INVESTMENT CENTERS OF AMERICA, INC.
CRD #16443 SEC #801-56410 APPLETON, WI 866-275-4422
SEC Registered Broker-Dealer Disclosures
Total AUM
--
Discretionary
--
Employees
2
Clients
0
Accounts
--
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jul 2017 | $3.5B | $3B | $545M | 499 | 19,600 |
| May 2017 | $3.5B | $3B | $545M | 499 | 19,600 |
| Apr 2017 | $3.5B | $3B | $545M | 499 | 19,600 |
| Mar 2017 | $3.5B | $3B | $545M | 499 | 19,600 |
| Mar 2017 | $3.1B | $2.3B | $878M | 497 | 16,700 |
| Mar 2017 | $3.1B | $2.3B | $878M | 497 | 16,700 |
| Dec 2016 | $3.1B | $2.3B | $878M | 497 | 16,700 |
| Sep 2016 | $3.1B | $2.3B | $878M | 497 | 16,700 |
| Sep 2016 | $3.1B | $2.3B | $878M | 497 | 16,700 |
| Jul 2016 | $3.1B | $2.3B | $878M | 497 | 16,700 |
| Jul 2016 | $3.1B | $2.3B | $878M | 497 | 16,700 |
| Jun 2016 | $3.1B | $2.3B | $878M | 497 | 16,700 |
| May 2016 | $3.1B | $2.3B | $878M | 497 | 16,700 |
| Apr 2016 | $3.1B | $2.3B | $878M | 497 | 16,700 |
| Mar 2016 | $3.1B | $2.3B | $878M | 497 | 16,700 |
| Mar 2016 | $2.6B | $1.9B | $783M | 497 | 13,700 |
| Mar 2016 | $2.6B | $1.9B | $783M | 497 | 13,700 |
| Jan 2016 | $2.6B | $1.9B | $783M | 497 | 13,700 |
| Jan 2016 | $2.6B | $1.9B | $783M | 497 | 13,700 |
| Dec 2015 | $2.6B | $1.9B | $783M | 497 | 13,700 |
| Jun 2015 | $2.6B | $1.9B | $783M | 497 | 13,700 |
| Jun 2015 | $2.6B | $1.9B | $783M | 497 | 13,700 |
| Mar 2015 | $2.6B | $1.9B | $783M | 497 | 13,700 |
| Jan 2015 | $2.1B | $1.9B | $198.9M | 463 | 12,400 |
| Jan 2015 | $2.1B | $1.9B | $198.9M | 463 | 12,400 |
| Sep 2014 | $2.1B | $1.9B | $198.9M | 463 | 12,400 |
| Jul 2014 | $2.1B | $1.9B | $198.9M | 463 | 12,400 |
| Mar 2014 | $2.1B | $1.9B | $198.9M | 463 | 12,400 |
| Apr 2013 | $1.5B | $1.3B | $151.4M | 437 | 11,900 |
| Mar 2012 | $1.2B | $765.7M | $411.6M | 51 | 6,000 |
| May 2011 | $998.9M | $428M | $570.9M | 51 | -- |
| May 2011 | $998.9M | $428M | $570.9M | 51 | -- |
| Mar 2011 | $998.9M | $428M | $570.9M | 51 | -- |
| Mar 2010 | $677.1M | $300.8M | $376.4M | 51 | -- |
| Sep 2009 | $417M | $148M | $269M | 51 | -- |
| Mar 2009 | $417M | $148M | $269M | 51 | -- |
| Jan 2008 | $306.3M | $50.6M | $255.7M | 51 | -- |
| Dec 2007 | $306.3M | $50.6M | $255.7M | 51 | -- |
| Mar 2007 | $306.3M | $50.6M | $255.7M | 51 | -- |
| Jan 2007 | $171.2M | $14.3M | $156.9M | 51 | -- |
| Mar 2006 | $103.1M | $3.9M | $99.2M | 51 | -- |
| Feb 2005 | $103.1M | $3.9M | $99.2M | 51 | -- |
| Jan 2005 | $64.9M | $1.8M | $63M | 51 | -- |
| Jan 2005 | $64.9M | $1.8M | $63M | 51 | -- |
| Jan 2005 | $64.9M | $1.8M | $63M | 51 | -- |
| Sep 2004 | $64.9M | $1.8M | $63M | 51 | -- |
| Sep 2004 | $64.9M | $1.8M | $63M | 51 | -- |
| Aug 2004 | $64.9M | $1.8M | $63M | 51 | -- |
| Aug 2004 | $64.9M | $1.8M | $63M | 51 | -- |
| Jul 2004 | $64.9M | $1.8M | $63M | 51 | -- |
