Feb 2024 | $241.4M | $241.4M | $0 | 5 | 5 |
| Sep 2023 | $198M | $198M | $0 | 5 | 5 |
| Jul 2023 | $198M | $198M | $0 | 5 | 5 |
| Mar 2023 | $198M | $198M | $0 | 5 | 5 |
| Mar 2022 | $223M | $223M | $0 | 5 | 5 |
| Jul 2021 | $159.1M | $159.1M | $0 | 6 | 15 |
| Mar 2021 | $159.1M | $159.1M | $0 | 6 | 15 |
| Dec 2020 | $116.7M | $116.7M | $0 | 3 | 9 |
| Oct 2020 | $116.7M | $116.7M | $0 | 3 | 9 |
| Jun 2020 | $116.7M | $116.7M | $0 | 3 | 9 |
| Jun 2020 | $116.7M | $116.7M | $0 | 3 | 9 |
DateAug 2025
Total AUM$278.4M
Discretionary$278.4M
Non-Disc.$0
Employees6
Clients14
DateFeb 2025
Total AUM$278.4M
Discretionary$278.4M
Non-Disc.$0
Employees6
Clients14
DateMay 2024
Total AUM$241.4M
Discretionary$241.4M
Non-Disc.$0
Employees5
Clients5
DateFeb 2024
Total AUM$241.4M
Discretionary$241.4M
Non-Disc.$0
Employees5
Clients5
DateSep 2023
Total AUM$198M
Discretionary$198M
Non-Disc.$0
Employees5
Clients5
DateJul 2023
Total AUM$198M
Discretionary$198M
Non-Disc.$0
Employees5
Clients5
DateMar 2023
Total AUM$198M
Discretionary$198M
Non-Disc.$0
Employees5
Clients5
DateMar 2022
Total AUM$223M
Discretionary$223M
Non-Disc.$0
Employees5
Clients5
DateJul 2021
Total AUM$159.1M
Discretionary$159.1M
Non-Disc.$0
Employees6
Clients15
DateMar 2021
Total AUM$159.1M
Discretionary$159.1M
Non-Disc.$0
Employees6
Clients15
DateDec 2020
Total AUM$116.7M
Discretionary$116.7M
Non-Disc.$0
Employees3
Clients9
DateOct 2020
Total AUM$116.7M
Discretionary$116.7M
Non-Disc.$0
Employees3
Clients9
DateJun 2020
Total AUM$116.7M
Discretionary$116.7M
Non-Disc.$0
Employees3
Clients9
DateJun 2020
Total AUM$116.7M
Discretionary$116.7M
Non-Disc.$0
Employees3
Clients9