STAR MOUNTAIN FUND MANAGEMENT, LLC
CRD #164728 SEC #801-80161 NEW YORK, NY 212-810-9044
SEC Registered Private Funds
Total AUM
$4B
Discretionary
$3.4B
Employees
83
Clients
--
Accounts
33
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 10
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAJAJ, JASPAL, SINGH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BORODOVSKY, LEV | I | CHIEF RISK OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| BORODOVSKY, LEV | I | CHIEF RISK OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| BORODOVSKY, LEV | I | CHIEF RISK OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| BORODOVSKY, LEV | I | CHIEF RISK OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| BORODOVSKY, LEV | I | CHIEF RISK OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| BORODOVSKY, LEV | I | CHIEF RISK OFFICER AND CHIEF COMPLIANCE OFFICER | NA | |
| BORODOVSKY, LEV | I | CHIEF COMPLIANCE OFFICER | NA | |
| BORODOVSKY, LEV | I | CHIEF RISK OFFICER | NA | |
| BORODOVSKY, LEV | I | CHIEF RISK OFFICER | NA | |
| Bajaj, Jaspal, Singh | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ERICSON, AUSTIN, SHAWN | I | CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL | NA | Control |
| ERICSON, AUSTIN, SHAWN | I | CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL | NA | Control |
| ERICSON, AUSTIN, SHAWN | I | CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL | NA | Control |
| ERICSON, AUSTIN, SHAWN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | Control |
| Ericson, Austin, Shawn | I | CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL | NA | Control |
| Ericson, Austin, Shawn | I | CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL | NA | Control |
| Ericson, Austin, Shawn | I | CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF OPERATING OFFICER | NA | |
| GIMBERT, CHRISTOPHER, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HICKEY, BRETT, ALLAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| HICKEY, BRETT, ALLAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HICKEY, BRETT, ALLAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HICKEY, BRETT, ALLAN | I | SENIOR MANAGING DIRECTOR | NA | Control |
| HICKEY, BRETT, ALLAN | I | MANAGING MEMBER | NA | Control |
| KUTCH, RANDALL, LANE | I | SENIOR MANAGING DIRECTOR | NA | |
| KUTCH, RANDALL, LANE | I | SENIOR MANAGING DIRECTOR | NA | |
| KUTCH, RANDALL, LANE | I | SENIOR MANAGING DIRECTOR | NA | |
| KUTCH, RANDALL, LANE | I | SENIOR MANAGING DIRECTOR | NA | |
| LAMPERT, LISA, JILL | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| LAMPERT, LISA, JILL | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| LONG, ROBERT, WILBURN | I | PRESIDENT | NA | Control |
| LONG, ROBERT, WILBURN | I | PRESIDENT | NA | |
| LONG, ROBERT, WILBURN | I | VICE CHAIRMAN | NA | Control |
| MATTSON, GEORGE, NATHANIEL | I | PRESIDENT | NA | Control |
| NADEL, EDWARD, SHAWN | I | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | NA | |
| PARAS, STEPHEN, BASIL | I | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| PARAS, STEPHEN, BASIL | I | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| PARAS, STEPHEN, BASIL | I | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| PARAS, STEPHEN, BASIL | I | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| PARAS, STEPHEN, BASIL | I | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| PARAS, STEPHEN, BASIL | I | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| PARAS, STEPHEN, BASIL | I | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| PARAS, STEPHEN, BASIL | I | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| PARAS, STEPHEN, BASIL | I | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| PARAS, STEPHEN, BASIL | I | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| PARAS, STEPHEN, BASIL | I | MANAGING DIRECTOR & CHIEF CREDIT OFFICER | NA | Control |
| POLIS, JOHN, WILLIAM | I | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| POLIS, JOHN, WILLIAM | I | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| POLIS, JOHN, WILLIAM | I | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| POLIS, JOHN, WILLIAM | I | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| POLIS, JOHN, WILLIAM | I | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| POLIS, JOHN, WILLIAM | I | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| POLIS, JOHN, WILLIAM | I | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| POLIS, JOHN, WILLIAM | I | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| POLIS, JOHN, WILLIAM | I | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| POLIS, JOHN, WILLIAM | I | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| POLIS, JOHN, WILLIAM | I | CHIEF OPERATING OFFICER & CHIEF TECHNOLOGY OFFICER | NA | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN HOLDINGS, LP | DE | MANAGER / SOLE MEMBER | E | Control |
| STAR MOUNTAIN HOLDINGS, LP | DE | MANAGER / SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STAR MOUNTAIN HOLDINGS, LLC | DE | STAR MOUNTAIN HOLDINGS, LP | F | Control |
| STAR MOUNTAIN HOLDINGS, LLC | DE | STAR MOUNTAIN HOLDINGS, LP | F | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN HOLDINGS, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN HOLDINGS, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| HICKEY, BRETT, ALLAN | I | STAR MOUNTAIN CAPITAL, LLC | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | STAR MOUNTAIN HOLDINGS, LP | E | Control |
| STAR MOUNTAIN CAPITAL, LLC | DE | STAR MOUNTAIN HOLDINGS, LP | E | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (10)
CA CO CT FL GA IL NY OH PA TX
Address
140 EAST 45TH STREET37TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-810-9044