| Jun 2004 | $64.9M | $1.8M | $63M | 51 | -- |
| Apr 2004 | $64.9M | $1.8M | $63M | 51 | -- |
| Mar 2004 | $64.9M | $1.8M | $63M | 51 | -- |
| Jan 2004 | $45.1M | $0 | $45.1M | 51 | -- |
| Oct 2003 | $45.1M | $0 | $45.1M | 51 | -- |
| Sep 2001 | $14.2M | $12.3M | $1.8M | 51 | -- |
| Jul 2001 | $14.2M | $12.3M | $1.8M | 51 | -- |
| Jul 2001 | $14.2M | $12.3M | $1.8M | 51 | -- |
DateJul 2017
Total AUM$3.5B
Discretionary$3B
Non-Disc.$545M
Employees499
Clients19,600
DateMay 2017
Total AUM$3.5B
Discretionary$3B
Non-Disc.$545M
Employees499
Clients19,600
DateApr 2017
Total AUM$3.5B
Discretionary$3B
Non-Disc.$545M
Employees499
Clients19,600
DateMar 2017
Total AUM$3.5B
Discretionary$3B
Non-Disc.$545M
Employees499
Clients19,600
DateMar 2017
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$878M
Employees497
Clients16,700
DateMar 2017
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$878M
Employees497
Clients16,700
DateDec 2016
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$878M
Employees497
Clients16,700
DateSep 2016
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$878M
Employees497
Clients16,700
DateSep 2016
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$878M
Employees497
Clients16,700
DateJul 2016
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$878M
Employees497
Clients16,700
DateJul 2016
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$878M
Employees497
Clients16,700
DateJun 2016
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$878M
Employees497
Clients16,700
DateMay 2016
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$878M
Employees497
Clients16,700
DateApr 2016
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$878M
Employees497
Clients16,700
DateMar 2016
Total AUM$3.1B
Discretionary$2.3B
Non-Disc.$878M
Employees497
Clients16,700
DateMar 2016
Total AUM$2.6B
Discretionary$1.9B
Non-Disc.$783M
Employees497
Clients13,700
DateMar 2016
Total AUM$2.6B
Discretionary$1.9B
Non-Disc.$783M
Employees497
Clients13,700
DateJan 2016
Total AUM$2.6B
Discretionary$1.9B
Non-Disc.$783M
Employees497
Clients13,700
DateJan 2016
Total AUM$2.6B
Discretionary$1.9B
Non-Disc.$783M
Employees497
Clients13,700
DateDec 2015
Total AUM$2.6B
Discretionary$1.9B
Non-Disc.$783M
Employees497
Clients13,700
DateJun 2015
Total AUM$2.6B
Discretionary$1.9B
Non-Disc.$783M
Employees497
Clients13,700
DateJun 2015
Total AUM$2.6B
Discretionary$1.9B
Non-Disc.$783M
Employees497
Clients13,700
DateMar 2015
Total AUM$2.6B
Discretionary$1.9B
Non-Disc.$783M
Employees497
Clients13,700
DateJan 2015
Total AUM$2.1B
Discretionary$1.9B
Non-Disc.$198.9M
Employees463
Clients12,400
DateJan 2015
Total AUM$2.1B
Discretionary$1.9B
Non-Disc.$198.9M
Employees463
Clients12,400
DateSep 2014
Total AUM$2.1B
Discretionary$1.9B
Non-Disc.$198.9M
Employees463
