RIA Intelligence

AUA CAPITAL MANAGEMENT, LLC

Legal name: AUA CAPITAL MANAGEMENT

CRD #164914 SEC #801-79050 CAMP HILL, PA (717) 635-9220
SEC Registered
Total AUM
$196.9M
Discretionary
$196.9M
Employees
6
Clients
--
Accounts
97

Firm Details

Organization Type
Limited Liability Company
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 29, 2018
Branch Offices
1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
AUA FAMILY OFFICE MANAGEMENT, LLCDEMEMBERD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEOWNERD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEMEMBERD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEMEMBERD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEMEMBERD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEMEMBERD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEMEMBERD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEMEMBERD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEMEMBERD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEMEMBERD Control
AUA FAMILY OFFICE MANAGEMENT, LLCDEMEMBERD Control
SALERNO, MICHAEL, E.IMEMBER, ADMINISTRATIVE OFFICER/PRESIDENT/CCOC Control
SALERNO, MICHAEL, E.IPRESIDENTC Control
SALERNO, MICHAEL, E.ICHIEF COMPLIANCE OFFICERC
SALERNO, MICHAEL, E.IMEMBER, ADMINISTRATIVE OFFICER & PRESIDENTC Control
SALERNO, MICHAEL, E.ICHIEF COMPLIANCE OFFICERC
SALERNO, MICHAEL, E.IMEMBER, ADMINISTRATIVE OFFICER/PRESIDENT/CCOC Control
SALERNO, MICHAEL, E.IMEMBER, ADMINISTRATIVE OFFICER/PRESIDENT/CCOC Control
SALERNO, MICHAEL, E.IMEMBER, ADMINISTRATIVE OFFICER/PRESIDENT/CCOC Control
SALERNO, MICHAEL, E.IMEMBER, ADMINISTRATIVE OFFICER/PRESIDENT/CCOC Control
SALERNO, MICHAEL, E.IMEMBER, ADMINISTRATIVE OFFICER/PRESIDENT/CCOC Control
SALERNO, MICHAEL, E.IMEMBER, ADMINISTRATIVE OFFICER/PRESIDENT/CCOC Control
SALERNO, MICHAEL, E.IMEMBER, ADMINISTRATIVE OFFICER/PRESIDENT/CCOC Control
SALERNO, MICHAEL, E.IMEMBER, ADMINISTRATIVE OFFICER/PRESIDENT/CCOC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
AUA, LLCDEAUA FAMILY OFFICE MANAGEMENT, LLCE Control
UNANUE, ANDREWIAUA, LLCE Control
UNANUE, ANDREWIAUA FAMILY OFFICE MANAGEMENT, LLCE Control
UNANUE, ANDREWIAUA FAMILY OFFICE MANAGEMENT, LLCE Control
UNANUE, ANDREWIAUA, LLCE Control
UNANUE, ANDREWIAUA, LLCE Control
UNANUE, ANDREWIAUA, LLCE Control
UNANUE, ANDREWIAUA, LLCE Control
UNANUE, ANDREWIAUA, LLCE Control
UNANUE, ANDREWIAUA, LLCE Control
UNANUE, ANDREWIAUA, LLCE Control
UNANUE, ANDREWIAUA, LLCE Control

Registrations

Federal

IA
Mar 29, 2018 REGISTERED

Notice Filings (5)

CA DE NJ NY PA

Address

2331 MARKET STREET, SUITE L
CAMP HILL, PA 17011
United States
Phone: (717) 635-9220