K.W. BROWN & COMPANY
CRD #16492 SEC #801-61371 DELRAY BEACH, FL 561-393-6900
SEC Registered Broker-Dealer
Total AUM
$80.4M
Discretionary
$80.4M
Employees
10
Clients
0
Accounts
1,170
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Apr 4, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, KENNETH WILLIAM | I | CFO/OP/MP/DIR/TRUSTEE/CHAIRMAN OF THE BOARD | NA | Control |
| BROWN, KENNETH WILLIAM | I | CEO/CFO/OP/MP/DIR/TRUSTEE | NA | Control |
| BROWN, KENNETH WILLIAM | I | CEO/CFO/OP/MP/DIR/TRUSTEE | NA | Control |
| BROWN, KENNETH WILLIAM | I | CFO/OP/MP/DIR/TRUSTEE/CHAIRMAN OF THE BOARD | NA | Control |
| BROWN, KENNETH WILLIAM | I | CFO/OP/MP/DIR/TRUSTEE/CHAIRMAN OF THE BOARD | NA | Control |
| BROWN, WENDY ELIZABETH WERNER | I | SECRETARY/TREASURER | NA | Control |
| BROWN, WENDY ELIZABETH WERNER | I | PRESIDENT | NA | Control |
| BROWN, WENDY ELIZABETH WERNER | I | SECRETARY/TREASURER | NA | Control |
| BROWN, WENDY ELIZABETH WERNER | I | PRESIDENT | NA | Control |
| BROWN, WENDY ELIZABETH WERNER | I | SECRETARY/TREASURER | NA | Control |
| BROWN, WENDY ELIZABETH WERNER | I | SECRETARY/TREASURER | NA | Control |
| BROWN, WENDY ELIZABETH WERNER | I | SECRETARY/TREASURER | NA | Control |
| DESIDERIO, JERRY ANTHONY | I | PRESIDENT | NA | Control |
| DESIDERIO, JERRY ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DESIDERIO, JERRY ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DESIDERIO, JERRY ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DESIDERIO, JERRY ANTHONY | I | PRESIDENT | NA | Control |
| DESIDERIO, JERRY ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DESIDERIO, JERRY ANTHONY | I | PRESIDENT | NA | Control |
| DESIDERIO, JERRY ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WASSERMAN, DONALD | I | VICE PRESIDENT | NA | Control |
| WASSERMAN, DONALD | I | VICE PRESIDENT | NA | Control |
| THE BROWN FAMILY TRUST | DE | SHAREHOLDER | E | |
| THE BROWN FAMILY TRUST | DE | SHAREHOLDER | E | |
| THE BROWN FAMILY TRUST | DE | SHAREHOLDER | E | |
| THE BROWN FAMILY TRUST | DE | SHAREHOLDER | E | |
| THE BROWN FAMILY TRUST | DE | SHAREHOLDER | E |
Registrations
Federal
IA
Apr 4, 2007 REGISTERED
Notice Filings (1)
FL
Address
401 W. LINTON BLVDSUITE 202
DELRAY BEACH, FL 33444
USA
Phone: 561-393-6900