Clients12,400
DateJul 2014
Total AUM$2.1B
Discretionary$1.9B
Non-Disc.$198.9M
Employees463
Clients12,400
DateMar 2014
Total AUM$2.1B
Discretionary$1.9B
Non-Disc.$198.9M
Employees463
Clients12,400
DateApr 2013
Total AUM$1.5B
Discretionary$1.3B
Non-Disc.$151.4M
Employees437
Clients11,900
DateMar 2012
Total AUM$1.2B
Discretionary$765.7M
Non-Disc.$411.6M
Employees51
Clients6,000
DateMay 2011
Total AUM$998.9M
Discretionary$428M
Non-Disc.$570.9M
Employees51
Clients--
DateMay 2011
Total AUM$998.9M
Discretionary$428M
Non-Disc.$570.9M
Employees51
Clients--
DateMar 2011
Total AUM$998.9M
Discretionary$428M
Non-Disc.$570.9M
Employees51
Clients--
DateMar 2010
Total AUM$677.1M
Discretionary$300.8M
Non-Disc.$376.4M
Employees51
Clients--
DateSep 2009
Total AUM$417M
Discretionary$148M
Non-Disc.$269M
Employees51
Clients--
DateMar 2009
Total AUM$417M
Discretionary$148M
Non-Disc.$269M
Employees51
Clients--
DateJan 2008
Total AUM$306.3M
Discretionary$50.6M
Non-Disc.$255.7M
Employees51
Clients--
DateDec 2007
Total AUM$306.3M
Discretionary$50.6M
Non-Disc.$255.7M
Employees51
Clients--
DateMar 2007
Total AUM$306.3M
Discretionary$50.6M
Non-Disc.$255.7M
Employees51
Clients--
DateJan 2007
Total AUM$171.2M
Discretionary$14.3M
Non-Disc.$156.9M
Employees51
Clients--
DateMar 2006
Total AUM$103.1M
Discretionary$3.9M
Non-Disc.$99.2M
Employees51
Clients--
DateFeb 2005
Total AUM$103.1M
Discretionary$3.9M
Non-Disc.$99.2M
Employees51
Clients--
DateJan 2005
Total AUM$64.9M
Discretionary$1.8M
Non-Disc.$63M
Employees51
Clients--
DateJan 2005
Total AUM$64.9M
Discretionary$1.8M
Non-Disc.$63M
Employees51
Clients--
DateJan 2005
Total AUM$64.9M
Discretionary$1.8M
Non-Disc.$63M
Employees51
Clients--
DateSep 2004
Total AUM$64.9M
Discretionary$1.8M
Non-Disc.$63M
Employees51
Clients--
DateSep 2004
Total AUM$64.9M
Discretionary$1.8M
Non-Disc.$63M
Employees51
Clients--
DateAug 2004
Total AUM$64.9M
Discretionary$1.8M
Non-Disc.$63M
Employees51
Clients--
DateAug 2004
Total AUM$64.9M
Discretionary$1.8M
Non-Disc.$63M
Employees51
Clients--
DateJul 2004
Total AUM$64.9M
Discretionary$1.8M
Non-Disc.$63M
Employees51
Clients--
DateJun 2004
Total AUM$64.9M
Discretionary$1.8M
Non-Disc.$63M
Employees51
Clients--
DateApr 2004
Total AUM$64.9M
Discretionary$1.8M
Non-Disc.$63M
Employees51
Clients--
DateMar 2004
Total AUM$64.9M
Discretionary$1.8M
Non-Disc.$63M
Employees51
Clients--
DateJan 2004
Total AUM$45.1M
Discretionary$0
Non-Disc.$45.1M
Employees51
Clients--
DateOct 2003
Total AUM$45.1M
Discretionary$0
Non-Disc.$45.1M
Employees51
Clients--
DateSep 2001
Total AUM$14.2M
Discretionary$12.3M
Non-Disc.$1.8M
Employees51
Clients--
DateJul 2001
Total AUM$14.2M
Discretionary$12.3M
Non-Disc.$1.8M
Employees51
Clients--
DateJul 2001
Total AUM$14.2M
Discretionary$12.3M
Non-Disc.$1.8M
Employees51
Clients--