ARDEN FUND MANAGEMENT, LLC
CRD #164662 SEC #801-80193 PHILADELPHIA, PA 215-735-1313
SEC Registered Private Funds
Total AUM
$1.1B
Discretionary
$1.1B
Employees
20
Clients
0
Accounts
13
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 21, 2025
- Branch Offices
- 2
- LEI
- N/A
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARUSO, JOSEPH, S | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, S | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| CARUSO, JOSEPH, SANTO | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| Dilmore, Alfred, Joseph | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Dilmore, Alfred, Joseph | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Dilmore, Alfred, Joseph | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Dilmore, Alfred, Joseph | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SPENCER, CRAIG, ALLEN | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| SPENCER, CRAIG, ALLEN | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| SPENCER, CRAIG, ALLEN | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| SPENCER, CRAIG, ALLEN | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| SPENCER, CRAIG, ALLEN | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER | NA | Control |
| Saltzman, Steven, Reed | I | CHIEF FINANCIAL OFFICER | NA | Control |
| AQUARIUS INVESTMENT, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENT, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENT, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENT, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENT, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENT, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENT, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MANAGING MEMBER | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MANAGING MEMBER | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MANAGING MEMBER | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MEMBER | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MANAGING MEMBER AND 100% OWNER OF MEMBER INTERESTS | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MEMBER | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MEMBER | E | Control |
| AQUARIUS INVESTMENTS, LP | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| NIPON, ALBERT | I | SPENCER FAMILY TRUST | F | Control |
| NIPON, ALBERT | I | SPENCER FAMILY TRUST | F | Control |
| NIPON, ALBERT | I | SPENCER FAMILY TRUST | F | Control |
| NIPON, ALBERT | I | SPENCER FAMILY TRUST | F | Control |
| NIPON, ALBERT | I | SPENCER FAMILY TRUST | F | Control |
| NIPON, ANDREW, MARK | I | AQUARIUS INVESTMENTS, LP | F | Control |
| NIPON, ANDREW, MARK | I | AQUARIUS INVESTMENTS, LP | F | Control |
| NIPON, ANDREW, MARK | I | AQUARIUS INVESTMENT, LP | F | Control |
| NIPON, ANDREW, MARK | I | AQUARIUS INVESTMENT, LP | F | Control |
| NIPON, ANDREW, MARK | I | AQUARIUS INVESTMENT, LP | F | Control |
| NIPON, ANDREW, MARK | I | AQUARIUS INVESTMENT, LP | F | Control |
| NIPON, ANDREW, MARK | I | AQUARIUS INVESTMENT, LP | F | Control |
| NIPON, LAURENCE, MICHAEL | I | AQUARIUS INVESTMENTS, LP | F | Control |
| NIPON, LAURENCE, MICHAEL | I | AQUARIUS INVESTMENTS, LP | F | Control |
| NIPON, LAURENCE, MICHAEL | I | AQUARIUS INVESTMENT, LP | F | Control |
| NIPON, LAURENCE, MICHAEL | I | AQUARIUS INVESTMENT, LP | F | Control |
| NIPON, LAURENCE, MICHAEL | I | AQUARIUS INVESTMENT, LP | F | Control |
| NIPON, LAURENCE, MICHAEL | I | AQUARIUS INVESTMENT, LP | F | Control |
| NIPON, LAURENCE, MICHAEL | I | AQUARIUS INVESTMENT, LP | F | Control |
| NIPON, PEARL | I | SPENCER FAMILY TRUST | F | Control |
| NIPON, PEARL | I | SPENCER FAMILY TRUST | F | Control |
| NIPON, PEARL | I | SPENCER FAMILY TRUST | F | Control |
| NIPON, PEARL | I | SPENCER FAMILY TRUST | F | Control |
| NIPON, PEARL | I | SPENCER FAMILY TRUST | F | Control |
| Nipon, Andrew | I | AQUARIUS INVESTMENTS, LP | F | Control |
| Nipon, Laurence | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, A | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, A | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, A | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, A | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ALLEN | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER, CRAIG, ANTHONY | I | AQUARIUS INVESTMENTS, LP | F | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | Control |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E | |
| SPENCER FAMILY TRUST | DE | AQUARIUS INVESTMENTS, LP | E |
Registrations
Federal
IA
May 21, 2025 REGISTERED
Notice Filings (5)
FL MN NY PA TX
Address
1600 MARKET STREETSUITE 2600
PHILADELPHIA, PA 19103
United States
Phone: 215-735-1313