RIA Intelligence

COMPASS FINANCIAL MANAGEMENT, INC.

CRD #164579 SEC #801-76792 SEATTLE, WA 206-650-8054
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
--
Clients
--
Accounts
0

Firm Details

Organization Type
Corporation
State of Formation
Washington
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 2, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WILLIAMS, JOEL, DAVIDIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
WILLIAMS, JOEL, DAVIDIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
WILLIAMS, JOEL, DAVIDIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
WILLIAMS, JOEL, DAVIDIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
WILLIAMS, JOEL, DAVIDIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
WILLIAMS, JOEL, DAVIDIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
WILLIAMS, JOEL, DAVIDIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
WILLIAMS, JOEL, DAVIDIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
WILLIAMS, JOEL, DAVIDIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
WILLIAMS, JOEL, DAVIDIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Jul 2, 2012 REGISTERED

Notice Filings (1)

WA

Address

701 5TH AVE.
SUITE 4200
SEATTLE, WA 98104
United States
Phone: 206-650-8054