UNITED ADVISORS INVESTMENT MANAGEMENT, LLC
CRD #164908 SEC #801-77527 NEW YORK, NY 212-444-2362
SEC Registered
Total AUM
--
Discretionary
--
Employees
2
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER AND INTERIM PRESIDENT | NA | Control |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER AND INTERIM PRESIDENT | NA | Control |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER AND INTERIM PRESIDENT | NA | Control |
| GOLDSTEIN, JONATHAN, CHARLES | I | CHIEF COMPLIANCE OFFICER AND INTERIM PRESIDENT | NA | Control |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| SANDLER, JACLYN, AIME | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | |
| PETER, DAMIAN, HUBERT | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | Control |
| PETER, DAMIAN, HUBERT | I | MAJORITY MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
| UNITED ATLANTIC CAPITAL | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
| PENSKE, MARK, HULBERT | I | UNITED ATLANTIC CAPITAL, LLC | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (5)
CA MA MN NJ NY
Address
40 WALL STREET17TH FLOOR
NEW YORK, NY 10005
United States
Phone: 212-444-2362