RIA Intelligence

ILLUMINATION ASSET MANAGEMENT, LLC

CRD #164895 SEC #801-76966 LOS ANGELES, CA 310-220-6300
SEC Registered Private Funds
Total AUM
$492M
Discretionary
$492M
Employees
3
Clients
--
Accounts
6

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 4, 2016
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GAUGHAN, CHRISTOPHER, MICHAELIPRESIDENTNA Control
GAUGHAN, CHRISTOPHER, MICHAELIPRESIDENTNA Control
GAUGHAN, CHRISTOPHER, MICHAELIPRESIDENTNA Control
GAUGHAN, CHRISTOPHER, MICHAELIPRESIDENTNA Control
GAUGHAN, CHRISTOPHER, MICHAELIPRESIDENTNA Control
GAUGHAN, CHRISTOPHER, MICHAELIPRESIDENTNA Control
GUTTMAN, NATASHA, RUSHIDOVNAICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
GUTTMAN, NATASHA, RUSHIDOVNAICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
GUTTMAN, NATASHA, RUSHIDOVNAICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
JACOBSON, GREG, BARRYICEONA Control
JACOBSON, GREG, BARRYICEO AND CHIEF COMPLIANCE OFFICERNA Control
SMITH, IAN, CLARKICHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICERNA Control
SULLIVAN, JOSEPH, WILLIAMICOO AND CCONA Control
SULLIVAN, JOSEPH, WILLIAMICOO AND CCONA Control
SULLIVAN, JOSEPH, WILLIAMICOO AND CCONA Control
SULLIVAN, JOSEPH, WILLIAMICOO AND CCONA Control
SULLIVAN, JOSEPH, WILLIAMICOO AND CCONA Control
SULLIVAN, JOSEPH, WILLIAMICOO AND CCONA Control
SHERER, TODD, ALLENICEO AND MANAGING MEMBERE Control
SHERER, TODD, ALLENICEO AND MANAGING MEMBERE Control
SHERER, TODD, ALLENICEO, MANAGING MEMBER, AND CCOE Control
SHERER, TODD, ALLENICEO, MANAGING MEMBER, AND CIOE Control
SHERER, TODD, ALLENICEO, MANAGING MEMBER, AND CCOE Control
SHERER, TODD, ALLENICEO AND MANAGING MEMBERE Control
SHERER, TODD, ALLENICEO AND MANAGING MEMBERE Control
SHERER, TODD, ALLENICEO, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICERE Control
SHERER, TODD, ALLENICEO AND MANAGING MEMBERE Control
SHERER, TODD, ALLENICEO AND MANAGING MEMBERE Control
SHERER, TODD, ALLENICEO, MANAGING MEMBER, AND CIOE Control
SHERER, TODD, ALLENICEO AND CHIEF COMPLIANCE OFFICERE Control
SHERER, TODD, ALLENICEO, MANAGING MEMBER AND CHIEF COMPLIANCE OFFICERE Control
SHERER, TODD, ALLENIMANAGING MEMBER, CIO AND CEOE Control
WUNDERLICH INVESTMENT COMPANY, INC.DEMEMBERD Control
WUNDERLICH INVESTMENT COMPANY, INC.DEMEMBERD Control
BODI ADVISORS, INC.DEMEMBERC Control
BODI ADVISORS, INC.DEMEMBERC Control
SHERER, TODD, ALLENIMANAGING MEMBER, AND CIOA Control
SHERER, TODD, ALLENIMANAGING MEMBER, AND CIOA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
ACP INVESTMENT FUND II LPDEACP BD INVESTMENTS HOLDINGS LPF Control
ACP INVESTMENT FUND II LPDEACP BD INVESTMENTS HOLDINGS LPF Control
ACP INVESTMENT FUND MANAGEMENT LLPDEACP BD INVESTMENTS HOLDINGS LPF Control
ACP INVESTMENT FUND MANAGEMENT LLPDEACP BD INVESTMENTS HOLDINGS LPF Control
ACP BD INVESTMENTS HOLDINGS LPDEACP BD INVESTMENTS LLCE Control
ACP BD INVESTMENTS HOLDINGS LPDEACP BD INVESTMENTS LLCE Control
COIL INVESTMENT GROUP ASFECOIL U.S. HOLDINGS, INC.D Control
COIL INVESTMENT GROUP ASFECOIL U.S. HOLDINGS, INC.D Control
YDSTEB, ALFREDICOIL INVESTMENT GROUP ASD Control
YDSTEB, ALFREDICOIL INVESTMENT GROUP ASD Control
ACP BD INVESTMENTS LLCDEWUNDERLICH INVESTMENT COMPANY, INC.C Control
ACP BD INVESTMENTS LLCDEWUNDERLICH INVESTMENT COMPANY, INC.C Control
COIL U.S. HOLDINGS, INC.DEWUNDERLICH INVESTMENT COMPANY, INC.C Control
COIL U.S. HOLDINGS, INC.DEWUNDERLICH INVESTMENT COMPANY, INC.C Control

Registrations

Federal

IA
Feb 4, 2016 REGISTERED

Notice Filings (1)

CA

Address

11755 WILSHIRE BOULEVARD
SUITE 1600
LOS ANGELES, CA 90025
United States
Phone: 310-220-6300