ZAVALA, RICALDO
CRD #164752 SEC #801-76903 DEL MAR, CA 858-228-6820
SEC Registered
Total AUM
$270M
Discretionary
$270M
Employees
--
Clients
0
Accounts
15
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 24, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ZAVALA, RICALDO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ZAVALA, RICALDO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ZAVALA, RICALDO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ZAVALA, RICALDO | I | CHIEF COMPLIANCE OFFICER | E | Control |
| ZAVALA, RICALDO | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jul 24, 2012 REGISTERED
Address
5980 RANCHO DIEGUENO ROADDEL MAR, CA 92014
United States
Phone: 858-228-6820