IVY WEALTH MANAGEMENT, INC.
CRD #164557 SEC #801-116706 WEST WARWICK, RI 401-681-4266
SEC Registered
Total AUM
$149.9M
Discretionary
$78.6M
Employees
8
Clients
1
Accounts
618
Firm Details
- Organization Type
- Corporation
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 18, 2021
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SADWIN, TODD, HEPNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADWIN, TODD, HEPNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADWIN, TODD, HEPNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADWIN, TODD, HEPNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADWIN, TODD, HEPNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADWIN, TODD, HEPNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADWIN, TODD, HEPNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADWIN, TODD, HEPNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADWIN, TODD, HEPNER | I | CHIEF COMPLIANCE OFFICER | NA | |
| INGEGNERI, BRAD, M | I | PRESIDENT, MEMBER | E | Control |
| INGEGNERI, BRAD, M | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| INGEGNERI, BRAD, M | I | PRESIDENT, MEMBER | E | Control |
| INGEGNERI, BRAD, M | I | PRESIDENT, MEMBER | E | Control |
| INGEGNERI, BRAD, M | I | PRESIDENT, MEMBER | E | Control |
| INGEGNERI, BRAD, M | I | PRESIDENT, MEMBER | E | Control |
| INGEGNERI, BRAD, M | I | PRESIDENT, MEMBER | E | Control |
| INGEGNERI, BRAD, M | I | PRESIDENT, MEMBER | E | Control |
| INGEGNERI, BRAD, M | I | PRESIDENT, MEMBER | E | Control |
| INGEGNERI, BRAD, M | I | PRESIDENT, MEMBER | E | Control |
Registrations
Federal
IA
Mar 18, 2021 REGISTERED
Notice Filings (6)
CT FL MA NH RI TX
Address
1350 DIVISION ROADSUITE 200
WEST WARWICK, RI 02893
United States
Phone: 401-681-4266