AVANTIUM INVESTMENT MANAGEMENT (US) LLC
Legal name: AVANTIUM US
CRD #164703 SEC #801-77206 NEW YORK, NY 646-553-3938
SEC Registered Private Funds
Total AUM
$648.9M
Discretionary
$648.9M
Employees
--
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 27, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ADNAMS, VAUGHAN, BRIAN | I | CHIEF RISK OFFICER | NA | Control |
| HOLTTUM, RICHARD, NIKOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOLTTUM, RICHARD, NIKOLAS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCALLISTER, IAN, GERARD | I | CHIEF RISK OFFICER | NA | Control |
| MCALLISTER, IAN, GERARD | I | CHIEF RISK OFFICER | NA | Control |
| MCALLISTER, IAN, GERARD | I | CHIEF RISK OFFICER | NA | Control |
| MCALLISTER, IAN, GERARD | I | CHIEF RISK OFFICER | NA | Control |
| MCALLISTER, IAN, GERARD | I | CHIEF RISK OFFICER | NA | Control |
| MCALLISTER, IAN, GERARD | I | CHIEF RISK OFFICER | NA | Control |
| SIELING, ARND, EUGEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIELING, ARND, EUGEN | I | CEO | NA | Control |
| SIELING, ARND, EUGEN | I | CEO | NA | Control |
| SIELING, ARND, EUGEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIELING, ARND, EUGEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIELING, ARND, EUGEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SIELING, ARND, EUGEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AVANTIUM MANAGEMENT (US) LLC | DE | SOLE MEMBER | E | Control |
| AVANTIUM MANAGEMENT (US) LLC | DE | SOLE MEMBER | E | Control |
| AVANTIUM MANAGEMENT (US) LLC | DE | SOLE MEMBER | E | Control |
| AVANTIUM MANAGEMENT (US) LLC | DE | SOLE MEMBER | E | Control |
| AVANTIUM MANAGEMENT (US) LLC | DE | SOLE MEMBER | E | Control |
| AVANTIUM MANAGEMENT (US) LLC | DE | SOLE MEMBER | E | Control |
| AVANTIUM MANAGEMENT (US) LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AVANTIUM ASSET MANAGEMENT AG | FE | AVANTIUM MANAGEMENT (US) LLC | E | Control |
| AVANTIUM ASSET MANAGEMENT GMBH | FE | AVANTIUM MANAGEMENT (US) LLC | E | Control |
| AVANTIUM ASSET MANAGEMENT GMBH | FE | AVANTIUM MANAGEMENT (US) LLC | E | Control |
| AVANTIUM ASSET MANAGEMENT GMBH | FE | AVANTIUM MANAGEMENT (US) LLC | E | Control |
| AVANTIUM ASSET MANAGEMENT GMBH | FE | AVANTIUM MANAGEMENT (US) LLC | E | Control |
| AVANTIUM ASSET MANAGEMENT GMBH | FE | AVANTIUM MANAGEMENT (US) LLC | E | Control |
| AVANTIUM ASSET MANAGEMENT GMBH | FE | AVANTIUM MANAGEMENT (US) LLC | E | Control |
| AVANTIUM PARTNERS LTD | FE | AVANTIUM ASSET MANAGEMENT GMBH | E | Control |
| AVANTIUM PARTNERS LTD | FE | AVANTIUM ASSET MANAGEMENT GMBH | E | Control |
| AVANTIUM PARTNERS LTD | FE | AVANTIUM ASSET MANAGEMENT GMBH | E | Control |
| AVANTIUM PARTNERS LTD | FE | AVANTIUM ASSET MANAGEMENT GMBH | E | Control |
| AVANTIUM PARTNERS LTD | FE | AVANTIUM ASSET MANAGEMENT GMBH | E | Control |
| AVANTIUM PARTNERS LTD | FE | AVANTIUM ASSET MANAGEMENT GMBH | E | Control |
| AVANTIUM PARTNERS LTD | FE | AVANTIUM ASSET MANAGEMENT AG | E | Control |
| HAIGH, KAY, OLIVER | I | AVANTIUM PARTNERS LTD | D | Control |
| HAIGH, KAY, OLIVER | I | AVANTIUM PARTNERS LTD | D | Control |
| HAIGH, KAY, OLIVER | I | AVANTIUM PARTNERS LTD | D | Control |
| HAIGH, KAY, OLIVER | I | AVANTIUM PARTNERS LTD | D | Control |
| HAIGH, KAY, OLIVER | I | AVANTIUM PARTNERS LTD | D | Control |
| HAIGH, KAY, OLIVER | I | AVANTIUM PARTNERS LTD | D | Control |
| HAIGH, KAY, OLIVER | I | AVANTIUM PARTNERS LTD | D | Control |
| SIELING, ARND, EUGEN | I | AVANTIUM PARTNERS LTD | C | Control |
| SIELING, ARND, EUGEN | I | AVANTIUM PARTNERS LTD | C | Control |
| SIELING, ARND, EUGEN | I | AVANTIUM PARTNERS LTD | C | Control |
| SIELING, ARND, EUGEN | I | AVANTIUM PARTNERS LTD | C | Control |
| SIELING, ARND, EUGEN | I | AVANTIUM PARTNERS LTD | C | Control |
| SIELING, ARND, EUGEN | I | AVANTIUM PARTNERS LTD | C | Control |
| SIELING, ARND, EUGEN | I | AVANTIUM PARTNERS LTD | C | Control |
Registrations
Federal
IA
Sep 27, 2012 REGISTERED
Address
142 WEST 57TH STREETNEW YORK, NY 10019
United States
Phone: 646-553-3938