MARSTONE LLC
CRD #164810 SEC #801-78264 PROVIDENCE, RI 212.203.7790
SEC Registered
Total AUM
$2.1M
Discretionary
$2.1M
Employees
21
Clients
0
Accounts
154
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 22, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ESRIG, BURTON, J | I | COO | NA | Control |
| ESRIG, BURTON, J | I | COO | NA | Control |
| ESRIG, BURTON, J | I | COO | NA | Control |
| ESRIG, BURTON, J | I | COO | NA | Control |
| ESRIG, BURTON, J | I | COO | NA | Control |
| ESRIG, BURTON, J | I | COO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO, CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO, CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO, CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CCO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | CEO | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LAVINE, CHRISTOPHER, DALTON | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Minor, Marc, B. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Minor, Marc, B. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Minor, Marc, B. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Minor, Marc, B. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Minor, Marc, B. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Minor, Marc, B. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Minor, Marc, B. | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Uruba, James | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uruba, James | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uruba, James | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uruba, James | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uruba, James | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uruba, James | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uruba, James | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uruba, James | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uruba, James | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uruba, James | I | CHIEF COMPLIANCE OFFICER | NA | |
| Uruba, James | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| MARSTONE, INC | DE | MANAGING MEMBER | E | Control |
| RATIONAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| RATIONAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| RATIONAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| RATIONAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| RATIONAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| RATIONAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| RATIONAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
| RATIONAL GROUP, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | D | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | RATIONAL GROUP, LLC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | RATIONAL GROUP, LLC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | RATIONAL GROUP, LLC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | RATIONAL GROUP, LLC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | RATIONAL GROUP, LLC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | RATIONAL GROUP, LLC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | RATIONAL GROUP, LLC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | RATIONAL GROUP, LLC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | C | Control |
| HARTIGAN, MARGARET, JOSEPHINE | I | MARSTONE, INC | C | Control |
Registrations
Federal
IA
Oct 22, 2025 REGISTERED
Notice Filings (11)
CA CT FL KS MO NC NJ NY RI TX VA
Address
22 PARSONAGE STREET#110
PROVIDENCE, RI 02903
United States
Phone: 212.203.7790