RIA Intelligence

UPWELLING CAPITAL GROUP LLC

CRD #164653 SEC #802-132842 DAVIS, CA 530-758-7888
State Registered Exempt Reporting Private Funds Disclosures
Total AUM
$115.2M
Discretionary
$15.2M
Employees
7
Clients
--
Accounts
4
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 23, 2025
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
MARK, JONCARLO, RUBENICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERNA Control
MARK, JONCARLO, RUBENICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERNA Control
MARK, JONCARLO, RUBENICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERNA Control
MARK, JONCARLO, RUBENICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERNA Control
MARK, JONCARLO, RUBENICHIEF COMPLIANCE OFFICERNA Control
RAKOWSKI, ROBERT, PIPRINCIPALNA Control
RAKOWSKI, ROBERT, PIPRINCIPALNA Control
RAKOWSKI, ROBERT, PIPRINCIPALNA Control
RAKOWSKI, ROBERT, PIPRINCIPALNA Control
MARK, JONCARLOICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MARK, JONCARLOICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MARK, JONCARLOICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MARK, JONCARLOICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MARK, JONCARLOICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MARK, JONCARLOICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
MARK, JONCARLOICHIEF COMPLIANCE OFFICER AND MANAGING MEMBERE Control
THE MARK FAMILY TRUSTDETRUSTE Control
THE MARK FAMILY TRUSTDETRUSTE Control
THE MARK FAMILY TRUSTDETRUSTE Control
THE MARK FAMILY TRUSTDETRUSTE Control
THE MARK FAMILY TRUSTDETRUSTE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
MARK, JONCARLO, RUBENIMARK FAMILY TRUSTE Control
MARK, JONCARLO, RUBENIMARK FAMILY TRUSTE Control
MARK, JONCARLO, RUBENIMARK FAMILY TRUSTE Control
Rubin-Mark, Jami, DeniseIMARK FAMILY TRUSTE Control
Rubin-Mark, Jami, DeniseIMARK FAMILY TRUSTE Control
Rubin-Mark, Jami, DeniseIMARK FAMILY TRUSTE Control

Registrations

Federal

ERA
Apr 23, 2025 REGISTERED

Notice Filings (1)

CA

Address

2820 5TH ST.
DAVIS, CA 95618
United States
Phone: 530-758-7888