REGENT INVESTMENT MANAGEMENT LLC
CRD #164372 SEC #801-76730 LOUISVILLE, KY 502-719-1000
SEC Registered
Total AUM
$478.5M
Discretionary
$478.5M
Employees
4
Clients
--
Accounts
401
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2022 | $478.5M | $478.5M | $0 | 4 | 0 |
| Feb 2022 | $558.9M | $558.9M | $0 | 4 | 0 |
| Aug 2021 | $523M | $523M | $0 | 4 | 0 |
| Feb 2021 | $466.1M | $466.1M | $0 | 4 | 0 |
| Jun 2020 | $434.6M | $434.6M | $0 | 4 | 0 |
| Mar 2020 | $434.6M | $434.6M | $0 | 4 | 0 |
| Aug 2019 | $407.7M | $407.7M | $0 | 4 | 0 |
| Apr 2019 | $378M | $378M | $0 | 4 | 0 |
| Feb 2019 | $378M | $378M | $0 | 4 | 0 |
| Mar 2018 | $405.1M | $405.1M | $0 | 4 | 0 |
| Mar 2017 | $294.3M | $294.3M | $0 | 4 | 100 |
| Feb 2016 | $285.4M | $285.4M | $0 | 4 | 100 |
| Jul 2015 | $297.7M | $297.7M | $0 | 4 | 100 |
| Mar 2015 | $288.9M | $288.9M | $0 | 4 | 100 |
| Nov 2014 | $294.8M | $294.8M | $0 | 4 | 100 |
| Jul 2014 | $305.6M | $305.6M | $0 | 4 | 100 |
| Mar 2014 | $281.5M | $281.5M | $0 | 4 | 100 |
| Nov 2013 | $255.5M | $255.5M | $0 | 4 | 100 |
| Jan 2013 | $169.3M | $169.3M | $0 | 3 | 26 |
| Sep 2012 | $164.8M | $164.8M | $0 | -- | 26 |
| Jul 2012 | $164.8M | $164.8M | $0 | -- | 26 |
DateOct 2022
Total AUM$478.5M
Discretionary$478.5M
Non-Disc.$0
Employees4
Clients0
DateFeb 2022
Total AUM$558.9M
Discretionary$558.9M
Non-Disc.$0
Employees4
Clients0
DateAug 2021
Total AUM$523M
Discretionary$523M
Non-Disc.$0
Employees4
Clients0
DateFeb 2021
Total AUM$466.1M
Discretionary$466.1M
Non-Disc.$0
Employees4
Clients0
DateJun 2020
Total AUM$434.6M
Discretionary$434.6M
Non-Disc.$0
Employees4
Clients0
DateMar 2020
Total AUM$434.6M
Discretionary$434.6M
Non-Disc.$0
Employees4
Clients0
DateAug 2019
Total AUM$407.7M
Discretionary$407.7M
Non-Disc.$0
Employees4
Clients0
DateApr 2019
Total AUM$378M
Discretionary$378M
Non-Disc.$0
Employees4
Clients0
DateFeb 2019
Total AUM$378M
Discretionary$378M
Non-Disc.$0
Employees4
Clients0
DateMar 2018
Total AUM$405.1M
Discretionary$405.1M
Non-Disc.$0
Employees4
Clients0
DateMar 2017
Total AUM$294.3M
Discretionary$294.3M
Non-Disc.$0
Employees4
Clients100
DateFeb 2016
Total AUM$285.4M
Discretionary$285.4M
Non-Disc.$0
Employees4
Clients100
DateJul 2015
Total AUM$297.7M
Discretionary$297.7M
Non-Disc.$0
Employees4
Clients100
DateMar 2015
Total AUM$288.9M
Discretionary$288.9M
Non-Disc.$0
Employees4
Clients100
DateNov 2014
Total AUM$294.8M
Discretionary$294.8M
Non-Disc.$0
Employees4
Clients100
DateJul 2014
Total AUM$305.6M
Discretionary$305.6M
Non-Disc.$0
Employees4
Clients100
DateMar 2014
Total AUM$281.5M
Discretionary$281.5M
Non-Disc.$0
Employees4
Clients100
DateNov 2013
Total AUM$255.5M
Discretionary$255.5M
Non-Disc.$0
Employees4
Clients100
DateJan 2013
Total AUM$169.3M
Discretionary$169.3M
Non-Disc.$0
Employees3
Clients26
DateSep 2012
Total AUM$164.8M
Discretionary$164.8M
Non-Disc.$0
Employees--
Clients26
DateJul 2012
Total AUM$164.8M
Discretionary$164.8M
Non-Disc.$0
Employees--
Clients26