TD PRIVATE CLIENT WEALTH LLC
CRD #164484 SEC #801-77771 NEW YORK, NY 877-703-9896
SEC Registered Broker-Dealer
Total AUM
$6.5B
Discretionary
$6.5B
Employees
662
Clients
0
Accounts
17,824
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- OCTOBER
- Registration Date
- --
- Latest Filing
- Dec 23, 2025
- Branch Offices
- 36
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEAM, JAMES HENRY JR. | I | PRESIDENT | NA | Control |
| BEGUN, ROBERT | I | PRESIDENT | NA | Control |
| CALDERON NAJERA, NAYRA | I | CCO | NA | Control |
| CALDERON NAJERA, NAYRA | I | CCO | NA | Control |
| CALDERON NAJERA, NAYRA | I | CCO | NA | Control |
| CALDERON NAJERA, NAYRA | I | CCO | NA | Control |
| CHABOT, ALAN J | I | HEAD OF DISTRIBUTION US WEALTH (US) | NA | Control |
| CHABOT, ALAN J | I | CEO | NA | Control |
| CHABOT, ALAN J | I | CEO | NA | Control |
| CHABOT, ALAN J | I | CEO | NA | Control |
| CHABOT, ALAN J | I | CEO | NA | Control |
| FEIN, KEVIN LINDSEY | I | CCO | NA | Control |
| FEIN, KEVIN LINDSEY | I | CCO | NA | Control |
| FEIN, KEVIN LINDSEY | I | CCO | NA | Control |
| FEIN, KEVIN LINDSEY | I | CCO | NA | Control |
| FEIN, KEVIN LINDSEY | I | CCO | NA | Control |
| FEIN, KEVIN LINDSEY | I | CCO | NA | Control |
| FEIN, KEVIN LINDSEY | I | CCO | NA | Control |
| FEIN, KEVIN LINDSEY | I | CCO | NA | Control |
| FEIN, KEVIN LINDSEY | I | CCO | NA | Control |
| FEIN, KEVIN LINDSEY | I | CCO | NA | Control |
| FEIN, KEVIN LINDSEY | I | CCO | NA | Control |
| MIHALIOS, MARKELLA | I | CCO | NA | Control |
| MIHALIOS, MARKELLA | I | CCO | NA | Control |
| MIHALIOS, MARKELLA | I | CCO | NA | Control |
| MIHALIOS, MARKELLA | I | CCO | NA | Control |
| MIHALIOS, MARKELLA | I | CCO | NA | Control |
| ORTIZ, JORGE LUIS | I | CFO & FINOP | NA | Control |
| ORTIZ, JORGE LUIS | I | CFO & FINOP | NA | Control |
| ORTIZ, JORGE LUIS | I | CFO & FINOP | NA | Control |
| ORTIZ, JORGE LUIS | I | CFO & FINOP | NA | Control |
| ORTIZ, JORGE LUIS | I | CFO & FINOP | NA | Control |
| ORTIZ, JORGE LUIS | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| ROSENTHAL, RICHARD SETH | I | CFO & FINOP | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SCHAUTZ, JOHN LOUIS III | I | COO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| SUNDRAM, JEFFREY JOSEPH RODRIGUES | I | CCO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | PRESIDENT AND CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| THOMPSON, KENNETH GERARD | I | CEO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| TRIPODI, FRANK JOHN | I | CFO, FINOP, COO | NA | Control |
| WALSH, PAUL ROBERT | I | CCO | NA | Control |
| WALSH, PAUL ROBERT | I | CCO | NA | Control |
| WALSH, PAUL ROBERT | I | CCO | NA | Control |
| WALSH, PAUL ROBERT | I | CCO | NA | Control |
| WALSH, PAUL ROBERT | I | CCO | NA | Control |
| WALSH, PAUL ROBERT | I | CCO | NA | Control |
| WALSH, PAUL ROBERT | I | CCO | NA | Control |
| WILSON, KEVIN KEITH | I | FINOP | NA | |
| WILSON, KEVIN KEITH | I | FINOP | NA | |
| WILSON, KEVIN KEITH | I | FINOP | NA | |
| WILSON, KEVIN KEITH | I | FINOP | NA | |
| WILSON, KEVIN KEITH | I | FINOP | NA | |
| WILSON, KEVIN KEITH | I | FINOP | NA | |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
| TD BANK, NATIONAL ASSOCIATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD BANK US HOLDING COMPANY | DE | TD BANK, NATIONAL ASSOCIATION | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD GROUP US HOLDINGS LLC | DE | TD BANK US HOLDING COMPANY | E | Control |
| TD US P&C HOLDINGS ULC | FE | TD BANK US HOLDING COMPANY | E | Control |
| TD US P&C HOLDINGS ULC | FE | TD BANK US HOLDING COMPANY | E | Control |
| TD US P&C HOLDINGS ULC | FE | TD BANK US HOLDING COMPANY | E | Control |
| TD US P&C HOLDINGS ULC | FE | TD BANK US HOLDING COMPANY | E | Control |
| TD US P&C HOLDINGS ULC | FE | TD BANK US HOLDING COMPANY | E | Control |
| TD US P&C HOLDINGS ULC | FE | TD BANK US HOLDING COMPANY | E | Control |
| TD US P&C HOLDINGS ULC | FE | TD BANK US HOLDING COMPANY | E | Control |
| TD US P&C HOLDINGS ULC | FE | TD BANK US HOLDING COMPANY | E | Control |
| TD US P&C HOLDINGS ULC | FE | TD BANK US HOLDING COMPANY | E | Control |
| TD US P&C HOLDINGS ULC | FE | TD BANK US HOLDING COMPANY | E | Control |
| TD US P&C HOLDINGS ULC | FE | TD BANK US HOLDING COMPANY | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD US P&C HOLDINGS ULC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
| THE TORONTO-DOMINION BANK | FE | TD GROUP US HOLDINGS LLC | E | Control |
Registrations
Federal
IA
Dec 23, 2025 REGISTERED
Notice Filings (50)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV
Address
1 VANDERBILT AVENUE23RD FLOOR
NEW YORK, NY 10017
United States
Phone: 877-703-9896