RIA Intelligence

LJM FUNDS MANAGEMENT, LTD.

CRD #164799 SEC #801-76983 CHICAGO, IL 312-756-0005
SEC Registered
Total AUM
$383.2M
Discretionary
$383.2M
Employees
18
Clients
--
Accounts
1

Firm Details

Organization Type
Corporation
State of Formation
Illinois
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 17, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ARIATHURAI, ARJUNAICHIEF RISK OFFICERNA Control
ARIATHURAI, ARJUNAICHIEF RISK OFFICERNA Control
ARIATHURAI, ARJUNAICHIEF RISK OFFICERNA Control
ARIATHURAI, ARJUNAICHIEF RISK OFFICERNA Control
ARIATHURAI, ARJUNAICHIEF RISK OFFICERNA Control
ARIATHURAI, ARJUNAICHIEF RISK OFFICERNA Control
CAINE, LAUREN, CATHERINEIDIRECTOR OF MARKETINGNA
CAINE, LAUREN, CATHERINEIDIRECTOR OF MARKETINGNA
CAINE, LAUREN, CATHERINEIDIRECTOR OF MARKETINGNA
KUHLMAN, JEFFREY, WAYNEIDIRECTORNA Control
KUHLMAN, JEFFREY, WAYNEIDIRECTORNA Control
KUHLMAN, JEFFREY, WAYNEIDIRECTORNA Control
KUHLMAN, JEFFREY, WAYNEIDIRECTORNA Control
KUHLMAN, JEFFREY, WAYNEIDIRECTORNA Control
KUHLMAN, JEFFREY, WAYNEIDIRECTORNA Control
KUHLMAN, JEFFREY, WAYNEIDIRECTORNA Control
MCBRIDE, KATHRYNIVICE PRESIDENT & CHIEF COMPLIANCE OFFICERNA Control
MCBRIDE, KATHRYNIVICE PRESIDENT & CHIEF COMPLIANCE OFFICERNA Control
PARVATANENI, ANISHIDIRECTOR OF TRADINGNA Control
PARVATANENI, ANISHIDIRECTOR OF TRADINGNA Control
PARVATANENI, ANISHIDIRECTOR OF TRADINGNA Control
PARVATANENI, ANISHIDIRECTOR OF TRADINGNA Control
PARVATANENI, ANISHIDIRECTOR OF TRADINGNA Control
PARVATANENI, ANISHIDIRECTOR OF TRADINGNA Control
PARVATANENI, ANISHIDIRECTOR OF TRADINGNA Control
SAVINO, LAUREN, CATHERINEIMANAGING DIRECTORNA Control
SYKORA, J., SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERNA Control
SYKORA, J., SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERNA Control
SYKORA, J., SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERNA Control
SYKORA, J., SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERNA Control
SYKORA, J., SCOTTIPRESIDENT & CHIEF COMPLIANCE OFFICERNA Control
CAINE, ANTHONYIFOUNDER & CHAIRMANE Control
CAINE, ANTHONYIFOUNDER & CHAIRMANE Control
CAINE, ANTHONYIFOUNDER & CHAIRMANE Control
CAINE, ANTHONYIFOUNDER & CHAIRMANE Control
CAINE, ANTHONYIFOUNDER & CHAIRMANE Control
CAINE, ANTHONYIFOUNDER & CHAIRMANE Control
CAINE, ANTHONYIFOUNDER & CHAIRMANE Control

Registrations

Federal

IA
Mar 17, 2017 REGISTERED

Notice Filings (1)

IL

Address

ONE FINANCIAL PLACE
440 S. LASALLE STREET, SUITE 2301
CHICAGO, IL 60605
United States
Phone: 312-756-0005